Suzanne H. Bauknight

LPL Financial Trad'l IRA (H)

Cash - Goldman Sachs — Interest

Oppenheimer Developing Markets Cl A (Y ODVYX) — Dividend — Sold (part)

Oppenheimer Developing Markets Cl A (Y ODVYX) — Buy (add'l)

Oppenheimer Developing Markets Cl A (Y ODVYX) — Sold (part)

Oppenheimer Developing Markets Cl A (Y ODVYX) — Buy (add'l)

Blackrock Total Return Instl MAHQX — Dividend — Sold (part)

Blackrock Total Return Instl MAHQX — Buy (add'l)

Blackrock Total Return Instl MAHQX — Sold (part)

IShares Core S&P US Value ETF IUSV — Dividend — Sold

IShares Core S&P US Growth ETF IUSG — Dividend — Sold (part)

IShares Core S&P US Growth ETF IUSG — Sold (part)

IShares Core S&P US Growth ETF IUSG — Sold (part)

IShares Core S&P US Growth ETF IUSG — Sold (part)

Blackrock Strategic Mun Opptys MAMTX — Dividend — Sold (part)

Blackrock Strategic Mun Opptys MAMTX — Sold

Blackrock Strategic Income Opptys BSIIX — Dividend — Sold (part)

Blackrock Strategic Income Opptys BSIIX — Buy (add'l)

Blackrock Strategic Income Opptys BSIIX — Sold (part)

Blackrock Strategic Income Opptys BSIIX — Buy (add'l)

IShares Edge MSCI Min Volatility ETF USMV — Dividend — Sold (part)

IShares Edge MSCI Min Volatility ETF USMV — Buy (add'l)

Ishares Core MSCI EAFE ETF (IEFA) — Dividend — Sold (part)

Ishares Core MSCI EAFE ETF (IEFA) — Sold

Ishares US Treasury Bond ETF (Govt) — Dividend — Sold (part)

Ishares US Treasury Bond ETF (Govt) — Sold (part)

Ishares US Treasury Bond ETF (Govt) — Buy (add'l)

Morgan Stanley Instl Intl Advantage Cl 1 (MFAIX) — Dividend — Sold (part)

Morgan Stanley Instl Intl Advantage Cl 1 (MFAIX) — Buy (add'l)

Morgan Stanley Instl Intl Advantage Cl 1 (MFAIX) — Buy (add'l)

Morgan Stanley Instl Intl Advantage Cl 1 (MFAIX) — Sold (part)

Pimco Income Cl 12 (PONPX) — Dividend — Sold (part)

Pimco Income Cl 12 (PONPX) — Sold (part)

Pimco Income Cl 12 (PONPX) — Sold (part)

Pimco Income Cl 12 (PONPX) — Buy (add'l)

Nuveen Strategic Mun Opptys CL 1 (NSIOX) — Dividend — Buy

Nuveen Strategic Mun Opptys CL 1 (NSIOX) — Sold (part)

Nuveen Strategic Mun Opptys CL 1 (NSIOX) — Buy (add'l)

Fidelity Advisor Stock Selector Small Cap CL 1 (FCDIX) — Buy

Blackrock Health Scienses Opptys Instl Cl (SHSSX) — Dividend — Buy

Spdr Portfolio Developed World Ex-us ETF (SPDW) — Dividend — Buy

Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy

Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

Blackrock Technology Opptys Instl C1 (BGSIX) — Buy

Blackrock Technology Opptys Instl C1 (BGSIX) — Sold (part)

Ishares Core Dividend Growth ETF (DGRO) — Dividend — Buy

Ishares Core Dividend Growth ETF (DGRO) — Sold

Berkshire Hathaway Inc Cl B New (BRK/ B) — Dividend — Sold (part)

Holston Methodist Fed'l CU (Cash Accounts) — Interest

LPL Financial (Cash Account) — Interest

Employee (adjunct professor), University of Tennessee College of Law, Knoxville, TN

Associate Editor and Board Member, American Bankruptcy Law Journal (National Conference of Bankruptcy Judges)

Managing Editor, Conference News, National Conference of Bankruptcy Judges

Liability — Home Depot — Revolving Credit Card

Liability — Bard College at Simon's Rock — Tuition, Room & Board

Income — 11/2020 — University of Tennessee College of Law - teaching — $3,300.00

Income — 2020 — Associate Editor, American Bankruptcy Law Journal, National Conference of Bankruptcy Judges — $6,000.00

Spouse's income — 2020 — Powell United Methodist Church; employment

On review of the information provided by my LPL broker for this report, I realized that I misread last year's report from the broker and indicated a complete sale of

Berkshire Hathaway Inc Cl B New (BRK/B). Thus, this report at Part VII, line 48, reflects no buy for that fund and reflects a partial sale in 2020. I am amending

my 2019 report to change the full sale of 7/16/19 as a partial sale and to amend the value at the end of the reporting period for that fund.