Andrew T. Baxter

Chase (Accounts) — Interest

Ally Bank (Account & CDs) — Interest

Citizens Bank — Interest — Open

(H) Charles Schwab Schwab-One Account — Interest

Schwab Advantage Money Fund (SWVXX) — Dividend

U.S. Treaury Note #1 — Interest — Matured

U.S. Treasury Note #2 — Interest — Matured

(H) Trust #1

First Citizens Community Bank (Dep. Acct.) — Interest

Ally Bank CD — None — Open

Charles Schwab Bank, High Yield Investor Checking — Interest

Charles Schwab, Schwab One Trust Account — Interest

Schwab Advantage Money Fund (SWVXX) — Dividend

Vanguard High Dividend Appreciation ETF (VIG) — Dividend — Buy

U.S. Treasury Note #XH8 — Interest — Matured

U.S. Treasury Note #VV9 — Interest — Matured

U.S. Treasury Bill #TH-2 — Interest — Matured

Real Estate Parcel #1, Potter Cty., PA — None

Real Estate Parcel #2, Potter Cty., PA — None

Real Estate Parcel #3, Potter Cty., PA (w/ gas lease) — Royalty

Real Estate Right of Way, Potter Cty., PA — None

1/4 interest in Ameritas Life Ins. Co. whole life policy #1 — Interest — Distributed

1/4 interest in Ameritas Life Ins. Co. whole life policy #2 — Interest — Distributed

1/4 interest in Ameritas Life Ins. Co. whole life policy #3 — Interest — Distributed

1/4 interest in Ameritas Life Ins. Co. whole life policy #4 — Interest — Distributed

1/4 interest in MONY Life Ins. Co. (AXA) whole life policy — Interest — Distributed

Real Estate Parcel #4, Potter County, PA — None

(H) Trust #3

Citizens & Northern Bank — Interest — Closed

SunTurst — Interest — Closed

Charles Schwab, Schwab One Trust Account — Interest — Closed

U.S. Treasury Note #A42 — Interest — Sold

U.S. Treasury Note #N48 — Interest — Sold

U.S. Treasury Note #M98 — Interest — Sold

U.S. Treasury Note #WC0 — Interest — Sold

U.S. Treasury Note #XH8 — Interest — Matured

U.S. Treasury Note #VV9 — Interest — Matured

U.S. Treaury Note #VZO — Interest — Matured

U.S. Treasury Note #2J8 — Interest — Matured

U.S. Treasury Bill #SV2 — Interest — Matured

U.S. Treasury Bill #SM2 — Interest — Matured

U.S. Treasury Bill #SH3 — Interest — Matured

U.S. Treasury Bill #SD2 — Interest — Matured

U.S. Treasury Bill #RT8 — Interest — Matured

U.S. Treasury Bill #RY7 — Interest — Matured

Co-Trustee (1 of 4), Trust #1

Vice President, Princeton Alumni Association of Central New York

Trustee, Trust #3

Position #1: Trust #1 is a trust of the reporting judge and other family members.

Position #3: Trust #3 is a trust of a family member. Reporting judge was appointed as a co-trustee on 01/24/19. The other co-trustee died on 01/07/2020. All of

the assets of the trust were distributed in cash in 2020 to family beneficiaries, one of whom was the reporting judge (a 1/4 beneficiary).

Asset #4: Reports Schwab One interest only, but reports year end balance for entire investment account.

Asset ##5-7: Reports earnings, year end balance, and/or disposition only for the particular investment asset listed.

Asset #12: Reports Schwab One interest only, but reports year end balance for entire investment account.

Asset ##13-17: Reports earnings, year end balance, and/or disposition only for the particular investment asset listed.

Asset #20: Income consists of royalty on natural gas storage lease from National Fuel Gas Supply Corp.

Asset #21: The value of the right of way relating to other parcels in Potter County, PA was purchased, on 08/16/2004, for $2,500 by the donor to the trust, a

relative.

Assets ##22-26: Life insurance proceeds, with interest, were distributed in 2020 to reporting judge following the death of insured relative on 01/07/2020.

Reporting judge had a 1/4 interest in each policy and reports the amount of earnings and distributions only to him.

Assets #31: Upon the death of the co-trustee of Trust #3, the Schwab investment account listed under the SSN of the co-trustee was closed on 3/19/2020 and the

assets transferred to a new Schwab account under the EIN of the now-testamentary trust. The account of the testamentary trust was closed as of 11/3/2020 and all

of the assets of the trust were distributed to the beneficiaries (in cash), including to the reporting judge, who was a 1/4 beneficiary. Only Schwab One interest is

reported for Asset #31.