John George Koeltl

JOHNSON & JOHNSON - (COMMON) — Dividend — Donated (part)

PFIZER INC. - (COMMON) — Dividend

ROYAL DUTCH SHELL PLC - (COMMON) — Dividend

FEDERATED KAUFMANN LARGE CAP FUND CL A - MUTUAL FUND — Dividend

VIATRIS INC. - (COMMON) — None — Spinoff (from line 2)

MERRILL LYNCH FIA MONEY FUND - N.Y.,N.Y. — Interest — Buy (add'l) — Net Increase To MM Fund

DUTCHESS CTY BOND 4.5% DUE 08/01/26 — Interest

U.S. TREASURY BILL 0% DUE 05/21/2020 — Interest — Redeemed

NY ST DORM AT RV ST BOND 5% DUE 02/15/24 — Interest

NEW YORK NY G.O. BDS 2019 4% DUE 12/01/2041 — Interest

METROPOLITAN TRANS AUTH NY REV GREEN BDS 4% DUE 11/15/2046 — Interest

THOMPSON NY PUB IMPT BOND 4.125% DUE 09/01/29 — Interest

N.Y. STATE CLN-DRNKNG WTR BOND 5% DUE 06/15/36 — Interest

NEW YORK ST G.O. SER E OID BOND 4% DUE 12/15/37 — Interest

HAVERSTRAW NY IMPT BOND 3.50% DUE 03/01/35 — Interest — Redeemed

N.Y. STATE G.O. SER A OID BOND 3.125% DUE 03/15/34 — Interest

N.Y. STATE URBAN DEV BOND 3.25% DUE 03/15/33 — Interest

N.Y. STATE URBAN DEV BOND 4% DUE 03/15/2048 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 3.00% DUE 11/15/35 — Interest

NEW YORK NY CITY TRA REV BOND 3.00% DUE 02/01/37 — Interest

METROPOLITAN TRANS AUTH NY REV BOND 4.00% DUE 11/15/38 — Interest

TRIBORO BRIDGE & TUNNEL BOND 4.00% DUE 11/15/42 — Interest

NEW YORK NY CITY TFA REV BOND 4.00% DUE 02/01/44 — Interest

HUDSON YD INFA NY BOND 4.00% DUE 02/15/44 CALL DATE 02/15/17 — Interest

HUDSON YD INFA NY BOND 4.00% DUE 02/15/44 — Interest

NEW YORK NY CITY TFA REV BOND 4.00% DUE 05/01/44 — Interest

NY ST DORM AUTH SALES TAX REV SER A BOND 4.00% DUE 03/15/45 — Interest

NEW YORK ST TWY AUTH GEN REV SER A BOND 5.00% DUE 01/01/46 — Interest

NY ST DORM AUTH SALES TAX REV SER A BOND 4.00% DUE 03/15/47 — Interest

NEW YORK NY MUN WFA WTR-SS REV WTR EE — Interest

CITIBANK CHECKING ACCOUNT - N.Y.,N.Y. — None

MERRILL LYNCH (IRA ROLLOVER) - ML BANK CASH ACCOUNT — Interest — Buy (add'l) — Net Increase to MM Fund

MERRILL LYNCH (IRA ROLLOVER) - ALGER CAP. APPREC. FUND CL Z — Dividend — Sold (part)

MERRILL LYNCH (IRA ROLLOVER) - MFS VALUE FUND CL I — Dividend

MERRILL LYNCH(IRA ROLLOVER)- INVESCO DEV. MKTS FUND CL Y — Dividend

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL IS — Dividend

MERRILL LYNCH(IRA ROLLOVER)- ISHARES RUSSELL 1000 FUND — Dividend — Sold (part)

MERRILL LYNCH(IRA ROLLOVER)- U.S. TREASURY BILL 0% DUE 03/26/2020 — None — Redeemed

MERRILL LYNCH(IRA ROLLOVER)- PRUDENTIAL SHORT TERM CORP. BOND FUND Z — Dividend — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- AIG FOCUSED DIV. STRATEGY FUND CL W — None — Sold

MERRILL LYNCH(IRA ROLLOVER)- ISHARES CORE S&P 500 EFT — Dividend — Sold (part)

MERRILL LYNCH(IRA ROLLOVER)- VANGUARD TOTAL STOCK MARKET ETF — Dividend

MERRILL LYNCH(IRA ROLLOVER)- ATT BOND 3% DUE 06/30/22 — Interest

MERRILL LYNCH(IRA ROLLOVER)- VERIZON BOND 4.272% DUE 01/15/36 — Interest

MERRILL LYNCH(IRA ROLLOVER)- ATT BOND 4.5% DUE 05/15/35 — Interest

MERRILL LYNCH(IRA ROLLOVER)- ISHARES MSCI EAFE — Dividend — Sold

MERRILL LYNCH(IRA ROLLOVER)- ISHARES TR RUSSELL 2000 — Dividend

MERRILL LYNCH(IRA ROLLOVER)- PIMCO INCOME FUND — Dividend — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- WESTERN ASSET CORE PLUS BOND FD CL I — Dividend — Buy

MERRILL LYNCH(IRA ROLLOVER)- COHEN & STEERS PREFERRED SEC & INCOME FD — Dividend — Buy

Mr. & Mrs.MICHAEL NAYLOR, PERSONAL LOAN — None

MERRILL LYNCH MONEY MARKET ACCOUNTS (MONEY MARKET FUNDS) — Interest — Buy (add'l) — Net Increase to MM Fund

ALTRIA GROUP INC ( COMMON) — Dividend

AMN ELEC POWER CO. (COMMON) — Dividend

AT&T (COMMON) — Dividend

BP PLC SPON ADR (COMMON) — Dividend

CALIFORNIA RESOURCES CORP. (COMMON) — None — Sold

CHEVRON CORP (COMMON) — Dividend

CONSOLIDATED EDISON INC. (COMMON) — Dividend

DAIMLER A (COMMON) — Dividend

DOMINION RESOURCES INC. (COMMON) — Dividend

DUKE ENERGY CORP. (COMMON) — Dividend

EDISON INT'L CALIF (COMMON) — Dividend

EXELON CORP. (COMMON) — Dividend

EXXON MOBIL CORP. (COMMON) — Dividend

GENERAL ELECTRIC (COMMON) — Dividend

HERSHEY CO. (COMMON) — Dividend

HESS CORP. (COMMON) — Dividend

HONEYWELL INT'L INC. (COMMON) — Dividend

THE KRAFT/HEINZ CO. (COMMON) — Dividend

MARATHON OIL CORP. (COMMON) — Dividend

MONDELEZ INTERNATIONAL INC. (COMMON) — Dividend

EVERSOURCE ENERGY (COMMON) — Dividend

CARRIER GLOBAL CORP (COMMON) — Dividend — Spinoff (from line 79)

OTIS WORLDWIDE CORP (COMMON) — Dividend — Spinoff (from line 79)

PHILIP MORRIS INT'L INC. (COMMON) — Dividend

PUBLIC SERVICE ENTERPRISE GROUP (COMMON) — Dividend

ROCKWELL AUTOMATION INC. (COMMON) — Dividend

UNITED TECHS CORP (COMMON) — Dividend — Sold

SOUTHERN COMPANY (COMMON) — Dividend

ENBRIDGE INC. (COMMON) — Dividend

VERIZON COMM. (COMMON) — Dividend

DEUTSCHE NY TAX FREE INCOME FUND CL A (MUTUAL FUND) — Dividend

ISHARES RUSSELL 1000 FUND (MUTUAL FUND) — Dividend

INVESCO ROCHESTER LIMITED TERM NY MUNI BOND FUND A (MUTUAL FUND) — Dividend — Buy (add'l)

WESTERN ASSET HIGH INCOME FUND II (MUTUAL FUND) — Dividend

INVESCO ROCHESTER LIMITED TERM NY MUNI BOND FUND C (MUTUAL FUND) — Dividend — Sold

WABTEC (COMMON) — Dividend

ISHARES CORE S&P 500 ETF (MUTUAL FUND) — Dividend

RAYTHEON TECHNOLOGIES CORP (COMMON) — Dividend — Buy

ADJUNCT LAW PROFESSOR, NY UNIVERSITY LAW SCHOOL

Income — 2020 — NEW YORK UNIVERSITY - TEACHING — $28,845.00