Steven I. Locke

Citibank Cash Accounts — Interest

Hormel, Inc Common Stock — Dividend

Brokerage Account #1 (H)

JPM US Treasury Plus Money Market Fund — Dividend — Redeemed

JPMorgan Deposit Account B — Interest — Open

Acct B -Apple Inc Common Stock — Dividend

Corning Inc — Dividend — Buy

Walt Disney Co Common Stock — Dividend

First Horizon Natl Corp Common Stock — Dividend

International Business Machines Common Stock — Dividend

International Paper Co — Dividend — Buy

Macquirie Infrastructure Corp - Was Macquirie Infrastructure LLC — Dividend

Motorola Solutions Inc. Common Stock — Dividend — Sold

Microchip Technology Inc Common Stock — Distribution

Pfizer Inc Common Stock — Dividend

Terra Inventions Corp Common Stock — None

Viatris Inc — None — Spinoff (from line 15)

Brokerage Account #2(H)

Columbia Acorn Fund A — Dividend

Brokerage Account #3 (H)

Apple, Inc — Dividend

Corning, Inc. — Dividend

Walt Disney Co — Dividend

International Business Machines Corp — Dividend

Pepsico — Dividend

Cash - JPMorgan Securities — None

Brokerage Account #4 (H)

Apple, Inc — Dividend

Walt Disney Co — Dividend

Pepsico — Dividend

Cash - JPMorgan Securities — None

Retirement Account #1 (H)

NM FDIC Insured Depoit Program — Interest — Closed

Morgan Stanley Bank Insued Cash Account — Interest — Open

AB Global Bond Fd Adv Cl — Dividend — Sold

American Century Short Duration Inflation Protection Bd Fd Inv Cl — Dividend — Sold

Baron Emerging Markets Fund Institutional Class — Dividend — Sold

Blackrock Strategic Income Opp Portfolia Fd Inlst Cl — Dividend — Sold

Blackrock Floating Rate Income Portfolio Fund Institutional Cl — Dividend — Sold

Carillon Eagle Small Cp Growth Fund Class I — Dividend — Sold

Cohen & Steers Real Estate Securities Fund Class I — Dividend — Sold (part)

Cohen & Steers Real Estate Securities Fund Class I — Sold

Fidelity Advisor International Small Cap Fund Class I — Dividend — Sold

John Hancock Bond Fund Class I — Dividend — Sold

The Oakmark Inernational Fund Investor Class — Dividend — Sold

John Hancock International Growth Fund Class I — Dividend — Sold

John Hancock Disciplined Value Mid Cap Fund Class I — Dividend — Sold

Pimco Income Fund Class I-2 — Dividend — Sold

Principal Midcap Fund Insitutional Class — Dividend — Sold

Vanguard REIT Index Fund Admiral Shares — Dividend — Sold

Vanguard Developed Markets Index Fund Admiral Class — Dividend — Sold

Ishares Tr Edge MSCI EAFE Minimum Volatility ETF EFAV — Dividend — Buy

Ishares Tr Edge MSCI EAFE Minimum Volatility ETF EFAV — Buy (add'l)

Ishares Tr Edge MSCI EAFE Minimum Volatility ETF EFAV — Buy (add'l)

Ishares Tr Edge MSCI EAFE Minimum Volatility ETF EFAV — Sold (part)

Ishares Tr Core S&P 500 ETF — Dividend — Sold

Ishares Tr Core S&P Mid-Cap ETF — Dividend — Buy (add'l)

Ishares Tr Core S&P Mid-Cap ETF — Sold

Ishares Tr Core S&P Small-Cap ETF IJR — Dividend — Buy (add'l)

Ishares Tr Core S&P Small-Cap ETF IJR — Sold (part)

IsharesMSCI EAFE Small Cp ETF SCZ — Dividend — Buy

IsharesMSCI EAFE Small Cp ETF SCZ — Sold (part)

Matthews Asia Dividend Investor Cl MAPIX — Dividend — Buy

Matthews Asia Dividend Investor Cl MAPIX — Sold (part)

Matthews Asia Dividend Investor Cl MAPIX — Sold (part)

New World Cl F2 NFFFX — Dividend — Sold (part)

New World Cl F2 NFFFX — Sold (part)

Sprott Physical Golld & Silver Tr Unit CEF — Dividend — Buy

Vanguard Short Term Investment Grade Admiral Cl VFSUX — Dividend — Buy

Vanguard Short Term Investment Grade Admiral Cl VFSUX — Sold (part)

Vanguard High Yield Corp Admiral Cl VWEAX — Dividend — Buy

Vanguard Large Cap ETF VV — Dividend — Buy

Vanguard Large Cap ETF VV — Sold (part)

Vanguard Large Cap ETF VV — Sold (part)

Vanguard Long Term Bond Index ETF BLV — Dividend — Buy

Vanguard Long Term Bond Index ETF BLV — Buy (add'l)

Vanguard Long Term Bond Index ETF BLV — Sold (part)

Vanguard Midcap ETF VO — Dividend — Buy

Vanguard Midcap ETF VO — Sold (part)

Vanguard Short Term Inflation Protected Securities ETF VTIP — Dividend — Buy

Vanguard Total Bond Market ETF BND — Dividend — Buy

Vanguard Total Bond Market ETF BND — Sold (part)

Vanguard Total Bond Market ETF BND — Buy (add'l)

Vanguard Total Bond Market ETF BND — Sold (part)

Vanguard Total World Stock ETF VT — Dividend — Buy (add'l)

Vanguard Total World Stock ETF VT — Buy (add'l)

Vanguard Total World Stock ETF VT — Sold (part)

Vanguard Total World Stock ETF VT — Sold (part)

Vanguard Index Fds S&P 500 ETF Shs New — Dividend — Buy (add'l)

Vanguard Index Fds S&P 500 ETF Shs New — Sold

Retirement Account #2 (H)

NM Fdic Insured Deposit Program — None — Closed

AB Global Real Estate Investment Fd Cl A — Dividend — Sold

Europacific Growth Fund Class A — Dividend — Sold

The Growth Fund of America Class A — Dividend — Sold

MFS Value Fund Class A — Dividend — Sold

Invesco Oppenheimer Global Strategic Income Fund Class A — Dividend — Sold

Pimco Total Return Class A — Dividend — Sold

Small-Cap World Fund Class A — Dividend — Sold

Morgan Stanley Bank — Interest — Open

Ishares Edge MSCI Min Volatility EAFE ETF — Dividend — Buy

Matthews Asia Dividend Investor CL — Dividend — Buy

Vanguard Short Term Investment Grade Admiral CL — Dividend — Buy

Vanguard Large Cap ETF — Dividend — Buy

Vanguard Long Term Bond Index ETF — Dividend — Buy

Vanguard Mid Cap ETF — Dividend — Buy

Vanguard Total Bond Index ETF — Dividend — Buy

Vanguard Total World Stock ETF — Dividend — Buy

Victory Integrity Small-Cap Value Fund — Dividend — Sold

Washington Mutual Investors Fund Class A — Dividend — Sold

College Fund #1 (H)

The Bond Fund of America -529A — Dividend

The Growth Fund of America - 529A — Dividend

The Income Fund of America - 529A — Dividend

New Perspective Fund - 529A — Dividend

Washington Mutual Investors Fund - 529A — Dividend

College Fund #2 (H)

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — None — Buy (add'l) — See Note 1, Part VIII

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy (add'l)

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy (add'l)

College Fund #3 (H)

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Sold — See Note 1, Part VIII

NYS 529 College Svgs Plan Moderate Age- Based Conservative Portfolio — None — Buy

NYS 529 College Svgs Plan Moderate Age- Based Conservative Portfolio — Buy (add'l)

NYS 529 College Svgs Plan Moderate Age- Based Conservative Portfolio — Buy (add'l)

NYS 529 College Svgs Plan Moderate Age- Based Conservative Portfolio — Buy (add'l)

Rental Property #1, Brooklyn, NY See Note 2, Part VIII — Rent

Adjunct Professor, St Johns University

Liability — Loan Depot — Mortgage on /rental property #1, Brooklyn, NY, Pt VII,

Income — 2020 — St Johns University, Teaching — $8,000.00

Spouse's income — 2020 — State of New York, Salary

Notes to Part VII.

Note 1. College Funds which do not report income as an item separate from change in value.

Note 2. Property was purchased in 2002 for $1,335,000.