Pierre Nelson Leval

Abbot Labs (common stock)( ) — Dividend

Abbvie Inc. (common stock) ( ) — Dividend

Exxon Mobil (common) — Dividend

Vanguard Total Stock Mkt ETF VTI — Dividend — Buy

MRO — Dividend

Daimler Chrysler (common) — Dividend

FMC Money Mkt ( ) (Dreyfus) — Interest — Redeemed

Hershey (common) — Dividend

Gen. American Inv. (common) (GAM) — Dividend

Chase Bank (acccount) — Interest

Chase Bank (acccount) — Interest

Citibank account — None

Art Works — None

Chase bank account (trust) — None

Vanguard GNMA Fixed Income Fund ( ) (VFIJX) — Interest

Vanguard GNMA Fixed Income Fund (trust) (VFIJX) — Interest

FHKCX — Dividend

FEMKX — Dividend

FXAIX (symbol changed from FUSVX) — Dividend

FLGEX — Dividend

HGOAX (symbol changed from HGOCX) — Dividend

IHSAX — Dividend

HGXAX (symbol changed from HNSAX) — Dividend

IHOAX (symbol changed from HIOCX) — Dividend

ITHAX (symbol changed from HCACX) — Dividend

IGNAX (symbol changed from IGNCX) — Dividend

VTRIX — Dividend

FNYXX — Interest

VDIGX — Dividend

CENT Puget Sound 4.750 2/1/28 — Interest — Sold

Jacksonville 5.375 8/15/23 — Interest

Guam Pwr Bond 5.0 10/1/26 — Interest

Guam Arpt Bond 5.00 10/1/23 — Interest

Guam Pwr 5.00 10/1/23 — Interest

Guam Pwr 5.00 10/1/24 — Interest

Guam Pwr 5.00 10/05/34 — Interest

Guam Pwr 5.00 10/01/30 — Interest

Monroe 5.75 bond 8/15/30 — Interest

Monroe 5.75 bond 2035 8/15/35 — Interest

E. Rochester 5.00 4/20/27 — Interest

Michigan Hosp. bond 5.25 5/15/26 — Interest — Redeemed (part)

Mississippi Dev. 6.75 12/1/33 — Interest — Sold (part)

NY Dorm 5.0 10/1/26 — Interest

NY Dorm 5.0 7/1/24 — Interest — Redeemed

NY Dorm 5.0 7/1/24 (See * in Part VIII) — Redeemed (part)

NY Dorm 5.0 10/1/30 — Interest

NY Dorm 5.0 10/1/28 — Interest

NYS Dorm 5.00 10/01/32 — Interest

NY Dorm 2.125 7/1/41 — Interest

NY HSG FIN 3.45 11/1/33 — Interest

NYS MTG 3.625 10/1/38 — Interest

PR 5.375 7/1/25 — Interest

PR HSG 5.125 12/1/27 — Interest — Redeemed

PR 4.65 12/01/23 — Interest — Redeemed

Puerto Rico bond 4.95 7/1/26 — Interest

Puerto Rico Comm. 5.5 7/1/20 — Interest — Redeemed

PR HSG 4.60 12/1/24 — Interest — Redeemed

Puerto Rico 5.25 7/1/22 — Interest — Redeemed (part)

Suffolk 5.00 2/1/26 — Interest

Suffolk 5.00 10/15/23 — Interest

Virgin I bond 5.0 10/1/28 — Interest

Virgin I Pub Fin bond 4.0 10/1/22 — Interest

Virgin I Pub Fin 5.0 10/1/27 — Interest

Virgin I Pub Fin 5.25 10/1/24 — Interest — Redeemed (part)

NY Util. Debt 5.0 12/15/32 — Interest

NY Util. Debt 5.0 12/15/36 — Interest

UTIL 5.00 12/15/29 — Interest

UTIL 5.00 12/15/30 — Interest

UTIL 5.00 12/15/27 — Interest

CENT Puget 4.75 2/1/28 — Interest

Guam Arpt. Bond 5.00 10/1/23 — Interest

Guam Pwr Bond 5.00 10/1/23 — Interest

Guam Pwr 5.00 10/1/24 — Interest

Monroe Cty 5.75 8/15/35 — Interest

Monroe Bond 5.75 8/15/30 — Interest

Monroe 5.00 6/1/24 — Interest

NYC HS 3.050 11/1/49 — None — Buy

NY HSG 3.45 11/1/33 — Interest — Buy

NY Dorm 5.00 3/15/35 — Interest — Buy

NY Dorm 5.00 3/15/37 — None — Buy

NY Dorm 4.00 2/1/30 — None — Buy

Onondaga 5.00 5/1/27 — Interest — Buy

NYS Dorm 5.0 10/1/26 - — Interest

NYS Dorm 5.0 7/1/'24 — Interest — Redeemed

NYS Dorm 5.0 7/1/24 (See * in Part VIII) — Redeemed (part)

NY Dorm 5.00 3/15/31 — Interest

NYS Dorm 5.75 02/15/20 — Interest — Sold

NYS Urban Bond 5.00 3/15/26 — Interest

NY Twy 5.0 1/1/33 — Interest

NYS MTG 3.00 10/1/31 — Interest

NYS MTG 3.650 10/1/37 — Interest

NYS MTG 3.80 4/1/45 — Interest

Penn 2.50 call 10/1/20 — Interest — Redeemed

Puerto Rico 4.95% 7/1/26 Bond — Interest

P.R. HSG 5.125 12/1/27 — Interest — Redeemed

P.R. HSG 4.65 12/1/23 — Interest — Redeemed

Puerto Rico Pub Fin 5.125 6/1/24 — Interest

PR 5.00 07/01/28 — Interest

Virgin I 5.0% 10/1/28 Bond` — Interest

Virgin I. 5.0% 10/1/30 Bond — Interest — Redeemed (part)

Utility 5.00 12/15/27 — Interest

Utility Debt 5.00 12/15/30 — Interest

JPMorgan Tax Free Bond VANTX — Interest

VOO — Dividend

House Woodstock NY — None — Sold

Council member - Emeritus, The American Law Institute

Trustee, Executor, Family members

Member - Photography Committee, Museum of Modern Art

Reimbursement — USC-University of Southern California — 2/07/2020 — Los Angeles, CA — Lecture — Travel

Spouse's income — Jan-Dec. — State St. Cultural Inst. Pension Plan - pension

Spouse's income — Jan. 2020 — Blanchette H. Rockefeller Trust - fee

* This line describes only a transaction. The first line identifying this security in Column A shows the information for Columns B and C.