Alicia Otazo-Reyes

Individual Assets (H)

Citibank (cash) — Interest

Account #1 (H)

Bank of America, NA, RASP (cash) — Interest

AB Large Cap Growth Fund (APGYX) — None — Sold

AIG Focused Dividend Strategy (FDSWX) — None — Sold

Alger Small Cap Focus Fund Class Z (AGOZX) — None — Sold (part)

Alger Small Cap Focus Fund Class Z (AGOZX) — Sold (part)

Allianzgi Mid Cap Value Fund Cl P (ANPRX) — Dividend — Buy

Allianzgi Mid Cap Value Fund Cl P (ANPRX) — Buy (add'l)

American Mutual Fund (AMRMX) — None — Buy

BBH Limited Duration Fund Cl I (BBBIX) — Dividend

Blackrock Short Maturity Bd (NEAR) — Dividend — Buy (add'l)

Blackrock Income Fd (BMSIX) — Dividend

Blackrock Mid Cap Growth Equity Portfolio Inst. Cl. (CMGIX) — None — Buy (add'l)

Blackrock High Yield Bd. Portfolio Fund (BHYIX) — Dividend — Sold

Delaware Value Fund (DDVIX) — None — Sold

Eaton Vance High Income Opportunities Fund (EIHIX) — Dividend — Sold

Eaton Vance Floating Rate MF (EIBLX) — Dividend — Sold

Federated Kaufmann Small Cap Pund Cl IS (FKAIX) — Dividend — Buy (add'l)

Federated Kaufmann Small Cap Pund Cl IS (FKAIX) — Sold (part)

Fidelity Adv Growth Opps Fd. Cl I (FAGCX) — Dividend — Buy (add'l)

Fidelity Adv Growth Opps Fd. Cl I (FAGCX) — Buy (add'l)

Fidelity Adv Intl Cap Apprec Fd. Cl I (FCPIX) — Dividend — Buy (add'l)

Fidelity Adv Intl Cap Apprec Fd. Cl I (FCPIX) — Sold (part)

Fidelity Adv Intl Cap Apprec Fd. Cl I (FCPIX) — Buy (add'l)

Franklin Dynatech Fd. Adv. (FDYZX) — None — Buy (add'l)

Franklin Small Cap Value Fd Adv Cl (FVADX) — Dividend — Buy

Franklin Small Cap Value Fd Adv Cl (FVADX) — Buy (add'l)

Franklin Small Cap Value Fd Adv Cl (FVADX) — Buy (add'l)

Glenmede Large Cap Growth Fund (GTILX) — None — Sold (part)

Glenmede Large Cap Growth Fund (GTILX) — Sold

Guggenheim Total Return Bond Fund Instl. Cl. (GIBIX) — Dividend

iShares 1-3 year Treasury Bond ETF (SHY) — Dividend — Buy (add'l)

iShares 1-3 year Treasury Bond ETF (SHY) — Buy (add'l)

iShares 1-3 year Treasury Bond ETF (SHY) — Sold

iShares 20+ year Treasury Bond ETF (TLT) — Dividend — Sold (part)

iShares Gold Tr (IAU) — None — Buy

iShares Gold Tr (IAU) — Sold

iShares S&P Midcap 400 Growth (IJK) — None — Sold (part)

iShares S&P Midcap 400 Growth (IJK) — Sold

iShares Core S&P 500 ETF (IVV) — Dividend — Sold (part)

iShares S&P Smallcap 600 Growth (IJT) — None — Sold

iShares Core S&P US Growth ETF (IUSG) — Dividend — Sold (part)

iShares Core S&P US Growth ETF (IUSG) — Sold (part)

iShares Core S&P US Value ETF (IUSV) — Dividend — Sold (part)

iShares Core S&P US Value ETF (IUSV) — Sold (part)

iShares Inc Core MSCI Emerging Markets ETF (IEMG) — None — Sold

Janus Henderson Global Equity Income Fund Cl I (HFQIX) — Dividend — Buy

Janus Henderson Global Equity Income Fund Cl I (HFQIX) — Buy (add'l)

Janus Henderson Small Cap Value Fund Cl I (JSCOX) — None — Sold

Janus Henderson Enterprise Fund I (JMGRX) — None — Sold (part)

Janus Henderson Enterprise Fund I (JMGRX) — Sold (part)

Janus Henderson Enterprise Fund I (JMGRX) — Sold (part)

Janus Henderson Enterprise Fund I (JMGRX) — Sold (part)

Janus Henderson Enterprise Fund I (JMGRX) — Sold

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Dividend — Sold (part)

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Sold (part)

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Buy (add'l)

Lord Abbett Bond Debenture Fund Cl F (LBDFX) — Dividend — Sold

Lord Abbett Short Duration Income Fd Cl F. (LDLFX) — Dividend — Buy (add'l)

Mainstay Large Cap Growth Fund (MLAIX) — None — Sold (part)

Mainstay Large Cap Growth Fund (MLAIX) — Sold

MFS International Intrinsic Value Fund (MINIX) — Dividend — Sold

MFS International Diversification Fund Cl I (MDIJX) — Dividend — Buy (add'l)

MFS International Diversification Fund Cl I (MDIJX) — Buy (add'l)

MFS Value FD CL I MF (MEIIX) — Dividend — Sold (part)

PGIM High Yield Fund Cl Z (PHYZX) — Dividend — Buy

PGIM High Yield Fund Cl Z (PHYZX) — Buy (add'l)

PGIM Total Return Bond Fd Cl Z (PDBZX) — Dividend

Pimco International Bond Fund (PFBPX) — Dividend — Buy (add'l)

Pimco International Bond Fund (PFBPX) — Buy (add'l)

Pimco Global Bond Fund (PGNPX) — Dividend — Sold

Pimco Income Fund (PONPX) — Dividend

Principal Equity Income Fund CL I (PEIIX) — Dividend

T Rowe Price Dividend Growth Fd (PRDGX) — Dividend — Buy

Thornburg Ltd Term Income Fund (THIIX) — Dividend — Buy (add'l)

Touchstone Mid Cap Fund Y Class (TMCPX) — Dividend — Buy (add'l)

Touchstone Mid Cap Fund Y Class (TMCPX) — Sold (part)

Touchstone Mid Cap Fund Y Class (TMCPX) — Buy (add'l)

Touchstone Mid Cap Fund Y Class (TMCPX) — Buy (add'l)

Tweedy Brown Global Value Fund (TBGVX) — None — Sold

Vanguard Short-Term Corporate Bond (VCSH) — Dividend — Buy

Vanguard Intermediate-Term Corporate Bond (VCIT) — Dividend — Buy

Western Asset Core Plus Bond Fund (WACPX) — Dividend — Sold

Account #2 (H)

Bank of America, NA, RASP (cash) — Interest

Member, Miami Dade College Paralegal Studies Program Advisory Committee

Reimbursement — George Mason University, Antonin Scalia Law School, Law and Economics Center — Feb. 1-5, 2020 — Key West, FL — Seminar — Transportation, meals, lodging

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.