Kathleen Mary Williams

United Technologies (UTX) — Dividend — Merged (with line 2)

Raytheon (RTX) — Dividend — Buy

Carrier (CARR) — Dividend — Spinoff (from line 2)

Otis Worldwide (OTIS) — Dividend — Spinoff (from line 2)

AT&T (T) — Dividend

Edison (EIX) — Dividend

Lockheed Martin (LMT) — Dividend

IBM — Dividend

Princ Preferred Securities (PRFCX) — Int./Div.

Nationwide Fixed Annuity — None

Wells Fargo Money Sweep — Interest

WELLS FARGO MANAGED ASSET ACCOUNT HOLDINGS BELOW

FTIXX-GSachs Treasury Instruments — Interest — Sold

MEDIX-MFS Emerg Mkt Debt — Dividend

AEPFX-American Euro-Pacific Grth — Dividend

Cohen & Steers Rlty (CSRSX) — Dividend

Diamond Hill Large Cap (DHLRX) — Dividend — Buy (add'l)

John Hancock FDS III (JGYIX) — Dividend

MFS Municipal Fnd (MMIIX) — Int./Div.

MFS VALUE Fnd (MEIIX) — Dividend — Sold

Noveen Mon. Trust (NUVBX) — Dividend

Wells Fargo Emerging Markets (EMGNX) — Dividend

T. Rowe Price Mun. Funds (PRINX) — Interest — Sold (part)

T. Rowe Price Mun. Inter Fnd (PRSMX) — Interest

T. Rowe Price Tax Free (PRFSX) — Interest

T. Rowe Price Blue Chip (TRBCX) — Dividend

Brown Adv Small Cap (BAFSX) — Dividend

Hartford Midcap (HFMIX) — Distribution

Janus Henderson Sm Cap Val (JSCOX) — Dividend

Wells Fargo Midcap Value — Dividend — Sold (part)

Liability — Wells Fargo Investments — Securities Margin Loan

SECTION VII. INVESTMENTS AND TRUSTS

LINES 1-4: On April 3, 2020, UTX merged with Raytheon and ceased to be traded separately. OYIS and CARR were then spun off by Raytheon into separate

companies. There was no gain/loss in the transactions as UTX shares were exchanged for shares in each of the 3 companies.