Sheila M. Finnegan
2014Annual
Ask Donna
Pull out the substance of this filing.
What was filed
128
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
1
spouse income
Named parties
- Northwestern University Law School
- Northwestern Law School
- Securitas and Titan Security (salary)
As filed
Templeton Growth Fund-A (TEPLX) — Int/Div — Sold
New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div
Everbank Checking — Interest
US. Employee Credit Union Checking and Saving — Interest
leonix Brand Group, Inc. (ICON) — None
Brokerage Account (Fidelity)
Fidelity Municipal Money Market — Interest
FL State Dept Gen Sves Bond 9/1/2014 — Interest — Sold
U.S. Treas Nts TIPS 4/15/2014 — Interest — Redeemed
Merck & Co (formerly Schering Plough) — Int/Div
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int — Sold
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy
VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)
VT {Vanguard Index Total Stk Mkt ETF) — Int./y — Buy (add'l)
VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)
VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)
VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)
VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Int/Div — Buy
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Sold (part)
VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Sold (part)
FSEVX (Spartan Extended Mkt Index Fid Adv Class) — Int/Div — Buy
SPY (SPDR S&P SON ETF) — Int/Div
Brokerage Acct 2 (UBS- 08 to Fidelity )
RMA Money Mkt Portfolio — Int/Div
Charlottesville Va Bond 7/15/18 — Interest — Sold
Charleston Cnty SC BE/R 4.250 110115 did 050206 — Interest
New York NY Fiscal Ser Bond Mand Sink Fd 10/15/16 — Interest — Sold
Chicago IL Wstwir Transm Rev Ser B FGIC 010117 Did 112106 — Interest
Denton Texas Util Sys Rev FSA B/E /R S000 120117 DTD OSS — Interest
Georgia State Ser V /R/S.000 070116 Did 070198 — Interest — Sold
Western Minn Mun Pwr Agy Ser B Rey NPFG B/E /R/IS000 010115 — Interest — Sold
Humble Tx Indpt Sch Bond 2/15/19 — Interest
Port St. Lucie Fl L/Rev Rev NPFG B/E /R/ — Interest — Sold
Hamilton Canty Oh SWR Sys Imp Rev 06A NPFG BE 'R/ — Interest — Sold
Marvland St. Sr A BE/R/ — Interest — Sold (part)
Brokerage acct 3 {Fid/Breck)
Arizona St Transn Brd Hwy Rev Bds Ser — Interest — Sold (part)
Collin Cnty Tex Ultd Tax Rd and Ref Bds — Interest — Sold (part)
Honolulu Hawaii City & Cnty Wastewtr Sys — Interest — Sold (part)
Elk Grove Village GO Bds Ser — Interest — Sold (part)
King Cnty Wash Swr Rey — Interest — Sold (part)
Naperville ILL GO Ref BDS Ser — Sold (part)
Ohio State Infrastr lmpt GO Rev — Interest — Sold (part)
Ohio St Univ Gen Repts — Interest — Sold (part)
Orange Cnty Fla Sales Tax Rev — Interest — Sold (part)
Redmond Wash Ref Bds Ser — Interest — Sold (part)
Tempe Ariz GO Bds Ser — Interest — Sold (part)
Texas St Univ Sys Fing Rev — Interest — Sold (part)
Washington St Motor Vhele Fuel Tax GO — Interest — Sold (part)
Winnebago Cnty Ill Go Alt Ref BDS — Interest — Sold (part)
Will Grundy Ete Coty" Ill Crnty 06/01/2018 Colleg — Buy
Rollover IRA/Roth SF (UBS-83/Fid-868/24 — hy
CVS Corp Bond 9/15/14 — Redeemed
Goldman Sachs Group Inc Bond 1/15/15
Anheuser Busch Co. Bond 2/1/15
Cisco Systems Inc Bond 2/22/16
Metlife Inc NTS 05.000% 061515 Drd062305 FC 121508 calla M/W
TimeWamer Cable Inc 05.8500% 050117 Dd0d0907 FCLI0107 call — Sold
VT {Vanguard Index Total Stk Mkt ETF) — Sold
Rollover IRA SF 2 (UBS-84/Fid Multiple) — hy
IWM (Ishares Trust Russell 2000 Index Fd) — Sold
IWD (Ishares Trust Russell 1000 Value Index Fd) — Sold
IWF (Ishares Trust Russell 1000 Growth Index Fd) — Sold
IWR (Ishares Trust Russell Midcap Index Fd) — Sold
VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Sold
VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Sold
TIP (Ishares Tips Bond ETF) — Buy
TIP (Ishares Tips Bond ETF) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy
VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy (add'l)
VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy (add'l)
AGG (Ishares Core Total US Bond ETF) — Buy
VT (Vanguard Total Stock Mkt ETF) — Buy
VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)
VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)
VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)
VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)
VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)
IRA Rollover Acct KS (Fidelity) — Int/Div
U.S. Treas Nts TIPS 4/15/2014 — Redeemed
OPGSX (Oppenheimer Gold & Spec Minerals C1 A)
PRPFX (Permanent Portfolio) — Sold
TIP (Ishares Barclays TIP Secs Fd) — Sold
WASAX (Ivy Asset Strategy C1 A) — Sold
Roth IRA Acces KS (Fidelity) — Int
FDRXX (Fidelity Cash Reserves)
SPHIX (Fidelity High Income)
CUT (Claymore Exch Traded Fd Tr Global Bimber) — Sold
DBV (Powershares DB G10) Currency Harvest Com Ut Ben Int) — Sold
DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int) — Sold
VTI (Vanguard Index Total Stk Mkt ETF) — Sold
AGG (Ishares Core U.S. Aggregate Bond ETF) — Buy
AGG (Ishares Core U.S. Aggregate Bond ETF) — Buy (add'l)
Roth IRA SF (Fidelity) — Int/Div
FDRXX (Fidelity Cash Reserves)
Abbvie Inc — Buy
Health Savings Account IRA — Int/Div
VEU (Vanguard FTSE AllWorld Ex US ETF) — Sold
VFINX (Vanguard 500 Index Fund Investor Shares) — Sold
VXUS (Vanguard Total Intl ETF) — Buy
VTI {Vanguard Total Stock Market ETF) — Buy
Federated Prime Cash Trust
College Invest Stable Value Plus (MetLife) £29 Plan for DS — Int/Div
Utah 529 Plan for DS (Option 9) — Int/Div — Distnibuted
Minois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div
Minois Bright Start 529 for MS (Index Equity) — Int/Div
Utah 529 Plan MS (Option 9) — Inv
Fidelity 529 Plan MS (MA Portfolio 2015) — Int/Div
Ninois College bonds — Interest — Redeemed
Brokerage Acct DS
FTEXX (Fidelity Municipal Money Market) — Interest
VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div
Brokerage Acct MS
FTEXX (Fidelity Municipal Money Market) — Interest
VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div
Charles Schwab Bank
Roth IRA DS (Custodian Acct) — Int/Div
Charles Schwab Bank
Vanguard Total Stock Mtk ETF (VT1) — Buy
Ishares Core US Aggreg Bond (AGG) — Buy
Chase Bank checking - DS — Interest
Chase Bank saving - MS — Interest
Adpmunct Professor, Northwestern University Law School
Income — 2014 — Northwestern Law School — S4.000.00
Spouse's income — 2014 — Securitas and Titan Security (salary)
1) I cased being a dependent in 2014 so Jil accounts/assets have been removed (lines 152-155, 163-166, and 169 of the 2013 report)
2) | have removed a municipal bond ( Triborough Brdg & Tunl Auth) from the asset listing in this report. While it was listed in the 2013 financial report (line 62)
based on a purchase on 1/11/2013, when I recarched to see the disposition of this bond for the 2014 report, 1 leaned that this purchase was cancelled shortly after
it was made (by the entity that was then managing the account). In other words, I never owned this municipal bond.
3) 1 have removed PGMAX (Pimco Global Multi-Asset Fund Class A) from the asset listing in this report. In the financial report for 2012, | indicated on line 82
that this security was sold in part but | have since learned that it was sold entirely so should not have been carried over after 2012,
4) 1 have removed EWG (Ishares MSCI Germany) from the asset listing in this report. In the financial report for 2011, 1 indicated on line 186 that the security was
sold in part but | have since learned that it was sold entirely so should not have been carried over after 2011.
5) 1 have removed EW (Ishares MSCI Japan) from the asset listing in this report. In the financial report for 2011, | indicated on line 191 that | had bought add!
EWI on 9/23/2011. 1 have since learned that this is incorrect. The transaction on 9/23/2011 was a sale of all EWJ. Therefore, EWJ should not have been carried
over after 2011.
6) | have removed SPHIX (Fidelity High Income) from the asset listing in this report. In the financial report for 2013, | indicated on line 116 that | held this asset
at year end. | was unable to find it in 2014 and contacted Fidelity to track this asset. It had been transferred to a different account and was sold on | 1/22/2013.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.