Sheila M. Finnegan

2014Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 128

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Northwestern University Law School
  • Northwestern Law School
  • Securitas and Titan Security (salary)

As filed

Templeton Growth Fund-A (TEPLX) — Int/Div — Sold

New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div

Everbank Checking — Interest

US. Employee Credit Union Checking and Saving — Interest

leonix Brand Group, Inc. (ICON) — None

Brokerage Account (Fidelity)

Fidelity Municipal Money Market — Interest

FL State Dept Gen Sves Bond 9/1/2014 — Interest — Sold

U.S. Treas Nts TIPS 4/15/2014 — Interest — Redeemed

Merck & Co (formerly Schering Plough) — Int/Div

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int — Sold

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Buy (add'l)

VT {Vanguard Index Total Stk Mkt ETF) — Int./y — Buy (add'l)

VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

VT {Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Int/Div — Buy

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Sold (part)

VXUS (Vanguard Star FD Total Intl Stock Index Fd) — Sold (part)

FSEVX (Spartan Extended Mkt Index Fid Adv Class) — Int/Div — Buy

SPY (SPDR S&P SON ETF) — Int/Div

Brokerage Acct 2 (UBS- 08 to Fidelity )

RMA Money Mkt Portfolio — Int/Div

Charlottesville Va Bond 7/15/18 — Interest — Sold

Charleston Cnty SC BE/R 4.250 110115 did 050206 — Interest

New York NY Fiscal Ser Bond Mand Sink Fd 10/15/16 — Interest — Sold

Chicago IL Wstwir Transm Rev Ser B FGIC 010117 Did 112106 — Interest

Denton Texas Util Sys Rev FSA B/E /R S000 120117 DTD OSS — Interest

Georgia State Ser V /R/S.000 070116 Did 070198 — Interest — Sold

Western Minn Mun Pwr Agy Ser B Rey NPFG B/E /R/IS000 010115 — Interest — Sold

Humble Tx Indpt Sch Bond 2/15/19 — Interest

Port St. Lucie Fl L/Rev Rev NPFG B/E /R/ — Interest — Sold

Hamilton Canty Oh SWR Sys Imp Rev 06A NPFG BE 'R/ — Interest — Sold

Marvland St. Sr A BE/R/ — Interest — Sold (part)

Brokerage acct 3 {Fid/Breck)

Arizona St Transn Brd Hwy Rev Bds Ser — Interest — Sold (part)

Collin Cnty Tex Ultd Tax Rd and Ref Bds — Interest — Sold (part)

Honolulu Hawaii City & Cnty Wastewtr Sys — Interest — Sold (part)

Elk Grove Village GO Bds Ser — Interest — Sold (part)

King Cnty Wash Swr Rey — Interest — Sold (part)

Naperville ILL GO Ref BDS Ser — Sold (part)

Ohio State Infrastr lmpt GO Rev — Interest — Sold (part)

Ohio St Univ Gen Repts — Interest — Sold (part)

Orange Cnty Fla Sales Tax Rev — Interest — Sold (part)

Redmond Wash Ref Bds Ser — Interest — Sold (part)

Tempe Ariz GO Bds Ser — Interest — Sold (part)

Texas St Univ Sys Fing Rev — Interest — Sold (part)

Washington St Motor Vhele Fuel Tax GO — Interest — Sold (part)

Winnebago Cnty Ill Go Alt Ref BDS — Interest — Sold (part)

Will Grundy Ete Coty" Ill Crnty 06/01/2018 Colleg — Buy

Rollover IRA/Roth SF (UBS-83/Fid-868/24 — hy

CVS Corp Bond 9/15/14 — Redeemed

Goldman Sachs Group Inc Bond 1/15/15

Anheuser Busch Co. Bond 2/1/15

Cisco Systems Inc Bond 2/22/16

Metlife Inc NTS 05.000% 061515 Drd062305 FC 121508 calla M/W

TimeWamer Cable Inc 05.8500% 050117 Dd0d0907 FCLI0107 call — Sold

VT {Vanguard Index Total Stk Mkt ETF) — Sold

Rollover IRA SF 2 (UBS-84/Fid Multiple) — hy

IWM (Ishares Trust Russell 2000 Index Fd) — Sold

IWD (Ishares Trust Russell 1000 Value Index Fd) — Sold

IWF (Ishares Trust Russell 1000 Growth Index Fd) — Sold

IWR (Ishares Trust Russell Midcap Index Fd) — Sold

VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Sold

VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Sold

TIP (Ishares Tips Bond ETF) — Buy

TIP (Ishares Tips Bond ETF) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy

VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy (add'l)

VXUS (Vanguard Star FD Total Intl Stock Index ETF) — Buy (add'l)

AGG (Ishares Core Total US Bond ETF) — Buy

VT (Vanguard Total Stock Mkt ETF) — Buy

VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)

VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)

VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)

VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)

VT (Vanguard Total Stock Mkt ETF) — Buy (add'l)

IRA Rollover Acct KS (Fidelity) — Int/Div

U.S. Treas Nts TIPS 4/15/2014 — Redeemed

OPGSX (Oppenheimer Gold & Spec Minerals C1 A)

PRPFX (Permanent Portfolio) — Sold

TIP (Ishares Barclays TIP Secs Fd) — Sold

WASAX (Ivy Asset Strategy C1 A) — Sold

Roth IRA Acces KS (Fidelity) — Int

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

CUT (Claymore Exch Traded Fd Tr Global Bimber) — Sold

DBV (Powershares DB G10) Currency Harvest Com Ut Ben Int) — Sold

DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int) — Sold

VTI (Vanguard Index Total Stk Mkt ETF) — Sold

AGG (Ishares Core U.S. Aggregate Bond ETF) — Buy

AGG (Ishares Core U.S. Aggregate Bond ETF) — Buy (add'l)

Roth IRA SF (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

Abbvie Inc — Buy

Health Savings Account IRA — Int/Div

VEU (Vanguard FTSE AllWorld Ex US ETF) — Sold

VFINX (Vanguard 500 Index Fund Investor Shares) — Sold

VXUS (Vanguard Total Intl ETF) — Buy

VTI {Vanguard Total Stock Market ETF) — Buy

Federated Prime Cash Trust

College Invest Stable Value Plus (MetLife) £29 Plan for DS — Int/Div

Utah 529 Plan for DS (Option 9) — Int/Div — Distnibuted

Minois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div

Minois Bright Start 529 for MS (Index Equity) — Int/Div

Utah 529 Plan MS (Option 9) — Inv

Fidelity 529 Plan MS (MA Portfolio 2015) — Int/Div

Ninois College bonds — Interest — Redeemed

Brokerage Acct DS

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Brokerage Acct MS

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Charles Schwab Bank

Roth IRA DS (Custodian Acct) — Int/Div

Charles Schwab Bank

Vanguard Total Stock Mtk ETF (VT1) — Buy

Ishares Core US Aggreg Bond (AGG) — Buy

Chase Bank checking - DS — Interest

Chase Bank saving - MS — Interest

Adpmunct Professor, Northwestern University Law School

Income — 2014 — Northwestern Law School — S4.000.00

Spouse's income — 2014 — Securitas and Titan Security (salary)

1) I cased being a dependent in 2014 so Jil accounts/assets have been removed (lines 152-155, 163-166, and 169 of the 2013 report)

2) | have removed a municipal bond ( Triborough Brdg & Tunl Auth) from the asset listing in this report. While it was listed in the 2013 financial report (line 62)

based on a purchase on 1/11/2013, when I recarched to see the disposition of this bond for the 2014 report, 1 leaned that this purchase was cancelled shortly after

it was made (by the entity that was then managing the account). In other words, I never owned this municipal bond.

3) 1 have removed PGMAX (Pimco Global Multi-Asset Fund Class A) from the asset listing in this report. In the financial report for 2012, | indicated on line 82

that this security was sold in part but | have since learned that it was sold entirely so should not have been carried over after 2012,

4) 1 have removed EWG (Ishares MSCI Germany) from the asset listing in this report. In the financial report for 2011, 1 indicated on line 186 that the security was

sold in part but | have since learned that it was sold entirely so should not have been carried over after 2011.

5) 1 have removed EW (Ishares MSCI Japan) from the asset listing in this report. In the financial report for 2011, | indicated on line 191 that | had bought add!

EWI on 9/23/2011. 1 have since learned that this is incorrect. The transaction on 9/23/2011 was a sale of all EWJ. Therefore, EWJ should not have been carried

over after 2011.

6) | have removed SPHIX (Fidelity High Income) from the asset listing in this report. In the financial report for 2013, | indicated on line 116 that | held this asset

at year end. | was unable to find it in 2014 and contacted Fidelity to track this asset. It had been transferred to a different account and was sold on | 1/22/2013.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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