Michael Yale Scudder jr

What was filed

611
investments
2
positions
0
gifts
0
agreements
0
debts
0
reimbursements
2
income
0
spouse income

Named parties

Northwestern University Pritzker School of Law
University of Chicago Law School
University of Chicago Law School - Teaching
Northwestern University Prtizker School of Law - Teaching

As filed

JPMorgan Chase Bank Account #1 (cash account) — Interest

JPMorgan Chase Bank Account #2 (cash account) — Interest

JPMorgan Chase Bank Account #3 (cash account) — Interest — Closed

Navy Federal Credit Union Account (cash account) — Int./Div.

JPMorgan Chase Bank Account #4 (cash account) — Interest — Open

JPMorgan Chase Bank Account #5 (cash account) — Interest — Open

PNC Bank Account #1 (cash account) — Interest

Bank of America Account #1 (cash account) — Interest

Bank of America Account #2 (cash account) — Interest

Citi Private Bank Investment Account (H)

Western Asset Institutional Government Money Market Deposit Account — Interest

iShares Gold TR iShares (IAU) — None — Buy (add'l)

iShares Gold TR iShares (IAU) — Buy (add'l)

iShares Gold TR iShares (IAU) — Sold (part)

iShares Gold TR iShares (IAU) — Buy (add'l)

iShares TR Russell 1000 Value ETF (IWD) — Dividend — Sold (part)

iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

iShares TR Russell 1000 Value ETF (IWD) — Sold (part)

iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

iShares TR Russell 1000 Value ETF (IWD) — Sold (part)

iShares TR Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)

iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Dividend — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Sold (part)

iShares TR Russell 2000 ETF (IWM) — Buy (add'l)

iShares Gold Trust ETF (IAU) — Sold (part)

iShares TR MSCI All Country Asia Ex Japan ETF (AAXJ) — None — Buy

iShares TR MSCI All Country Asia Ex Japan ETF (AAXJ) — Sold

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Dividend — Buy (add'l)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Sold (part)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Dividend — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Dividend — Buy (add'l)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Sold (part)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Dividend — Sold (part)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Sold (part)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Sold (part)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Sold (part)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy (add'l)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Dividend — Sold (part)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)

iShares TR Core S&P Small-Cap ETF (IJR) — Dividend — Buy

iShares TR Core S&P Small-Cap ETF (IJR) — Buy (add'l)

iShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)

iShares TR Global REIT ETF (REET) — Dividend — Buy

iShares TR Global REIT ETF (REET) — Buy (add'l)

iShares TR Global REIT ETF (REET) — Sold (part)

iShares TR Latin America 40 ETF (ILF) — Dividend — Buy

iShares TR MSCI EAFE Small Cap ETF (SCZ) — Dividend — Buy

Citi Private Bank Individual Retirement Account #1 (H)

Western Asset Institutional Government Money Market Deposit Account — Interest

iShares Gold TR iShares (IAU) — None — Buy (add'l)

iShares Gold TR iShares (IAU) — Buy (add'l)

iShares Gold TR iShares (IAU) — Sold (part)

iShares Gold TR iShares (IAU) — Buy (add'l)

iShares MSCI All Country Asia ex Japan ETF (AAXJ) — Dividend — Buy (add'l)

iShares MSCI All Country Asia ex Japan ETF (AAXJ) — Sold

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Dividend — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)

iShares TR Russell 1000 Value ETF (IWD) — Dividend — Sold (part)

iShares TR Russell 1000 Value ETF (IWD) — Sold (part)

iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

iShares TR Russell 1000 Value ETF (IWD) — Sold (part)

iShares TR Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)

iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Dividend — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Sold (part)

iShares TR Russell 2000 ETF (IWM) — Buy (add'l)

iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Dividend — Sold (part)

iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Buy (add'l)

iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold (part)

iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold

Vanguard Total Bond Market ETF (BND) — Dividend — Sold (part)

Vanguard Total Bond Market ETF (BND) — Sold (part)

Vanguard Total Bond Market ETF (BND) — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard Charlotte FDS Total International Bond ETF (BNDX) — Dividend — Sold

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Dividend — Buy (add'l)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

iShares TR Latin America 40 ETF (ILF) — Dividend — Buy

iShares TR Latin America 40 ETF (ILF) — Sold (part)

iShares TR Latin America 40 ETF (ILF) — Buy (add'l)

iShares TR Core S&P Small Cap ETF (IJR) — Dividend — Buy

iShares TR Core S&P Small Cap ETF (IJR) — Sold (part)

iShares TR Global REIT ETF (REET) — Dividend — Buy

iShares TR Global REIT ETF (REET) — Buy (add'l)

iShares TR Global REIT ETF (REET) — Sold (part)

iShares TR Mortgage Real Estate ETF (REM) — Dividend — Buy

iShares TR Mortgage Real Estate ETF (REM) — Buy (add'l)

iShares TR Mortgage Real Estate ETF (REM) — Sold (part)

SPDR SER TR Bloombarg Barclays High Yield BD ETF (JNK) — Dividend — Buy

SPDR SER TR Bloombarg Barclays High Yield BD ETF (JNK) — Sold (part)

iShares TR MSCI EAFE Small Cap ETF (SCZ) — Dividend — Buy

TD Ameritrade Investment Account #1 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

Invesco BulletShares 2020 Corp Bond ETF (BSCK) — Dividend — Sold

Invesco BulletShares 2021 Corp Bond ETF (BSCL) — Dividend — Sold

Invesco BulletShares 2022 Corp Bond ETF (BSCM) — Dividend — Sold

DoubleLine Low Duration Bond Fund (DBLSX) — Dividend — Sold (part)

DoubleLine Low Duration Bond Fund (DBLSX) — Sold (part)

Wisdom Tree Emerging Markets High Div (DEM) — Dividend — Buy (add'l)

Wisdom Tree Emerging Markets High Div (DEM) — Buy (add'l)

Wisdom Tree Emerging Markets High Div (DEM) — Sold (part)

Wisdom Tree Emerging Markets High Div (DEM) — Sold

DoubleLine Flexible Income Fund I (DFLEX) — Dividend — Buy (add'l)

DoubleLine Flexible Income Fund I (DFLEX) — Sold (part)

DoubleLine Flexible Income Fund I (DFLEX) — Sold

Wisdom Tree US Quality Divident Growth ETF (DGRW) — Dividend — Buy

Wisdom Tree US Quality Divident Growth ETF (DGRW) — Buy (add'l)

Wisdom Tree US Quality Divident Growth ETF (DGRW) — Sold (part)

Wisdom Tree International LargeCap Dividend Fund (DOL) — Dividend — Buy (add'l)

Wisdom Tree International LargeCap Dividend Fund (DOL) — Sold (part)

Wisdom Tree International LargeCap Dividend Fund (DOL) — Sold

iShares EAFE Growth ETF (EFG) — Dividend — Buy

iShares EAFE Growth ETF (EFG) — Sold (part)

SPDR DoubleLine Emerging Market Debt ETF (EMTL) — Dividend — Buy

SPDR DoubleLine Emerging Market Debt ETF (EMTL) — Sold (part)

Wisdom Tree US Large Cap ETF (EPS) — Dividend — Buy

Wisdom Tree US Large Cap ETF (EPS) — Sold

Wisdom Tree US Total Market Fund (RESP) — Dividend — Sold

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Dividend — Buy (add'l)

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Sold

Federated Government Obligations Fund (GOSXX) — Dividend — Buy

Federated Government Obligations Fund (GOSXX) — Sold

iShares US Treasury Bond ETF (GOVT) — Dividend — Buy

iShares US Treasury Bond ETF (GOVT) — Sold (part)

iShares US Treasury Bond ETF (GOVT) — Buy (add'l)

iShares US Treasury Bond ETF (GOVT) — Sold (part)

iShares Core High Dividend ETF (HDV) — Dividend — Sold

iShares Gold Trust (IAU) — None — Buy (add'l)

iShares Gold Trust (IAU) — Sold (part)

iShares Gold Trust (IAU) — Buy (add'l)

iShares Gold Trust (IAU) — Sold (part)

iShares Gold Trust (IAU) — Buy (add'l)

Wisdom Tree International Quality Dividend ETF (IQDG) — Dividend — Buy

Wisdom Tree International Quality Dividend ETF (IQDG) — Sold (part)

JPMorgan Hedged Equity Fund (JHEQX) — Dividend — Buy

JPMorgan Hedged Equity Fund (JHEQX) — Sold (part)

JPMorgan Ultra Short Income ETF (JPST) — Dividend — Buy

JPMorgan Ultra Short Income ETF (JPST) — Sold (part)

SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Dividend — Sold (part)

SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Buy (add'l)

SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Sold (part)

SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Sold

Lord Abbett Funds Ultra Short Bond Fund (LUBAX) — Dividend — Buy

iShares US Short Maturity Bond ETF (NEAR) — Dividend — Buy

iShares US Short Maturity Bond ETF (NEAR) — Sold (part)

iShares US Short Maturity Bond ETF (NEAR) — Sold

Federated Drive Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)

Federated Drive Cash Obligations Fund (PRCXX) — Sold

Federated Drive Cash Obligations Fund (PRCXX) — Buy

Federated Drive Cash Obligations Fund (PRCXX) — Sold

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Dividend — Buy

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)

Wisdom Tree US Short-Term High Yield ETF (SFHY) — Dividend — Sold

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Buy (add'l)

iShares Short Treasury Bond ETF (SHV) — Sold

iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Dividend — Buy

iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Buy (add'l)

iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Sold

SSGA Ultra Short Term Bond ETF (ULST) — Dividend — Buy

SSGA Ultra Short Term Bond ETF (ULST) — Sold (part)

SSGA Ultra Short Term Bond ETF (ULST) — Sold

Wisdom Tree Floating Rate Treasury Fund (USFR) — Dividend — Buy (add'l)

Wisdom Tree Floating Rate Treasury Fund (USFR) — Sold (part)

Wisdom Tree Floating Rate Treasury Fund (USFR) — Sold

iShares MSCI USA Min Volatility ETF (USMV) — Dividend — Buy

iShares MSCI USA Min Volatility ETF (USMV) — Sold (part)

Vanguard Dividend Appreciation ETF (VIG) — Dividend — Sold (part)

Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

Vanguard S&P 500 ETF (VOO) — Dividend — Buy

Vanguard S&P 500 ETF (VOO) — Sold (part)

Vanguard S&P 500 ETF (VOO) — Sold

Vanguard Total Stock Market ETF (VTI) — Dividend — Sold (part)

Vanguard Total Stock Market ETF (VTI) — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Sold (part)

Vanguard Total Stock Market ETF (VTI) — Sold

Vanguard Value ETF (VTV) — Dividend — Sold (part)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard FTSE Emerging Market ETF (VWO) — Dividend — Buy

Vanguard FTSE Emerging Market ETF (VWO) — Buy (add'l)

Vanguard FTSE Emerging Market ETF (VWO) — Sold (part)

Vanguard FTSE Emerging Market ETF (VWO) — Sold

iShares Gold Trust ETF (IAU) — Sold (part)

Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Dividend — Buy

Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Buy (add'l)

Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Sold (part)

TD Ameritrade Investment Account #2 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

Invesco BulletShares 2020 ETF (BSCK) — Dividend — Sold

Invesco BulletShares 2020 ETF (BSCK) — Buy

Invesco BulletShares 2020 ETF (BSCK) — Sold

Invesco BulletShares 2021 ETF (BSCL) — Dividend — Sold

Invesco BulletShares 2021 ETF (BSCL) — Buy

Wisdom Tree Emerging Markets Equity Income Fund (DEM) — Dividend — Sold

DoubleLine Flexible Income Fund I (DFLEX) — Dividend — Buy (add'l)

DoubleLine Flexible Income Fund I (DFLEX) — Sold (part)

DoubleLine Flexible Income Fund I (DFLEX) — Sold

Wisdom Tree International LargeCap Dividend Fund (DOL) — Dividend — Sold

iShares MSCI EAFE Growth ETF (EFG) — Dividend — Buy

iShares MSCI EAFE Growth ETF (EFG) — Sold (part)

SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Dividend — Buy

SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold (part)

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Dividend — Sold

Federated Government Obligations Fund (GOSXX) — Dividend — Buy

Federated Government Obligations Fund (GOSXX) — Buy (add'l)

Federated Government Obligations Fund (GOSXX) — Sold

iShares US Treasury Bond ETF (GOVT) — Dividend — Buy

iShares US Treasury Bond ETF (GOVT) — Sold (part)

iShares US Treasury Bond ETF (GOVT) — Buy (add'l)

iShares US Treasury Bond ETF (GOVT) — Sold (part)

iShares US Treasury Bond ETF (GOVT) — Buy (add'l)

iShares US Treasury Bond ETF (GOVT) — Sold (part)

iShares Gold Trust ETF (IAU) — None — Sold (part)

iShares Gold Trust ETF (IAU) — Sold (part)

iShares Gold Trust ETF (IAU) — Buy (add'l)

iShares Barclays US Treasury 7-10 YR ETF (IEF) — Dividend — Buy

iShares Barclays US Treasury 7-10 YR ETF (IEF) — Buy (add'l)

iShares Barclays US Treasury 7-10 YR ETF (IEF) — Sold (part)

Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Dividend — Buy (add'l)

Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)

JPMorgan Hedged Equity Fund (JHEQX) — Dividend — Buy

JPMorgan Ultra Short Income ETF (JPST) — Dividend — Buy

JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)

JPMorgan Ultra Short Income ETF (JPST) — Sold (part)

JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)

JPMorgan Ultra Short Income ETF (JPST) — Sold (part)

Lord Abbott Funds Ultra Short Bond Fund (LUBAX) — Dividend — Buy

iShares US Short Maturity Bond ETF (NEAR) — Dividend — Buy

iShares US Short Maturity Bond ETF (NEAR) — Sold (part)

iShares US Short Maturity Bond ETF (NEAR) — Sold

Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Sold

Federated Prime Cash Obligations Fund (PRCXX) — Buy

Federated Prime Cash Obligations Fund (PRCXX) — Sold

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Dividend — Buy

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)

WisdomTree Trust US ESG Fund ETF (RESP) — Dividend — Sold

WisdomTree US Short-Term High Yield ETF (SFHY) — Dividend — Sold

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Buy (add'l)

iShares Short Treasury Bond ETF (SHV) — Sold

iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Dividend — Buy

iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Sold

SPDR Developed Work Ex-US ETF (SPDW) — Dividend — Buy (add'l)

SPDR Developed Work Ex-US ETF (SPDW) — Sold (part)

SPDR Developed Work Ex-US ETF (SPDW) — Sold

SPDR Total US Stock Market ETF (SPTM) — Dividend — Sold (part)

SPDR Total US Stock Market ETF (SPTM) — Buy (add'l)

SPDR Total US Stock Market ETF (SPTM) — Sold (part)

SPDR Total US Stock Market ETF (SPTM) — Sold

SPDR S&P 500 High Div ETF (SPYD) — Dividend — Buy (add'l)

SPDR S&P 500 High Div ETF (SPYD) — Buy (add'l)

SPDR S&P 500 High Div ETF (SPYD) — Sold (part)

SPDR S&P 500 High Div ETF (SPYD) — Sold

SPDR S&P 500 Growth ETF (SPYG) — Dividend — Sold (part)

SPDR S&P 500 Growth ETF (SPYG) — Sold (part)

SPDR S&P 500 Growth ETF (SPYG) — Buy (add'l)

SPDR S&P 500 Growth ETF (SPYG) — Sold (part)

SPDR S&P 500 Growth ETF (SPYG) — Buy (add'l)

SPDR S&P 500 Growth ETF (SPYG) — Sold (part)

SPDR S&P 500 Value ETF (SPYV) — Dividend — Sold (part)

SPDR S&P 500 Value ETF (SPYV) — Buy (add'l)

SPDR S&P 500 Value ETF (SPYV) — Sold (part)

T Rowe Price Ultra Short Bond Fund (TRBUX) — Dividend — Sold

SPDR Ultra Short Term Bond ETF (ULST) — Dividend — Buy (add'l)

SPDR Ultra Short Term Bond ETF (ULST) — Sold (part)

SPDR Ultra Short Term Bond ETF (ULST) — Sold

WisdomTree Floating Rate Treasury EFT (USFR) — Dividend — Buy

WisdomTree Floating Rate Treasury EFT (USFR) — Sold (part)

WisdomTree Floating Rate Treasury EFT (USFR) — Sold

iShares MSCI US Min Vol ETF (USMV) — Dividend — Buy

iShares MSCI US Min Vol ETF (USMV) — Sold (part)

Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy

Vanguard S&P 500 ETF (VOO) — Dividend — Buy

Vanguard S&P 500 ETF (VOO) — Sold (part)

Vanguard S&P 500 ETF (VOO) — Sold

Vanguard Emerging Markets ETF (VWO) — Dividend — Buy

Vanguard Emerging Markets ETF (VWO) — Buy (add'l)

Vanguard Emerging Markets ETF (VWO) — Sold

WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Dividend — Buy

WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Buy (add'l)

WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Sold (part)

TD Ameritrade Individual Retirement Account #1 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

DoubleLine Low Duration Bond Fund Class I (DBLSX) — Dividend — Buy (add'l)

DoubleLine Low Duration Bond Fund Class I (DBLSX) — Sold (part)

DoubleLine Low Duration Bond Fund Class I (DBLSX) — Sold

Wisdom Tree Emerging Markets Equity Income Fund (DEM) — Dividend — Sold

Wisdom Tree Emerging Markets Quality Dividend Growth Fund (DGRE) — Dividend — Sold

Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Dividend — Sold

Wisdom Tree International LargeCap Dividend Fund (DOL) — Dividend — Sold

Wisdom Tree U.S.SmallCap Fund (EES) — Dividend — Sold

iShares MSCI EAFE Growth ETF (EFG) — Dividend — Buy

iShares MSCI EAFE Growth ETF (EFG) — Sold (part)

SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Dividend — Buy (add'l)

SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold (part)

SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold

Wisdom Tree U.S. Total Market Fund (EXT) — Dividend — Sold

Wisdom Tree U.S. Mid Cap Fund (EZM) — Dividend — Sold

VanEck Gold Miners ETF (GDX) — Dividend — Buy

VanEck Gold Miners ETF (GDX) — Buy (add'l)

Federated Government Obligations Fund (GOSXX) — Dividend — Buy

Federated Government Obligations Fund (GOSXX) — Buy (add'l)

Federated Government Obligations Fund (GOSXX) — Sold

iShares US Treasury Bond ETF (GOVT) — Dividend — Buy

iShares US Treasury Bond ETF (GOVT) — Sold (part)

iShares US Treasury Bond ETF (GOVT) — Buy (add'l)

iShares Gold Trust ETF (IAU) — None — Sold (part)

iShares Gold Trust ETF (IAU) — Buy (add'l)

Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Dividend

JPMorgan Hedged Equity Fund (JHEQX) — Dividend — Buy

JPMorgan Ultra Short Income ETF (JPST) — Dividend — Buy

JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)

JPMorgan Ultra Short Income ETF (JPST) — Sold (part)

JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)

Lord Abbett Developing Growth Fund (LADYX) — Dividend — Buy

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Dividend — Buy

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Buy (add'l)

iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Buy (add'l)

iShares Short Treasury Bond ETF (SHV) — Sold

iShares Trust 0-5 YR High Yield Corp Bd ETF (SHYG) — Dividend — Buy

iShares Trust 0-5 YR High Yield Corp Bd ETF (SHYG) — Sold (part)

iShares Trust 0-5 YR High Yield Corp Bd ETF (SHYG) — Sold

SPDR Portfolio Emerging Markets ETF (SPEM) — Dividend — Buy (add'l)

SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)

SPDR Portfolio Emerging Markets ETF (SPEM) — Sold

SPDR Portfolio Short Term Treasury ETF (SPTS) — Dividend — Sold

iShares MSCI US Min Vol ETF (USMV) — Dividend — Buy

iShares MSCI US Min Vol ETF (USMV) — Sold (part)

iShares MSCI US Min Vol ETF (USMV) — Sold

Vanguard Small-Cap Growth ETF (VBK) — Dividend — Buy (add'l)

Vanguard Small-Cap Growth ETF (VBK) — Sold (part)

Vanguard Small-Cap Growth ETF (VBK) — Buy (add'l)

Vanguard Small-Cap Value ETF (VBR) — Dividend — Buy (add'l)

Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)

Vanguard All-World ex-US ETF (VEU) — Dividend — Buy (add'l)

Vanguard All-World ex-US ETF (VEU) — Buy (add'l)

Vanguard All-World ex-US ETF (VEU) — Sold (part)

Vanguard All-World ex-US ETF (VEU) — Sold

Vanguard Information Technology ETF (VGT) — Dividend — Buy

Vanguard Information Technology ETF (VGT) — Buy (add'l)

Vanguard Information Technology ETF (VGT) — Sold (part)

Vanguard Information Technology ETF (VGT) — Sold

Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy

Vanguard Mid-Cap ETF (VO) — Dividend — Sold (part)

Vanguard Mid-Cap ETF (VO) — Buy (add'l)

Vanguard Mid-Cap ETF (VO) — Sold (part)

Vanguard S&P 500 ETF (VOO) — Dividend — Buy

Vanguard S&P 500 ETF (VOO) — Buy (add'l)

Vanguard S&P 500 ETF (VOO) — Sold (part)

Vanguard S&P 500 ETF (VOO) — Sold

Vanguard Total Stock Market ETF (VTI) — Dividend — Sold (part)

Vanguard Total Stock Market ETF (VTI) — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Sold (part)

Vanguard Total Stock Market ETF (VTI) — Sold

Vanguard Value ETF (VTV) — Dividend — Buy (add'l)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Wisdom Tree High Yield ETF (WFHY) — Dividend — Sold

Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Dividend — Buy

Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Buy (add'l)

Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Sold (part)

TD Ameritrade Individual Retirement Account #2 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

SPDR S&P Emerging Markets Small Cap ETF (EWX) — Dividend

SPDR S&P International Small Cap ETF (GWX) — Dividend — Sold

SPDR S&P 600 Small Cap Value ETF (SLYV) — Dividend — Buy (add'l)

SPDR Portfolio Developed World ex-U.S. ETF (SPDW) — Dividend — Sold (part)

SPDR Portfolio Emerging Markets ETF (SPEM) — Dividend — Buy (add'l)

SPDR Portfolio Large Cap ETF (SPLG) — Dividend — Buy (add'l)

SPDR Portfolio Small Cap ETF (SPSM) — Dividend — Buy (add'l)

SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Dividend — Sold

SPDR Portfolio S&P 500 Growth ETF (SPYG) — Dividend — Sold (part)

SPDR Portfolio S&P 500 Value ETF (SPYV) — Dividend — Buy (add'l)

SPDR Technology Select ETF (XLK) — Dividend — Buy

TD Ameritrade Individual Retirement Account #3 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

Vanguard Total Bond Market ETF (BND) — Dividend — Sold (part)

Vanguard Small-Cap Index Fund ETF (VB) — Dividend — Buy (add'l)

Vanguard Small-Cap Index Fund ETF (VB) — Buy (add'l)

Vanguard Short-Term Corporate Bond (VCSH) — Dividend — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard Short-Term Treasury Index Fund ETF Shares (VGSH) — Dividend — Sold (part)

Vanguard Short-Term Treasury Index Fund ETF Shares (VGSH) — Sold (part)

Vanguard Dividend Appreciation ETF (VIG) — Dividend

Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)

Vanguard Value ETF (VTV) — Dividend — Buy (add'l)

Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard FTSE Emerging Markets ETF (VWO) — Dividend — Buy (add'l)

TD Ameritrade Investment Account #3 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

iShares Trust Growth Allocation ETF (AOR) — Dividend — Buy

Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)

Wisdom Tree Balance Income ETF (WBAL) — Dividend — Sold

TD Ameritrade Investment Account #4 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

iShares Trust Growth Allocation ETF (AOR) — Dividend — Buy

Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)

Wisdom Tree Balance Income ETF (WBAL) — Dividend — Sold

TD Ameritrade Investment Account #5 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest

iShares Trust Growth Allocation ETF (AOR) — Dividend — Buy

Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)

Wisdom Tree Balance Income ETF (WBAL) — Dividend — Sold

Illinois Bright Directions 529 Account (H)

Invesco Government Agency Portfolio — None

Bright Directions Age-Based Allocation — None

West Virginia Smart Select 529 Account #1 (H) (see Part VIII)

All Equity Portfolio D — None

West Virginia Smart Select 529 Account #2 (H) (see Part VIII)

All Equity Portfolio D — None

Farmland - LaGrange County, Indiana — None

REC RT, L.L.C. 125 12.5% Preferred Units (REIT) — Dividend

Adjunct Professor of Law, Northwestern University Pritzker School of Law

Lecturer in Law, University of Chicago Law School

Income — 2020 — University of Chicago Law School - Teaching — $14,000.00

Income — 2020 — Northwestern University Prtizker School of Law - Teaching — $13,750.00

In Part VII, I have disclosed two accounts in the West Virgina Smart Select 529 Plan. In both accounts, the principal is invested in an all equity portfolio. The

Plan's fund manager is the Hartford Life Insurance Company. Beyond choosing an all equity portfolio concentration, I do not make or receive information about

individual investment decisions within the accounts. The investment statements I receive show only the aggregate market value of the accounts at reporting dates,

not specific equity holdings that the Plan chose to invest in.