Rebecca Buehler Connelly

Cornerstone Bank bank accounts (various accounts) — Interest

Cornerstone Bank stock — None

SunTrust Bank (now Truist) (various accounts) — Interest

GWPAX American funds Growth Portfolio Cl A — Dividend

SDGIX Dreyfus/Standish Global Fixed Inc Fund I (Y)

XMLV Invesco S&P Mid-Cap Low Vol EFT — Dividend — Sold

XSLV Invesco S&P Small Cap Low Vol EFT — Dividend — Sold

MTUM iShares Edge MSCI USA Momentum Factor ETF — Dividend — Sold

EMPL First Trust North Amer Energy Infrastructure Fund — Dividend — Sold

DGS Wisdom Tree Emerging Markets Small Cap — Dividend — Sold

CSHIX Credit Suiss Floating Rate High Inc Fund (Y)

AHMFX Amer High Inc Municipal Bond Fund (Y)

SDY SPDR SER TR S&P Dividend EFT — Dividend — Sold

RPSIX T Rowe Price Spectrum Income Fund (Y)

FDT First Trust Developed Markts ex-US Alpha DEX fund — Dividend — Sold

SCZ iShares MSCI EAFE small cap ETF — Dividend — Sold

VNQI Vanguard Global Ex- US Real Estate Index Fund — Dividend — Sold

MANLX BlackRock Nat Mun Fund Inst Shares (Y)

FDM First Trust Emerging Markets Alpha DEX Fund — Dividend — Buy

FEM First Trust Emerging Mkts Alpha DEX fund — Dividend — Buy

XSD SPDR S&P Semiconductor ETF — Dividend — Buy

XAR SPDR S&P Aerospace & Defense ETF — None — Buy

XAR SPDR S&P Aerospace & Defense ETF — Sold

IWF iShares Russell 1000 Growth ETF — Dividend — Buy

FTCS First Trust Cap Strength ETF — Dividend — Buy

SCHM Schwab US Mid Cap ETF — Dividend — Buy

IPKW Invesco International Buyback Achievers ETF — Dividend — Buy

FNDC Schwab Fundamental International Small Company Index ETF — Dividend — Buy

IYG iShares US Financial Services ETF — None — Buy

IYG iShares US Financial Services ETF — Sold

IHI ishares US Medical Devices ETF — Dividend — Buy

IHI ishares US Medical Devices ETF — Sold

ITB iShares US Home Construction ETF — Dividend — Buy

PYZ Invesco Dwa Basic Materials Momentum ETF — Dividend — Buy

PYZ Invesco Dwa Basic Materials Momentum ETF — Sold

PTH Invesco Dwa Healthcare Momentum ETF — None — Buy

Sage Creed Bank Sweep Account QPRMQ (X) — Interest

TRP Mid Cap Growth fund — Dividend

TRP Spectrum Income fund — Dividend

Vanguard Wellesley Inc Fund mutual fund — Dividend

Janney Montgomery Sweep Acct — Interest

ASPZX Alger Spectra — Dividend

MINIX MFS International Value CL I — Dividend

OGIYX Oppenheimer Global Opportunities Cl C — Dividend

Van Kampen Invest Grade Mun Trust CUSIP 92116Y160 — Dividend

Barclays Bank PLC Note CUSIP 06744C5E7 — Interest

JP Morgan Chase Note CUSIP 48129HCA3 — Interest — Redeemed

JP Morgan Chase Finl Co Cont Note 48129MAP1 — Interest — Redeemed

GS Finance Corp Cont CPN NDX 40055QD82 — Interest — Redeemed

Societe Generale Worst Non Prin Pronote Lkd Xop CUSIP 83369FSV0 — Interest

BOFA Finance LLC ContT Incm Note Lkd Indu Rty CUSIP 09709TQK0 — Interest — Redeemed

Citigroup Glbl Mkts Hldg Eqty Lkd Contn Cpn CUSIP 17327TEX0 — Interest — Redeemed

Torontp Dominion Bank Contin Int Bar Lkd Try SX5E CUSIP 89114R4S2 — Interest

Royal Bk Canada Contin CPN Bar LKD XBI Note CUSIP 78015KRR7 — None — Buy

Royal Bk Canada Contin CPN Bar LKD XBI Note CUSIP 78015KRR7 — Redeemed

Wells Fargo Fin LLC MKT LKD CUSIP 95001HDS7 — None — Buy

Canadian Imperial Bk Contin CPN Note LKD SPX RTY CUSIP 13605WF89 — Interest — Buy

Bank Montreal Barrier Note Contin LKD NDX RTY CUSIP 06368E3U4 — Interest — Buy

Bank Montreal Barrier Note Contin LKD SPX RTY CUSIP 06368E3N0 — Interest — Buy

Government I Bonds — Dividend

Government I Bond — Dividend

TIAA CREF Retirement Account (H)

TI|AA Traditional fixed annunity — Interest

CREF Stock R2 — Dividend

CREF Growth R2 — Dividend

MainStay Lrg Cap Growth I — Dividend

Adjunct Professor, Washington and Lee University School of Law

Income — 2020 — Washington and Lee Univerity School of Law salary — $11,000.00

Spouse's income — 2020 — Washington and Lee University Salary

Part VII:

Line 2 Cornerstone Stock did not declare a dividend in 2020.

Line 3 Suntrust Bank is now called Truist Bank and will be reported as such in future years.

Line 5 SDGIX Dreyful/Standish Global Fixed Income Fund was reported in 2019 as a partial sale on April 3, 2019. It was a full sale on that date. I had no

ownership interest in this fund durng 2020.

Line 6 XMLV Invesco S&P Mid-Cap Low Vol EFT shares sold on April 6, 2020 at a loss.

Line 7 XSLV Investco S&P Small Cap Low Volatility EFT shares sold on April 6, 2020 at a loss.

Line 9 EMPL First Trust North American Energy Infrastructure Fund shraes sold on April 6, 2019 at a loss.

Line 10 DGS Wisdome Tree Emerging Markets Small Cap Dividend Fund shares sold on April 6, 2019 at a loss.

Line 11 CSHIX CS High Income Floating Rate Instl Shares fund was reported in 2019 as a partial sale on April 3, 2019. It was a full sale on that date. I had no

ownership interes in this fund during 2020.

Line 12 AHMX American High Income Municipal Bond Fund was reported in 2019 as a partial sale on April 3, 2019. It was a full sale on that date. I had no

ownership interest in this fund during 2020.

Line 13 SDY SPDR S&P Dividnd ETF shares sold on April 6, 2020 at a loss.

Line 14 RPSIX T Rowe Price Spectrum Income Fund was reported in 2019 as a partial sale on April 3, 2019. It was a full sale on that date. I had no ownership

interest in this fund during 2020.

Line 15 FDT First trust Developed Markets Ex-US Alpa DEX Fund shares sold on 04/06/2020 at a loss.

Line 16 SCZ ishares MSCI EAFE Amall Cap EFT shares sold on April 6, 2020 at a loss.

Line 17 VNQI Vanguard Global Ex-US Real Estate Index Fund ETF shares sold April 6, 2020 at a loss.

Line 18 MANLX Black Rock National Municipal Fund Institutional Shares was reported in 2019 as a partial sale on April 4, 2019. It was a full sale on that date. I

had no ownership interst in this fund duirng 2020.

Line 37 Sweep Account did not have reportable assets previously.

Lines 62, 63, 64, 65 and 66 are assets held in retirement account of spouse. I have no ownership interest in or control over these retirement assets.