William Joseph Kayatta jr

Brokerage Account #1 (H)

iShares Russell 1000 Gr. Index (IWF) — Dividend

iShares Russell 2000 Gr. Index (IWO) — Dividend

iShares Russell 2000 Index (IWM) — Dividend

Vanguard Inform. Tech. ETF (VGT) — Dividend — Sold (part)

iShares NASDAQ Biotech. Index (IBB) — Dividend

Consumer Discretionary SPDR (XLY) — Dividend — Sold

Fidelity Advisors New Insights Fund (FNICX) — Dividend

Health Care Select SPDR (XLV) — Dividend — Sold

Ivy Asset Strategy Fund (WASCX) — Dividend

iShares Barclays MBS Bon Fund (MBB) — Dividend

iShares IBOXX $ Invt Gr. Corp. Bd. Fund (LQD) — Dividend

iShares MSCI EAFE Index Fund (EFA) — Dividend — Sold

Materials Select Sector SPDR Fund (XLB) — Dividend — Sold

Sector SPDR Consumers STPL (XLP) — Dividend — Sold

Sector SPDR Energy (XLE) — Dividend — Sold

Sector SPDR Industrial (XLI) — Dividend — Sold

Sector SPDR Utilities ((XLU) — Dividend — Sold

SPDR Barclays High Yield Bond ETF (JNK) — Dividend

Vanguard Financial ETF (VFH) — Dividend — Sold

Vanguard Intermediate Term Bond ETF (BIV) — Dividend

Vanguard Short Term Bond (BSV) — Dividend

Vanguard Telecommunications SRVCS ETF (VOX) — Dividend — Sold

Merrill Lynch Bank Deposit Program — Interest

Eaton Vance Tax Managed ETF — Dividend

401(k) Account #1(H)

Vanguard Bond Index Fund (BND) — Dividend

SPDR BarCap Short-term Corp. Bond (SPSB) — Dividend — Sold

iShares Barclays 7-10 Treasury Bond Fund (IEF) — Dividend

EGA: Emerging Markets Consumer ETF (ECON) — Dividend — Sold

Powershares DB Commodity Index Tracking Fund (DBC) — Dividend — Sold

IShares Gold Trust ETF (IAU) — Dividend

Vanguard MSCI EAFE ETF (VEA) — Dividend — Sold

iShares Barclays Tips Bond Fund ((TIP) — Dividend

KraftHeinze (KHC) — Dividend — Buy

KraftHeinze (KHC) — Sold

Schwab Sweep Account — Interest

BlackstoneGSO Strategic Credit (BGB) — Dividend — Sold (part)

BlackstoneGSO Strategic Credit (BGB) — Sold (part)

BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)

Schwabb Value Advantage (SNAXX) — Interest — Buy (add'l)

Schwabb Value Advantage (SNAXX) — Sold (part)

Apollo Senior Floating Rate (AFT) — Dividend — Sold (part)

Apollo Senior Floating Rate (AFT) — Buy (add'l)

Blackstone GSO (BGX) — Dividend — Buy (add'l)

Blackstone GSO (BGX) — Buy (add'l)

Brokerage Account #2 (H)

Morgan Stanley Bank N.A. — Interest

iShares N. America Tech ETF (IGM) — Dividend

iShares NASDAQ Biotech ETF (IBB) — Dividend

iShares US Aerospace (ITA) — Dividend

iShares US Med Devices (IHI) — Dividend

iShares US Pharma ETF (IHE) — Dividend

iShares US Tech ETF (IYW) — Dividend

iShares US Telecomm ETF (IYZ) — Dividend

Clearbridge Aggressive Growth (SAGYX) — Dividend

Ishares US Fin ETF (IYF) — Dividend

Ishares US Industrial ETF (IYJ) — Dividend

Vanguard Real Estate (VNQ) — Dividend

ME HLTH & High EDL FACS AUTH REV SER-C — Dividend

ME State HSNG Auth MTG Ser. B-1 — Dividend

ME State HSNG Auth MTG SER-C (Matures 11/15/23 — Dividend

ME State HSNG Auth MTG SER-C (Matures 11/15/27 — Dividend

York TownME Gen OBLIG — Dividend

Lewiston ME PUB IMPT-A — Dividend

Ft. NASDAQ Cyber (CIBR) — Dividend

Maine State HSG AUTH MTG PUR REV A — Dividend — Redeemed

Regional Sch. Unit 21` ME — Dividend

Maine State HSG AUTH MTG PUR — Dividend

Maine Health Higher EDL FACS AUTH REV — Dividend

MSTF Ultra-short Income (MULSX) — Dividend — Buy

MSTF Ultra-short Income (MULSX) — Sold (part)

Pierce Atwood Capital Contribution Notes — Interest — Matured

Key Bank IRA (CD) — Interest

Bank of America Deposit Account — Interest

Inherited IRA (H)

iShares N AMER. TECH ETF IGM) — Dividend — Sold

iShares US HealthCARE ETF ((IYH) — Dividend — Sold

iShares US FINANCIALS ETF (IYF) — Dividend — Sold

iShares US INDUS ETF (IYJ) — Dividend — Sold

iShares US MED DEVICES (IHI) — Dividend — Sold

iShares US TECH ETF ((IYW) — Dividend — Sold

POWERSHARES WATER RES PTF (PHO) — Dividend — Sold

CLEARBRIDGE Agg Gr I (SAGYX) — Dividend — Sold

US Aerospace & Def ETF (ITA) — Dividend — Sold

iShares Russell 2000 ETF (IWM) — Dividend — Sold

Ft NASDAQ CYBER (CIBR) — Dividend — Sold

S&P Index 5000 (IW) — Dividend — Sold

Ishares Real Estate ETF ((VNQ) — Dividend — Sold

SPDR PORTF Short Term (SPSB) — Dividend — Buy (add'l)

Maine State HSG AUTH MTG PUR REV- D — Dividend

Maine State HSg AUTH MTG PUR REV- C — Dividend — Redeemed

Amgen Inc. Bond (2020-05-11) — Dividend — Redeemed

Boeing Bond — Dividend — Buy

Rollover IRA (H)(X)

Kraft Heinz (KHC) — Dividend — Sold

Invesco QQQ (QQQ) — Dividend — Sold

SPDR S&P 500 ETF (SPY) — Dividend — Sold

Charles Schwab Bank Cash Account — Interest

Brokerage Account #3 (H)

Charles Schwabb Bank Cash Account — Interest

Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP

Income — 2020 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — $87,633.00

Income — 11/25/20 — Duke University; payment for Law School Appellate Advocacy Teaching — $4,500.00

I file this amended return becasue in doing my report for 2020 it became apparent that I had somehow saved and filed a draft of my 2019 annual report last year

rather than the final version which I had kept in hard copy.