Sarah Evans Barker

Indianapolis Post Office Credit Union, Cash Account — Interest

JP Morgan Chase Bank, Cash Account — Interest

BlackRock Global Allocation Fund (Mutual Fund, IRA #1) (MDLOX) — Dividend — See Part VIII Note 1

JP Morgan Chase Bank, Cash Account — Interest

Talcott Resolution Life & Annuity (Whole Life) — None — See Part VIII Note 2

Ivy Natural Resources A (Mutual Fund, IRA #2) — Dividend

Ivy International Core Equity A (Mutual Fund, IRA #2) — Dividend

Ivy Core Equity A (Mutual Fund, IRA #2) — Dividend

Ivy Science & Technology A (Mutual Fund, IRA #2) — Dividend

Ivy High Income A (Mutual Fund, IRA #2) — Dividend

Ivy Securian Real Estate Securities A (Mutual Fund, IRA #2) — Dividend

Ivy Small Cap Growth A (Mutual Fund, IRA #2) — Dividend

Ivy Wilshire Global Allocation A (Mutual Fund, IRA #2) — Dividend

Ivy Mid Cap Growth A (Mutual Fund, IRA #2) — Dividend

Ivy Limited-Term Bond A (Mutual Fund, IRA #2) — Dividend

American Balanced Fund CL A (Mutual Fund, IRA #1) (ABALX) — Dividend

BlackRock Low Duration Bond Fund CL A (Mutual Fund, IRA #1) (BLDAX) — Dividend

BlackRock Advantage Large Cap Core Fund CL A (Mut. Fund, IRA #1) MDLRX — Dividend

Franklin Invs Sec Trust Franklin Managed Incm Fund (Mutual Fund) FBLAX — Dividend

Ivy Accumulative A (Mutual Fund) — Dividend

Ivy Cash Management A (Mutual Fund) — Dividend

BlackRock Global Allocation Fund (MDLOX) (Mutual Fund) — Dividend

Ivy Small Cap Growth A (Mutual Fund) — Dividend

Ivy Large Cap Growth A (Mutual Fund) — Dividend

Ivy LaSalle Global Real Estate A (Mutual Fund) — Dividend

Ivy Managed International Opportunities A (Mutual Fund) — Dividend

Ivy Limited-Term Bond A (Mutual Fund) — Dividend

Ivy Core Equity A (Mutual Fund) — Dividend

Ivy Balanced A (Mutual Fund) — Dividend

Ivy Global Equity Income A (Mutual Fund, IRA #3) — Dividend — See Part VIII Note 3

Ivy Science & Technology A (Mutual Fund, IRA #3) — Dividend — See Part VIII Note 3

Ivy LaSalle Global Real Estate A (Mutual Fund, IRA #3) — Dividend — See Part VIII Note 3

Ivy International Core Equity A (Mutual Fund, IRA #3) — Dividend — See Part VIII Note 3

Ivy Emerging Markets Equity A (Mutual Fund, IRA #3) — Dividend — See Part VIII Note 3

Ivy Balanced A (Mutual Fund, IRA #3) — Dividend — See Part VIII Note 3

American Balanced Fund CL A (Mutual Fund) (ABALX) — Dividend

BlackRock Large Cap Focus Growth Fund IncA (MDFOX) (Mut. Fund, IRA #1) — Dividend

BlackRock Strategic Income Opps PTF A (BASIX) (Mutual Fund, IRA #1) — Dividend

BlackRock Capital Appreciation Fund A (MDFGX) (Mutual Fund, IRA#1) — Dividend — Buy

BlackRock Advantage Global Fund Inc. A (MDGCX) (Mutual Fund, IRA#1) — Dividend

BlackRock Basic Value Fund A (MDBAX) (Mutual Fund, IRA #1) — Dividend

BlackRock Total Return Fund CL A (MDHQX) (Mutual Fund, IRA #1) — Dividend

BlackRock Emerging Markets Fund A (MDDCX) (Mutual Fund, IRA #1) — Dividend

BlackRock Equity Dividend Fund A (MDDVX) (Mutual Fund, IRA #1) — Dividend

BlackRock International Fund A (MDILX) (Mutual Fund, IRA #1) — Dividend — Buy

BlackRock High Yld BD Portfolio CL A (BHYAX) (Mutual Fund, IRA #1) — Dividend

BlackRock Large Cap Focus Growth Fund Inc A (MDFOX) (Mutual Fund) — None

American Bond Fund of America CL C (BFACX) — Dividend

Vanguard S&P 500 Growth Index Fund EFT (VOOG) — Dividend

Vanguard S&P 500 Value Index Fund EFT (VOOV) — Dividend

Ivy Mid Cap Growth A (Mutual Fund) — Dividend

Member, Executive Board, 1986-Present, The Gathering

Member, 1987-Present, Kiwanis Club of Indianapolis

Director, 1996-2020, Indiana University Health (nonprofit). Formerly Methodist Hospital; formerly Clarian Health Partners.

Member (affiliated with IUHealth) 1996-Present, Methodist Hospital Group

Member, 1996-Present, Indiana University--Distinguished Alumni Service Association

Ex Officio Director/Officer, 2001-Present, Federal Judges Association

Member, 2002-Present, Indiana Academy

Member, Board of Directors, 2020-Present, Indiana Landmarks

Co-Chair, Advisory Committee, 2020-Present, Digital Encyclopedia of Indianapolis

Co-Chair, Indiana University Building Names Committee, 9/2020-3/2021, Indiana University

Advisory Council, 2015-Present, Stanley K. Lacy Leadership Series

Spouse's income — 2020 — Indiana University Health, Inc.

Part VII. Investments and Trusts:

Note #1--Apparent Duplications:

The BlackRock Global Allocation Fund listed at line 3 is held, as noted, in an IRA. The same fund is also listed at line 22 except that there it is held in a non-IRA

account. In short, the asset has not been aggregated into a single entry because the ownership and/or account vehicles are substantially different.

Similar instances of non-aggregated holdings (and therefore apparent duplications in the filing) appear whenever a particular asset is held either in an IRA account

as well as a non-IRA account or is held in two different IRA accounts. Such other instances (besides lines 3 and 22) include the following:

Lines 7 and 33 (Ivy International Core Equity A)

Lines 8 and 28 (Ivy Core Equity A)

Lines 9 and 31 (Ivy Science & Technology A)

Lines 12 and 23 (Ivy Small Cap Growth A)

Lines 14 and 51 (Ivy Mid Cap Growth A)

Lines 15 and 27 (Ivy Limited-Term Bond A)

Lines 16 and 36 (American Balanced Fund CL A)

Lines 25 and 32 (Ivy LaSalle Global Real Estate A)

Lines 29 and 35 (Ivy Balanced A)

Lines 37 and 47 (BlackRock Large Cap Focus Growth Inc Fund A)

Note #2

This asset was previously designated as "Prudential Financial dba Talcott Resolution Life & Annuity." We have since received notice that while Prudential

Financial continues to administer the policy, Prudential Financial and its affiliates are not affiliates of Talcott Resolution, so we have dropped the"dba"

designation.

Note #3

The six assets listed at lines 30 through 35 were held in a traditional IRA until 06/03/2020, when they were subjected to a Roth conversion transfer which changed

"IRA #3" from a traditional to a Roth IRA. Although this was a taxable event, all taxes generated by the transfer were paid out of other funds, and no part of any

of the six listed assets was sold, purchased, or liquidated in any manner. Since only the form of IRA#3 was changed but the assets themselves remained intact, we

have assumed that no reportable "transaction" occurred.