Andrew S. Hanen

IRA Account #1 (H)

Bank of America RASP — Interest

Apple (AAPL) — Dividend

iShares Nasdaq Biotechnology ETF (IBB) — Dividend

Vanguard Consumer Staples Index Fund (VDC) — Dividend — Buy (add'l)

Vanguard Materials Index Fund ETF (VAW) — Dividend

Consumer Discretionary Select Sector SPDR Fund (XLY) — Dividend — Sold (part)

Consumer Discretionary Select Sector SPDR Fund (XLY) — Sold (part)

Vanguard Industrials Index Fund ETF (VIS) — Dividend — Sold (part)

Health Care Select Sector SPDR Fund (XLV) — Dividend — Buy (add'l)

Financial Select Sector SPDR Fund (XLF) — Dividend — Sold (part)

Vanguard Information Technology Index ETF (VGT) — Dividend — Sold (part)

First Trust Dow Jones Internet Index ETF (FDN) — None — Buy (add'l)

First Trust Dow Jones Internet Index ETF (FDN) — Sold (part)

First Trust Cloud Computing ETF (SKYY) — Dividend — Sold (part)

Energy Select Sector SPDR Fund (XLE) — Dividend — Sold

Real Estate Select Sector SPDR Fund (XLRE) — Dividend — Sold (part)

Real Estate Select Sector SPDR Fund (XLRE) — Sold

Communication Services Select Sector SPDR (XLC) — Dividend — Buy (add'l)

Pacer Benchmark Data & Infra (SRVR) — Dividend — Buy

ProShares Online Retail ETF (ONLN) — Dividend — Buy

Retirement Account #1 (H)

BMO Strategic Income Fund Class A (BMTAX) — Dividend — Sold

Microsoft Bonds (CUSIP 594918AH7) — Interest — Redeemed

Fidelity Government Cash Reserves (FDRXX) — Dividend

Fidelity MMKT Premium Class (FZDXX) — Dividend — Sold (part)

Fidelity MMKT Premium Class (FZDXX) — Buy (add'l)

Fidelity ContraFund (FCNTX) — Dividend

Fidelity Equity Dividend Income Fund (FEQTX) — Dividend

Fidelity Dividend Growth Fund (FDGFX) — Dividend

Fidelity Blue Chip Value Fund (FBCVX) — Dividend

Modern Bank CD (CUSIP 607544AT0) — Interest — Redeemed

Wells Fargo Bank CD (CUSIP 949763SE7) — Interest — Redeemed

Fidelity 500 Index Fund (FXAIX) — Dividend

Fidelity Limited Term Bond Fund (FJRLX) — Dividend — Buy

Fidelity Total Bond (FTBFX) — Dividend — Buy

Brokerage Account #1 (H)

Morgan Stanley Private Bank NA Fund — Interest

JP Morgan Chase FXD 5.3 (CUSIP 46625HKK5) — Dividend

CitiGroup Inc. FXD 5.95 (CUSIP 172967JZ5) — Dividend

CitiGroup Inc. FXD 6.125 (CUSIP 172967KD2) — Dividend

Federated Prime Cash Obligations Fund (PCOXX) — Dividend — Sold

Bank of America Corp FXD 6.1 (CUSIP 060505EN0) — Dividend

Bank of America Corp FXD 5.125 (CUSIP 060505FP4) — Dividend

JP Morgan Chase FXD 6.1 (CUSIP 48126HAC4) — Dividend

Morgan Stanley FXD 5.3 (CUSIP 269246BR4) (See Note 2) — Dividend

PGIM Short Dur High Yield (SDHY) — Buy

Brokerage Account #2 (H)

N. Tex. Twy. Auth. Municipal Bonds (CUSIP 66285WFX9) — Interest — Sold

Waco TX CTFS (CUSIP 929831FN0) — Interest — Sold

Bank of America Money Market Fund — Interest

Eaton Vance Tax-Managed Global Buy- Write (ETW) — Dividend — Sold

SP500 CLIRN Issuer CIBC (MLVJS) — None — Redeemed

Compass Bank — Interest

Northwestern Mutual EOL Whole Life Insurance #117 (See Note 1) — Dividend

Northwestern Mutual EOL Whole Life Insurance #714 — Dividend

Northwestern Life Mutual Whole Life Insurance #642 — Dividend

Northwestern Mutual Whole Life Insurance #817 — Dividend

Northwestern Mutual Whole Life Insurance #811 — Dividend

Northwestern Mutual Whole Life Insurance #840 — Dividend

IRA Account #4 (H)

Capital Income BLDR (CAIBX) — Dividend

American FDS Portfolio Growth and Income Fund (GAIOX) — Dividend

Apple (AAPL) — Dividend

Industrial Select Sector SPDR Fund (XLI) — Dividend

Consumer Staples Select Sector SPDR (XLP) — Dividend

Energy Select Sector SPDR Fund (XLE) — Dividend

Consumer Discretionary Select Sector SPDR (XLY) — Dividend

SPDR Gold Trust (GLD) — None

Vanguard Information Technology Index (VGT) — Dividend

WF Sweep — Interest

American Funds High Income Trust (AHITX) — Dividend

IRA Account #5 (H)

iShares Core S&P 500 (IVV) — Dividend — Sold

iShares MSCI EAFE ETF (EFA) — None — Sold

Pacer Trendpilot US Large Cap ETF (PTLC) — None — Sold

SPDR Gold Trust (GLD) — None — Buy (add'l)

SPDR Gold Trust (GLD) — Buy (add'l)

SPDR Gold Trust (GLD) — Sold (part)

SPDR Gold Trust (GLD) — Sold (part)

Vanguard Emerging Markets Stock Index (VWO) — None — Sold (part)

Vanguard Emerging Markets Stock Index (VWO) — Sold

Vanguard Mid-Cap Index Fund ETF (VO) — Dividend — Sold (part)

Vanguard Mid-Cap Index Fund ETF (VO) — Sold

Vanguard Small-Cap Index Fund ETF (VB) — Dividend — Sold (part)

Vanguard Small-Cap Index Fund ETF (VB) — Sold

WisdomTree Japan Hedged Equity ETF (DXJ) — Dividend — Sold (part)

WisdomTree Japan Hedged Equity ETF (DXJ) — Sold (part)

Janus Henderson Developed World Bond I (HFAIX) — Dividend — Sold

Loomis Sayles Global Allocation Fund (LSWWX) — None — Sold

Lord Abbett Short Duration Income Fund (LLDYX) — Dividend — Sold

Oakmark Fund Advisor Class (OAYMX) — None — Sold

Putnam Income Fund Class Y (PNCYX) — Dividend — Sold

VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Dividend — Sold

First Eagle Global Fund Class I (SGIIX) — None — Sold

Fidelity Investments MMKT FDS (FNSXX) — Dividend — Buy

Fidelity Investments MMKT FDS (FNSXX) — Sold (part)

Fidelity Investments MMKT FDS (FNSXX) — Buy (add'l)

Fidelity Investments MMKT FDS (FNSXX) — Sold (part)

Fidelity Investments MMKT FDS (FNSXX) — Sold (part)

Fidelity Investments MMKT FDS (FNSXX) — Buy (add'l)

PACER FDS Cash Cows (COWZ) — None — Buy

PACER FDS Cash Cows (COWZ) — Buy (add'l)

PACER FDS Cash Cows (COWZ) — Sold

Vanguard Short Term ETF (BSV) — Dividend — Buy

Vanguard Short Term ETF (BSV) — Buy (add'l)

Vanguard Short Term ETF (BSV) — Buy (add'l)

Vanguard Short Term ETF (BSV) — Sold (part)

iShares MSCI USA Qaulity Factor ETF (QUAL) — Dividend — Buy

iShares MSCI USA Qaulity Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Qaulity Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Qaulity Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Qaulity Factor ETF (QUAL) — Sold (part)

iShares MSCI USA Qaulity Factor ETF (QUAL) — Sold (part)

First Trust Dow Jones ETF (FDN) — None — Buy

First Trust Dow Jones ETF (FDN) — Sold (part)

First Trust Dow Jones ETF (FDN) — Sold (part)

First Trust Dow Jones ETF (FDN) — Sold (part)

Vanguard Consumer Staples ETF (VDC) — Dividend — Buy

Vanguard Consumer Staples ETF (VDC) — Buy (add'l)

Vanguard Consumer Staples ETF (VDC) — Sold (part)

iShares MSCI Int'l Multifactor ETF (INTF) — Dividend — Buy

iShares MSCI Int'l Multifactor ETF (INTF) — Buy (add'l)

iShares MSCI Int'l Multifactor ETF (INTF) — Sold (part)

First Trust TCW Opportunistic Fixed Income ETF (FIXD) — Dividend — Buy

First Trust TCW Opportunistic Fixed Income ETF (FIXD) — Sold (part)

PIMCO Active Bond ETF (BOND) — Dividend — Buy

PIMCO Active Bond ETF (BOND) — Sold (part)

Vanguard Total Int'l Bond ETF (BNDX) — Dividend — Buy

Vanguard Total Int'l Bond ETF (BNDX) — Sold (part)

Xtrackers MSCI Europe Hedged Equity (DBEU) — Dividend — Buy

Xtrackers MSCI Europe Hedged Equity (DBEU) — Sold (part)

Goldman Sachs ActiveBeta US (GSLC) — Dividend — Buy

Goldman Sachs ActiveBeta US (GSLC) — Sold (part)

Goldman Sachs ActiveBeta US (GSLC) — Sold (part)

Wells Fargo Sweep — Interest

IRA Account #6 (H)

Energy Transfer Equity (ET) — Dividend — Buy (add'l)

Enterprise Products Partners LP (EPD) — Dividend — Buy (add'l)

Enterprise Products Partners LP (EPD) — Sold (part)

Kinder Morgan Inc. (KMI) — Dividend — Buy (add'l)

Kinder Morgan Inc. (KMI) — Sold (part)

ONEOK Inc. (OKE) — Dividend — Buy (add'l)

ONEOK Inc. (OKE) — Buy (add'l)

Williams Companies Inc. (WMB) — Dividend — Sold (part)

First Eagle Overseas Fund Class A (SGOVX) — Dividend — Buy (add'l)

First Eagle Overseas Fund Class A (SGOVX) — Sold (part)

Templeton Emerging Markets Income Fund (TEI) — Dividend

Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold

Vanguard Prime Money Market Fund (VMMXX) — Dividend — Buy (add'l)

iShares JP Morgan EM Local Currency Bond ETF (LEMB) — None — Sold (part)

iShares JP Morgan EM Local Currency Bond ETF (LEMB) — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Dividend — Buy (add'l)

iShares S&P 500 Growth ETF (IVW) — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Sold (part)

iShares S&P 500 Value ETF (IVE) — Dividend — Buy (add'l)

iShares S&P 500 Value ETF (IVE) — Buy (add'l)

iShares S&P 500 Value ETF (IVE) — Sold (part)

iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l)

iShares Core MSCI Emerging Markets ETF (IEMG) — Buy (add'l)

iShares Core MSCI Emerging Markets ETF (IEMG) — Sold

Vanguard Short-Term Bond Index Fund ETF (BSV) — Dividend — Sold (part)

Vanguard Short-Term Bond Index Fund ETF (BSV) — Sold (part)

Vanguard Short-Term Bond Index Fund ETF (BSV) — Buy (add'l)

Vanguard Short-Term Bond Index Fund ETF (BSV) — Sold (part)

Pershing Gov. Acct. — Dividend

MFS International Diversification Fund (MDIJX) — Dividend — Buy (add'l)

MFS International Diversification Fund (MDIJX) — Sold (part)

MFS International Diversification Fund (MDIJX) — Sold (part)

MFS International Diversification Fund (MDIJX) — Sold (part)

Vanguard High-Yield Corporate Bond Fund Admiral (VWEAX) — Dividend — Sold (part)

Vanguard High-Yield Corporate Bond Fund Admiral (VWEAX) — Sold

JPMorgan Emerging Markets (JFAMX) — Dividend — Buy

JPMorgan Emerging Markets (JFAMX) — Sold (part)

JPMorgan Emerging Markets (JFAMX) — Sold (part)

Eaton Vance Emerging Markets (EEIAX) — Dividend — Buy

PGIM Global Total Return Fund (PZTRX) — Dividend — Buy

PGIM Global Total Return Fund (PZTRX) — Sold (part)

Liability — Morgan Stanley — Line of credit

1. All life insurance policies (Part VII, Lines 96-101) are either whole life or what is called extraordinary life (EOL), which are essentially whole life policies. Any

dividends that are generated are used to pay the premium or to buy more coverage. The undersigned does not have any investment authority over these policies,

nor does he invest any funds associated with these policies.

2. Previously labeled E*Trade 5.3. Morgan Stanley bought E*Trade in October 2020 and the FXD was renamed Morgan Stanley 5.3.