Claudia Ann Wilken

What was filed

131
investments
3
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

TRUST #3
TRUST #5
TRUST #6
SELF-EMPLOYED ATTORNEY

As filed

Wells Fargo Bank accounts — Interest

Schwab Cash Deposit Account — None

USAA Tax Exempt Inter-term Fd — Dividend

Schwab S&P 500 Index Fd — Dividend

Schwab Bank (cash account) — Interest

Schwab Value Advantage Money Market Fund — Dividend

Schwab S&P 500 Index Fd — Dividend

USAA Tax Exempt Inter-term Fd — Dividend — Buy (add'l)

USAA Tax Exempt Inter-term Fd — Buy (add'l)

Baird Core Plus Bd Inv — Dividend

Schwab Fund Intl Large Co Index — Dividend — Buy (add'l)

Schwab Fund Intl Small Co Index — Dividend

Dodge & Cox Income Fd — Dividend

Schwab US Small Cap ETF — Dividend — Buy

Schwab Bank Savings Sweep — Int./Div.

Charles Schwab US REIT — Dividend — Sold (part)

Charles Schwab US REIT — Buy (add'l)

IShares Gold ETF — None — Sold (part)

IShares Gold ETF — Sold (part)

IShares Gold ETF — Buy (add'l)

Schwab Emerging Markets Equity ETF — Dividend — Buy (add'l)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab Fundamental Emerg Mkts Lg Co ETF — Dividend — Buy (add'l)

Schwab Fundamental Emerg Mkts Lg Co ETF — Buy (add'l)

Schwab Fundamental Intl Lg Co ETF — Dividend — Buy (add'l)

Schwab Fundamental Intl Lg Co ETF — Buy (add'l)

Schwab Fundamental Intl Lg Co ETF — Sold (part)

Schwab Fundamental Intl Lg Co ETF — Buy (add'l)

Schwab Fundamental Intl Sm Co ETF — Dividend — Buy (add'l)

Schwab Fundamental Intl Sm Co ETF — Buy (add'l)

Schwab Fundamental US Large Co ETF — Dividend — Buy (add'l)

Schwab Fundamental US Large Co ETF — Buy (add'l)

Schwab Fundamental US Large Co ETF — Sold (part)

Schwab Fundamental US Large Co ETF — Buy (add'l)

Schwab Fundamental US Small Co ETF — Dividend — Buy (add'l)

Schwab Fundamental US Small Co ETF — Buy (add'l)

Schwab Fundamental US Small Co ETF — Sold (part)

Schwab Fundamental US Small Co ETF — Buy (add'l)

Schwab International Equity ETF — Dividend — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab International Equity ETF — Sold (part)

Schwab International Equity ETF — Buy (add'l)

Schwab International Small Cap Eqty ETF — Dividend — Buy (add'l)

Schwab International Small Cap Eqty ETF — Buy (add'l)

Schwab US Large Cap ETF — Dividend — Buy (add'l)

Schwab US Large Cap ETF — Buy (add'l)

Schwab US Small Cap ETF — Dividend — Buy (add'l)

Schwab US Small Cap ETF — Buy (add'l)

VanEck Vectors JP Morgan EM Loc Curr Bd ETF — Dividend — Sold

Vanguard Global ex-US Real Est ETF — Dividend

SPDR Blmbrg Brcly Emg Mkt LCL ETF — Dividend — Buy (add'l)

Xtrackers Inter Real Est ETF — Dividend — Buy (add'l)

Xtrackers Inter Real Est ETF — Buy (add'l)

Xtrackers USD High Yield Cor Bond ETF — Dividend — Buy (add'l)

Xtrackers USD High Yield Cor Bond ETF — Sold

IShares CA Muni Bond ETF — Dividend — Buy (add'l)

IShares CA Muni Bond ETF — Sold (part)

IShares CA Muni Bond ETF — Buy (add'l)

Schwab US TIPS ETF — Dividend — Buy (add'l)

Schwab US TIPS ETF — Sold (part)

Schwab US TIPS ETF — Buy (add'l)

Invesco FTSE RAFI Emerging Mkts ETF — Dividend — Buy

Invesco FTSE RAFI Developed Mkts — Dividend — Buy

Invesco FTSE RAFI US 1000 ETF — Dividend — Buy

Invesco FTSE RAFI US 1500 Small-mid ETF — Dividend — Buy

Vanguard FTSE Developed Mkts ETF — Dividend — Buy

IRA #1: Schwab Cash Deposit Account — Interest

IRA #1: Schwab Bank (cash account) — Interest

IRA #1: Baird Core Plus Bd Inv — Dividend

IRA #1: BNY Mellon Small Cap Stock Index Fd — Dividend

IRA #1: Invesco S&P Intl Dev Low Volatility ETF — Dividend

IRA #1: Schwab S&P 500 Index Fd — Dividend — Buy

IRA #2: Schwab Bank (cash account) — Interest

IRA #2: Dodge & Cox Income Fd — Dividend

IRA #2: Vanguard 500 Index Fd — Dividend

IRA #2: Ishares Russell 2000 — Dividend

IRA #2: Baird Core Plus Bd Inv — Dividend

IRA #2: Schwab US Aggregate Bond ETF — Dividend

IRA #2: Ishares Core S&P ETF — Dividend

IRA #2: SPDR S&P 500 ETF — Dividend

IRA #2: SPDR S&P Dividend ETF — Dividend

IRA #2: Invesco S&P Intl Dev Low Volatility ETF — Dividend

IRA #2: Schwab Fund Intl Large Co Index — Dividend

SEP-IRA #1: Schwab Cash Deposit Account — Interest

SEP-IRA #1: Schwab Treasury Obligation MMF — Int./Div. — Buy

SEP-IRA #1: Baird Core Plus Bd Inv — Dividend

SEP-IRA #1: Schwab S&P 500 Index Fd — Dividend

SEP-IRA #1: SPDR S&P 500 ETF — Dividend

SEP-IRA #1: Schwab US Aggregate Bond ETF — Dividend

SEP-IRA #1: Schwab Fund Intl Large Co Index — Dividend

Trust #3: Schwab 529 50% Equity Portfolio — None — Buy (add'l)

Trust #5: Schwab 529 50% Equity Portfolio — None — Buy (add'l)

Trust #6: Schwab 529 80% Equity Portfolio — None — Buy (add'l)

TRUSTEE, TRUST #3

TRUSTEE, TRUST #5

TRUSTEE, TRUST #6

Spouse's income — 2020 — SELF-EMPLOYED ATTORNEY

Part VII, Investments and Trusts:

Omission of the following assets disclosed on previous report due to age-based exchange of Sec. 529 education funds, with no purchase or sale by filer:

Trust #3: Schwab 529 60% Equity Portfolio - 01/08/20

Trust #5: Schwab 529 60% Equity Portfolio - 12/07/20

New fund name is Schwab 50% Equity Portfolio (see items #129 & #130)