Mark A. Moreno
2017Annual
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Pull out the substance of this filing.
What was filed
117
investments
3
positions
0
gifts
1
agreements
0
debts
0
reimbursements
1
income
1
spouse income
Named parties
- Moreno, Lee & Bachand, P.C
- Neltom Addon Civic & Recreational Association
- Echiptic LLC
- Avera St. Mary's « Nurse
As filed
Common Stock - Moreno, Lee & Bachand P.C. — None
Mutual Fund Stock (Am. Centruy Equity RBC) — Int/Div
Mutual Fund Stock (AMG Yackman (RBC) — Int/Div
Mutual Fund Stock (Amer. Funds Fundamental Investors - RBC) — Int/Div
Mutual Fund Stock (Amer. Funds Growth Fund America - RBC) — Int/Div
Mutual Fund Stock (Prime Cap Odyssey RBC) — Int/Div — Buy (add'l)
Mutual Fund Stock (T. Rowe Price Health Sciences - RBC) — Int/Div
Mutual Fund Stock (T. Rowe Price Media & Telecommumications - RBC — Int/Div
Mutual Fund Stock (T. Rowe Price Mid-Cap Value - RBC) — Int/Div
Mutual Fund Stock (T. Rowe Price New Horizons - RBC) — Int/Div
Mutual Fund Stock (Vanguard Dividend Growth - RBOY — Int/Div
Mutual Fund Stock (Vanguard Growth Index «- RBC) — Int/Div
Mutual Fund Stock (Amer. Funds Cap World Growth & Inc. - RBC) — Int/Div
Mutual Fund Stock (Dodge & Cox International - RBC) — Int/Div
Mutual Fund Stock (Amer. Funds New Perspective - RBC) — Int/Div
Mutual Fund Stock (Oakmark International « RBC) — Int/Div
Mutual Fund Stock (Harbor Bond «- RBC) — Int/Div
Mutual Fund Stock (AMG GW&K Core Bond - RBC) — Int/Div
Mutual Fund Stock (TCW Total Return Bond - RBC) — Int/Div
Mutual Fund Stock (Am. Funds Cap. Inc Bldr, - RBC) — Int/Div
Mutual Fund Stock (FPA Crescent - RBC) — Int/Div
Mutual Fund Stock (Janus Henderson Balanced - RBC) — Int/Div
Mutual Fund Stock (Oakmark Eq. & Inc RBC) — Int/Div
Mutual Fund Stock (T. Rowe Price Cap Apprec. - RBC) — Int/Div
Mutual Fund Stock (T. Rowe Price Personal Strategy - RBC) — Int/Div
Mutual Fund Stock (T. Rowe Price Retirement 2030 - RBC) — Int/Div
Vanguard Mutual Fund Stock (Wellesley Inc. - RBC) — Int/Div
RBC Money Market Account — Interest
SD Retirement System (State of SD) — Interest
Thrift Sav. Acct. (Amer. Funds Investment Co. of Amer.) — Int/Div
SD Retirement System (State of SD) — Interest
SD Retirement System Supp. Retirement Plan (State of SD) — Interest
Common Stock (Nuveen Real Estate Inc. & Growth f/n/a Div. RA Inc) — Int/Div
Mutual Fund Stock (Amer. Funds Fundamental Investors - Ameriprise) — Int/Div
Mutual Fund Stock (Amer. Funds Growth Fund of America - Ameriprise) — Int/Div
Mutual Fund Stock (Vanguard S00 Index Vanguard) — Int/Div — Buy (add'l)
Catholic Health Initiatives Retirement Plan — Interest
IRA (500 Index Fund - Vanguard) — Int/Div
IRA (500 Index Fund - Vanguard) — Int/Div
Mutual Fund Stock (Vanguard 500 Index Vanguard) — Int/Div
Amenprise Money Market Accounts — Int/Div
IRA (Columbia Seligman Communications Fund - Ameriprise) — Int/Div
Roth IRA (Oakmark Equity & Income Fund - Ameriprise) — Int/Div
Mutual Fund Stock (Oakmark Equity & Income - Ameriprise) — Int/Div
Roth IRA (Oakmark Equity & Inc. Fund Ameriprise) — Int/Div
Mutual Fund Stock (AMG GW&K Core Bond - Ameriprise) — Int/Div
Mutual Fund Stock (T. Rowe Price Mid Cap. Value - Ameriprise) — Int/Div — Buy (add'l)
Mutual Fund Stock (Dodge & Cox Stock Dodge & Cox) — Int/Div — Buy (add'l)
Mutual Fund Stock (Dodge & Cox Balanced = Dodge & Cox) — Int/Div — Buy (add'l)
Mutual Fund Stock (Dodge & Cox Income Dodge & Cox) — Int/Div — Buy (add'l)
Roth IRA (Dodge & Cox Stock - Dodge & Cox) — Int/Div
Roth IRA (Dodge & Cox Balanced - Dodge & Cox) — Int/Div
Roth IRA (Dodge & Cox Stock - Dodge & Cox) — Int/Div
Roth IRA (Dodge & Cox Balanced - Dodge & Cox) — Int/Div
Roth IRA (Columbia Seligman Communications Fund-Ameriprise) — Int/Div
General Electric Common Stock — Int/Div
IBM Common Stock — Int/Div
Mutual Fund Stock (Oakmark Global Ameriprise) — Int/Div
Mutual Fund Stock (T Rowe Price Cap Apprec. - Ameriprise) — Int/Div
Mutual Fund Stock (T Rowe Price Media & Telecom « Ameriprise) — Int/Div
Mutual Fund Stock (Amer. Funds Cap, Wid Gr & Ing. - Ameriprise) — Int/Div
Roth IRA (Harbor Bond Fund - Ameriprise) — Int/Div
Roth IRA (Oakmark Global - Ameriprise) — Int/Div
Roth IRA (T Rowe Price Cap Apprec Ameriprise) — Int/Div
Roth IRA (Harbor Fund - Ameriprise) — Int/Div
Roth IRA (T Rowe Price Cap Apprec Ameriprise) — Int/Div
Pepsico Common Stock — Int/Div
Mutual Fund Stock (Dodge & Cox Intl Dodge & Cox) — Int/Div
Mutual Fund Stock (Vanguard Wellington Vanguard) — Int/Div — Buy (add'l)
Mutual Fund Stock (TCW Total Return Bond - TCW) — Int/Div
Mutual Fund Stock (Fidelity Govt. Inc Ameriprise) — Int/Div
Mutual Fund Stock (Vanguard Intermediate- Term Treas. - Vanguard) — Int/Div
Mutual Fund Stock (Harbor Bond Ameriprise) — Int/Div
Mutual Fund Stock (FPA Crescent - FPA) — Int/Div
Mutual Fund Stock {Columbia Seligman Communications - Ameriprise) — Int/Div
Mutual Fund Stock (Vanguard Wellesley Tne. = Vanguard) — Int/Div
Mutual Fund Stock (Vanguard Dividend Growth - Vanguard) — Int/Div
Mutual Fund Stock (Vanguard GNMA Vanguard) — Int/Div
Mutual Fund Stock (FPA Crescent - FPA) — Int/Div
Roth IRA (Harbor Bond - Ameriprise) — Int/Div
Roth IRA (Harbor Bond - Ameriprise) — Int/Div
ALPS Corp. Common Stock — None
Roth IRA (Vanguard GNMA - Vanguard) — Int/Div
Modem Woodman (Adjustable Life Insurance) — Interest
Mutual Fund Stock (AMG Yacktman AMG) — Int/Div
Mutual Fund Stock (Amer. Funds New Perspective - Ameriprise) — Int/Div
Roth IRA (Vanguard Wellesley Ameriprise) — Int/Div
Roth IRA (Vanguard Wellesley Ameriprise) — Int/Div
Mutual Fund Stock (T. Rowe Price Health Sciences - Ameriprise) — Int/Div
Avera Retirem't Sav (403(b)) Plan) (FID Freedom 2025K - Fidelity) — Int/Div — Buy (add'l)
Ecliptic LLC — Distribution — Buy (add'l)
Avera Cash Balance Retirement Plan — Interest
Mutual Fund Stock (T. Rowe Price Capital Apprec. - Ameriprise) — Int/Div
Mutual Fund Stock (T. Rowe Price New Horizons - Ameriprise) — Int/Div
Mutual Fund Stock (T. Rowe Price Health Sciences - Ameniprise) — Int/Div
Mutual Fund Stock (Chartwell Berwyn Income - Ameriprise) — Int/Div
Mutual Fund Stock (Chartwell Berwyn Income - Ameriprise) — Int/Div
IRA (T. Rowe Price Capital Apprec Ameriprise) — Int/Div
IRA (T. Rowe Price Capital Apprec Ameriprise) — Int/Div
IRA {Chartwell Berwyn Income Ameriprise) — Int/Div
IRA (Chartwell Berwyn Income Ameriprise) — Int/Div
Mutual Fund Stock (Value Line Asset Allocation - Ameriprise) — Int/Div
Mutual Fund Stock (Vanguard Long Term Investment - Ameriprise) — Int/Div
Mutual Fund Stock {Dodge & Cox Intl Dodge & Cox) — Int/Div
Mutual Fund Stock (AMG BW&K Core Bond - Ameriprise) — Int/Div
BankWest Bank Accounts — Interest
Wells Fargo Bank Accounts — Interest
Mutual Fund Stock (T. Rowe Price Blue Chip Growth - Ameriprise) — Int/Div
Mutual Fund Stock (Dodge & Cox Balanced - Dodge & Cox) — Int/Div — Buy (add'l)
Mutual Fund Stock (Dodge & Cox Income RBC) — Int/Div — Buy
Mutual Fund Stock (Oakmark «- RBC) — Int/Div — Buy
Mutual Fund Stock (Mairs PWR - RBC) — Int/Div — Buy
Mutual Fund Stock (Oakmark - Ameripise) — Int/Div — Buy
Mutual Fund Stock (AMG. Yackman Ameriprise) — Int/Div
Mutual Fund Stock (Vanguard Wellesley Ameriprise) — Int/Div — Buy
Mutual Fund Stock {Vanguard Long Term Investment - Vanguard) — Int/Div
Mutual Fund {Dodge & Cox Income Ameriprise) — Int/Div — Buy
Sharcholder and President, Moreno, Lee & Bachand, P.C
Dwector and Presadent, Neltom Addon Civic & Recreational Association
Member, Echiptic LLC
Agreement — 1123127 — Cash buyout by two Echiptic LLC members (one of them the reporting dividual) of the third's membership interest in the Company; see also Part VII, page 9, line 91
Income — 27 — Moreno, Lee & Bachand, P.C — S8O.372.00
Spouse's income — 2017 — Avera St. Mary's « Nurse
Part VII, pages 4-5, 10, lines 2-28, 110-12 - The mutual funds and money market account listed are part of the reporting individual's law firm reitrement account
with RBC,
Part VII - With the exception of the entry on line 37, the reitirement plans/investments that were rolled into or consolidated with others in the 2016 report have
been deleted and only the new/combined plans/investments are listed.
Part VII, page 6, line 37 « The funds in this retirement plan/account were thought to have been transferred into or merged with the retirement plan/account of a
successor entity but a check again -- now -- reveals otherwise. As such, the plan/account reported fast year continues to be separately listed here,
Part VII, page 9, line 90 - Funds were added to this retirement plan on a bi-monthly basis via payroll deductions (hence the use of the word “various” in Column
D2).
Part VII, page 9, line 91 - In addition to participating in the buyout disclosed in Part 11, the requesting individual received a distribtuion from the Company at the
end of the reporting period.
Part VII, page 10, lines 114, 116 - These mutual funds were inadvertently left out of previous years' reports - something that was just discovered during the
preparation of this report.
Part VII - The brokerage firm holding each mutual fund has been included so thut commonly held funds can be differentiated,
Part VII - The names of mutual funds have been updated based on changes in them.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.