Jose Alberto Cabranes

CITIZENS BANK ACCOUNTS — Interest

TIAA BANK BROKERAGE SWEEP ACCT (X) — Interest

BERNSTEIN DIVERSIFIED (SNDPX) — Dividend

FIDELITY ADVISOR EMERGING MARKETS INCOME FUND CLASS I (FMKIX) — Dividend — Sold

FRANKLIN HIGH YIELD TAX FREE INCOME FUND ADVISOR CLASS (FHYVX) — Dividend — Sold (part)

FRANKLIN HIGH YIELD TAX FREE INCOME FUND ADVISOR CLASS (FHYVX) — Sold

WELLS FARGO ULTRA SHORT TERM MUNI INCOME FD CL I (SMAIX) — Dividend

ISHARES TR RUSSELL MID-CAP VALUE ETF (IWS) — Dividend

ISHARES TR RUSSELL MID-CAP GROWTH ETF (IWP) — Dividend

ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Dividend

ISHARES TR RUSSELL 2000 VALUE ETF(IWN) — Dividend

ISHARES TR RUSSELL 2000 GROWTH ETF (IWO) — Dividend

ISHARES TR MSCI EAFE SMALL CAP ETF (SCZ) — Dividend

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Dividend

Mainstay MaKay Tax Free Bond Fund Class I (MTBIX) — Dividend

Wells Fargo Municipal Bond Fund Institutional Class (WMBIX) — Dividend

IShares TR Core MISCIEAFE ETF (IEFA) — Dividend

TIAA-CREF Large Cap Index Fund Institutional Class (TILIX) — Dividend

IShares TR Russell 1000 Growth ETF (IWF) — Dividend

TIAA-CREF ANNUITY (fixed, non- variable) — Int./Div.

TIAA-CREF PENSION — Int./Div.

TIAA Traditional — Int./Div.

T-C Intl Eq.Inst (TIIEX) — Int./Div.

TIAA Real Estate (QREARX) — Int./Div.

T-C Lifecycle 2015-Inst (TCNIX) — Int./Div.

TIAA-CREF ROTH IRA — Int./Div.

TIAA-CREF REAL ESTATE MUTUAL FUND

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Dividend

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Buy

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Sold (part)

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Sold (part)

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Sold (part)

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Buy

VANGUARD LIFE STRATEGY CONSERVATIVE Portfolio (VSCGX) — Dividend — Buy

VANGUARD BROKERAGE ACCOUNT

VBTLX — Dividend

VTABX — Dividend

VTIAX — Dividend

VTSAX — Dividend

Trustee, William Nelson Cromwell Foundation, New York, NY

Member, Academic Advisory Committee of the Institute for Constitutional Studies, The George Washington University, Washington, DC

Honorary Fellow, Academia Puertorriquena de Jurisprudencia y Legislacion, San Juan, PR

Member, External Advisory Board, Colgate University's Center for Freedom and Western Civilization, Hamilton, NY

Member, Advisory Panel for Restatement of the Law Fourth-Property, American Law Institute, Philadelphia, PA

Member, Advisory Panel on the Chicago Principles on Freedom of Expression, American Council of Trustees and Alumni, Washington, DC

Note:, Note: No income of any kind was derived from any of the positions or services or activities noted above.

Gift — Covington & Burling, Washington, DC — Pro bono legal advice to the filer's spouse regarding her university employment — $45,284.22

Gift — Hugh F. Keefe and Tara Knight of the New Haven, CT Bar — Pro bono legal advice to the filer's spouse regarding her university employment — $15,000.00

Spouse's income — 2020 — University of Chicago Press (Royalties)

Spouse's income — 2020 — Thomson-West (Royalties)

Part V. Gifts:

Lines 1, 2: Amounts reflect value of services if they had been billed at so-called standard rates. Client (spouse) paid out-of-pocket all costs and disbursements.

Part VII. Investments and Trusts:

Lines 4, 5: Reported inadvertently as assets held through 2019, but actually divested on the dates indicated here.