John M. Rogers

TIAA retirement account-Traditional Guaranteed — Interest

CREF retirement account-CREF Stock R3 — None — Distributed (part)

US Savings Bonds Series EE — Interest

Broker cash Acct.-USAA Treas. Mkt. — Interest

USAA Subscriber's Savings Account — Distribution

Central Bank Checking Account — Interest

Chase Checking Account — None

USAA Fed. Savings Bank — Interest

USAA Precious Metals Fund (USAGX) — Dividend

USAA World Growth Fund (USAWX) — Dividend

USAA Sci & Tec Fund (USSCX) — Dividend

USAA Growth & Inc Fund (USGRX) — Dividend

USAA Value Fund (UVALX) — Dividend

USAA Growth Fund (USAAX) — Dividend

USAA Small Cap Stock Fund (USCAX) — Dividend

USAA Extended Mkt Index Fund (USMIX) — Dividend

USAA Target Retirem't Inc Fund (URINX) — Dividend

USAA NASDAQ-100 Index Fund (USNQX) — Dividend

USAA Intl. Fund Retail (USIFX) — Dividend — Sold

USAA Growth & Income Fund Retail (USGRX) — Dividend — Sold

USAA Value Fund Retail (UVALX) — Dividend — Sold

USAA Aggressive Growth Fund Retail (USAUX) — Dividend

USAA NASDAQ 100 Index Retail (USNQX) — Dividend — Buy (add'l)

USAA NASDAQ 100 Index Retail (USNQX) — Buy (add'l)

USAA NASDAQ 100 Index Retail (USNQX) — Buy (add'l)

USAA NASDAQ 100 Index Retail (USNQX) — Buy (add'l)

USAA NASDAQ 100 Index Retail (USNQX) — Buy (add'l)

USAA Sci & Tech Fund (USSCX) — Dividend — Buy (add'l)

USAA Sci & Tech Fund (USSCX) — Buy (add'l)

USAA 500 Index (USSPX/USPRX) — Dividend — Buy

USAA 500 Index (USSPX/USPRX) — Buy (add'l)

USAA 500 Index (USSPX/USPRX) — Buy (add'l)

USAA Treas. MMKT (UATXX) — None — Sold

USAA Growth Fund (IRA) (USAAX) — Dividend

USAA Income Stock Fund Retail (IRA) (USISX) — Dividend — Sold

USAA Intl. Fund Retail (IRA) (USIFX) — Dividend — Sold

USAA Aggressive Growth Fund (IRA) (USAUX) — Dividend

USAA 500 Index (IRA) (USSPX) — Dividend — Buy

USAA NASDAQ-100 (IRA) (USNQX) — Dividend — Buy

USAA SCI & TECH (IRA) (USSCX) — Dividend — Buy

K. Anderson promissory note — Interest — Redeemed

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Agreement — 07/31/01 — Publishing agreement with Aspen Publishers (now Wolters Kluwer) and two co-authors for an administrative law casebook with 15% royalty for the authors.

Income — 2020 — Wolters Kluwer Publishing, Book Royalties — $335.00

Spouse's income — 2020 — Chinese Cultural & Education Center of Lexington

Spouse's income — 2020 — Clark University

Spouse's income — 2020 — Concordia University - Chicago

Part VII, line 2: In response to the Committee's request five years ago, I understand that you are asking for income generated by the assets, and I understand the

difference between market fluctuations and income. However, the statements do not provide the level of detail required. Rather than guess, I have listed "none."