Thomas Selby Ellis 3

Sensor — None

University of Virginia Community Credit Union Bank Accounts — Int./Div.

IRA #1 (Closed) (H)

Harbor Cap Appreciation Instl CL — Dividend — Sold (part)

Harbor Cap Appreciation Instl CL — Sold

Oppenheimer Intl Grw Fd CL Y — Dividend — Sold (part)

Oppenheimer Intl Grw Fd CL Y — Sold

Lazard Fds Inc Emerging Mkts Instl shs — Dividend — Sold (part)

Lazard Fds Inc Emerging Mkts Instl shs — Buy (add'l)

Lazard Fds Inc Emerging Mkts Instl shs — Sold

Victory Sycamore Small Co Oppty Fd Cl 1 — Dividend — Sold (part)

Victory Sycamore Small Co Oppty Fd Cl 1 — Sold

GS TR Finl Sq Treas Instrs Fd Instl Cl — Dividend — Sold (part)

GS TR Finl Sq Treas Instrs Fd Instl Cl — Buy (add'l)

GS TR Finl Sq Treas Instrs Fd Instl Cl — Sold (part)

GS TR Finl Sq Treas Instrs Fd Instl Cl — Sold (part)

GS TR Finl Sq Treas Instrs Fd Instl Cl — Buy (add'l)

GS TR Finl Sq Treas Instrs Fd Instl Cl — Sold

American Fds Washington Mt FD F2 — Dividend — Sold (part)

American Fds Washington Mt FD F2 — Sold

DWS Enhanced Commodi Strategy Fd Inst — Dividend — Sold (part)

DWS Enhanced Commodi Strategy Fd Inst — Sold (part)

DWS Enhanced Commodi Strategy Fd Inst — Sold

Wells Fargo FDS TR Core Bond Fund Class Inst — Dividend — Sold

MFS Ser TR X Emerging Mkts Debt Fd Class I — Dividend — Sold (part)

MFS Ser TR X Emerging Mkts Debt Fd Class I — Sold

Eaton Vance Ser II Income Fd Boston Cl I — Dividend — Sold (part)

Eaton Vance Ser II Income Fd Boston Cl I — Sold

MFS Ser TR 1 Value Fd Cl 1 — Dividend — Sold (part)

MFS Ser TR 1 Value Fd Cl 1 — Sold

T Rowe Price Real Es Fund Inc — Dividend — Sold (part)

T Rowe Price Real Es Fund Inc — Sold

Principal Fds Inc Global Real Estate Secs Fund Instl Class — Dividend — Sold (part)

Principal Fds Inc Global Real Estate Secs Fund Instl Class — Sold

Carillon Ser TR Eagle Sm Cap Growth Fd CL 1 — Dividend — Sold

Baron Invt Fds Tr Sm Cap Fd Instl CL 1 — Dividend — Sold (part)

Baron Invt Fds Tr Sm Cap Fd Instl CL 1 — Sold

Virtus Asset Tr Ceredex Mid Cap Value Equity Fd CL 1 — Dividend — Sold (part)

Virtus Asset Tr Ceredex Mid Cap Value Equity Fd CL 1 — Buy (add'l)

Virtus Asset Tr Ceredex Mid Cap Value Equity Fd CL 1 — Sold

Janus Henderson Fd Flexible BD FD CL 1 — Dividend — Sold

Virtus Fds Virtus Vontobel Emg Mkts Opp Fd CL 1 — Dividend — Sold (part)

Virtus Fds Virtus Vontobel Emg Mkts Opp Fd CL 1 — Buy (add'l)

Virtus Fds Virtus Vontobel Emg Mkts Opp Fd CL 1 — Sold

T Rowe Price Intl Fd Overseas Stk Fd — Dividend — Sold (part)

T Rowe Price Intl Fd Overseas Stk Fd — Buy (add'l)

T Rowe Price Intl Fd Overseas Stk Fd — Sold

Edgewood Fds Growth Fd Instl Cl — Dividend — Sold (part)

Edgewood Fds Growth Fd Instl Cl — Sold

T Rowe Price Mid-Cap Growth Fd Inc — Dividend — Sold (part)

T Rowe Price Mid-Cap Growth Fd Inc — Buy (add'l)

T Rowe Price Mid-Cap Growth Fd Inc — Sold

Baird Fds Inc Agg BD FD Instl SHS Class I — Dividend — Buy

Baird Fds Inc Agg BD FD Instl SHS Class I — Sold (part)

Baird Fds Inc Agg BD FD Instl SHS Class I — Buy (add'l)

Baird Fds Inc Agg BD FD Instl SHS Class I — Sold

Dodge & Cox FDS INTL STK FD — Int./Div. — Buy

Dodge & Cox FDS INTL STK FD — Sold

IRA #2 (H)

GS Tr Finl Sq Treas Instrs Fd Instl Cl — Dividend — Sold (part)

GS Tr Finl Sq Treas Instrs Fd Instl Cl — Buy (add'l)

GS Tr Finl Sq Treas Instrs Fd Instl Cl — Sold (part)

AMG Times Sq M/C GRW-PR — Dividend — Sold (part)

AMG Times Sq M/C GRW-PR — Buy (add'l)

John Hancock Classic Value Fd CL 1 — Dividend — Sold (part)

Harbor Int'l Inst'l CL — Dividend — Sold

Hotchkis & Wiley Fds Mid Cap Value Fd CL 1 — Dividend

Blair William Fds Intl Growth Fd CL 1 — Dividend

PIMCO Fds PAC Invt Mgmt Ser-Comm — Dividend

BNY Mellon Appreciation Fd Inc — Dividend

Morgan Stanley Instl Fd Trust Mid Cap Grwth Port CL 1 — Dividend

Invesco Oppenheimer Dev Mkts CL Y — Dividend — Sold (part)

Invesco Oppenheimer Dev Mkts CL Y — Buy (add'l)

Wells Fargo Emerging Grwth Fd — Dividend

Keeley Fds Sm Cap Divident Value Fd — Dividend

Mainstay Large Cap Grwth Fd — Dividend — Sold (part)

Cambiar Opp Fd — Dividend

Carillon Eagle Sm Cap Grwth Fd CL 1 — Dividend — Sold (part)

Carillon Eagle Sm Cap Grwth Fd CL 1 — Buy (add'l)

Delaware Grp Equity Fds II-Value Fd Instl Cl — Dividend

Invesco Global Real Estate Y — Dividend

Victory Sycamore Sm Co. Oppty FD CL 1 — Dividend — Buy (add'l)

Lazard Fds Emerging Mkts Port Instl SHS — Dividend — Sold (part)

Lazard Fds Emerging Mkts Port Instl SHS — Buy (add'l)

Guggenheim Fds SMid Cap Value FD — Dividend

Voya Ser Fd Inc Large Cap Grwth Fd — Dividend

American Fds Washington Mut Fd F2 — Dividend — Sold (part)

Wells Fargo Fds TR Core Bond Fund Class Inst — Dividend — Sold (part)

Wells Fargo Fds TR Core Bond Fund Class Inst — Buy (add'l)

MFS Ser TR X Emerging Mkts Debt Fd Class I — Dividend — Sold (part)

Eaton Vance Ser II Income Fund Boston Cl I — Dividend — Sold (part)

T Rowe Price Real Estate Fd Inc — Dividend — Sold (part)

Principal Funds Inc Global Real Estate Secs Fd Instl Cl — Dividend — Sold (part)

Eaton Vance Ser II Income Fd Boston Cl 1 — Dividend — Buy

MFS Ser TR 1 Value Fd Cl 1 — Dividend — Sold (part)

DWS Enhanced Commodi Strategy Fd Inst — Dividend — Sold (part)

T Rowe Price Intl Fd Overseas Stk Fd — Dividend

Virtus Asset TR — Dividend — Buy

Dodge & Cox FDS — Dividend — Buy

Dodge & Cox FDS — Sold (part)

Spouse's income — 2019 — County of Albemarle - Salary

Spouse's income — 2019 — Self-employed education consultant