Lisa Margaret Smith

Chase Cash accounts — None

TD Bank Cash account — None

Fidelity IRA (Fidelity Fund--FFIDX) — Dividend

Fidelity IRA (Cash Reserves) — Dividend

Webster Bank, Wilton CT -- Checking Account — None

HSBC IRA (Fideltiy Puritan Fund) (X) — Dividend

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Dividend

HSBC Cash Account — None

Investment Account #1(H)

Stifel Nicolaus money market account — Interest

Vanguard Treasury Money Market Fund — Dividend — Sold (part)

Vanguard Treasury Money Market Fund — Sold (part)

Vanguard Treasury Money Market Fund — Sold (part)

Investment Account #2(H)

Stifel Insured Bank Program — Interest

Franklin NY Tax Free Income Fund, Cl A (FNYTX) — Dividend

Retirement Account #1(H)

Stifel Nicolaus IRA money market — Interest

American Beacon International Equity Fund — Buy (add'l)

American Beacon International Equity Fund — Buy (add'l)

American Beacon International Equity Fund — Buy (add'l)

American Funds U.S. Govt Securities Fund — Dividend — Buy

American Funds U.S. Govt Securities Fund — Sold

Blackrock Equity Dividend Fund — Dividend — Buy (add'l)

Blackrock Equity Dividend Fund — Sold (part)

Blackrock Equity Dividend Fund — Buy (add'l)

Columbia Contrarian Core Fund Class Z — Buy (add'l)

Columbia Contrarian Core Fund Class Z — Buy (add'l)

Columbia Contrarian Core Fund Class Z — Sold (part)

Columbia Ltd Duration Credit Fund — Dividend — Buy

Columbia Ltd Duration Credit Fund — Sold (part)

FMI International Fund Instl — Buy (add'l)

FMI International Fund Instl — Buy (add'l)

FMI International Fund Instl — Buy (add'l)

Fidelity Advisor New Insights Mutual Fund Institutional Class — Dividend — Buy (add'l)

Fidelity Advisor New Insights Mutual Fund Institutional Class — Sold

Goldman Sachs Intl Small Cap Insights Fund — Sold (part)

Goldman Sachs Intl Small Cap Insights Fund — Sold (part)

Goldman Sachs Intl Small Cap Insights Fund — Buy (add'l)

Harbor Bond Fund — Dividend — Sold (part)

Harbor Bond Fund — Sold (part)

Harbor Bond Fund — Buy (add'l)

Ivy Mid Cap Growth Fund — Sold (part)

Ivy Mid Cap Growth Fund — Sold

JP Morgan Govt Bond Fund — Dividend — Sold (part)

JP Morgan Govt Bond Fund — Sold (part)

JP Morgan Govt Bond Fund — Buy (add'l)

MFS Intl Growth Fd Cl I — Sold (part)

MFS Intl Growth Fd Cl I — Sold (part)

MFS Intl Growth Fd Cl I — Buy (add'l)

MFS Growth Fd Cl I — Distribution — Buy

MFS Growth Fd Cl I — Sold (part)

Meridian Sm Cap Gr Fund Investor Class — Sold (part)

Meridian Sm Cap Gr Fund Investor Class — Sold (part)

Meridian Sm Cap Gr Fund Investor Class — Buy (add'l)

Nuveen Small Cap Value Fund — Sold (part)

Nuveen Small Cap Value Fund — Buy

Nuveen Small Cap Value Fund — Buy (add'l)

PGIM High Yield — Dividend — Buy

PGIM High Yield — Sold (part)

PGIM High Yield — Buy (add'l)

Pimco Investment Grade Credit Fund — Distribution — Buy

Pimco Investment Grade Credit Fund — Buy (add'l)

Invesco Oppenheimer Developing Markets Fund Class Y — Buy (add'l)

Invesco Oppenheimer Developing Markets Fund Class Y — Sold (part)

Invesco Oppenheimer Developing Markets Fund Class Y — Buy (add'l)

Vanguard European Stock Index Fund — Dividend — Buy

Vanguard European Stock Index Fund — Sold

Vanguard Short Term Corporate Bond Index Fund — Dividend — Buy

Vanguard Short Term Corporate Bond Index Fund — Sold

Vanguard Short Term Inflation Protecton Fund — Dividend — Buy

Vanguard Short Term Inflation Protecton Fund — Sold (part)

Vanguard Short Term Inflation Protecton Fund — Sold

Vanguard Long Term Treasury Fund — Dividend — Buy

Vanguard Long Term Treasury Fund — Sold

Vanguard Short Term Federal Fund — Dividend — Buy

Vanguard Short Term Federal Fund — Sold (part)

Vanguard Short Term Federal Fund — Buy (add'l)

Wells Fargo Special Mid Cap Value Fund — Dividend — Sold (part)

Wells Fargo Special Mid Cap Value Fund — Sold

Inherited IRA(H)

Stifel Insured Bank Program — Interest

Verizon (VZ) — Dividend

Ishares S&P Mid Cap 400 Growth ETF (IJK) — Dividend — Buy (add'l)

Ishares S&P Small Cap 600 Growth ETF (IJT) — Dividend — Buy (add'l)

Janus Balanced Fund — Dividend — Sold (part)

Income — 2020 — Pace University School of Law - Teaching — $10,558.76

Spouse's income — 2020 — Wages from Ridgefield Hardware Co., Ridgefield, CT