Michael B. Kaplan

IRA # 1 (H)

Ameriprise Insured money market — Int./Div.

SPDR S&P Bank ETF — Dividend — Sold (part)

Weyerhaeuser Company common — Dividend — Sold

Cohen Steers Infrastructure Fund common — Dividend

First Trust Dow Jones Internet ETF — Dividend — Sold (part)

Invesco DB Basic Materials Fund EFT — Int./Div.

Raytheon Company common — Dividend — Sold (part)

Royal Caribbean Cruises LTD common — Dividend

SPDR Series Trust S&P Homebuilders ETF — Int./Div. — Sold (part)

SPDR S&P Aerospace & Defense ETF — Int./Div. — Sold (part)

Waste Management common — Dividend — Sold (part)

VISA Inc common — Dividend — Sold (part)

Anthem Inc common — Dividend — Sold (part)

Biotelemetry Inc common — Dividend — Sold (part)

Caterpillar Inc common — Dividend

Ishares Iboxx Invest Grade Corp Bond ETF — Dividend

Nvidia Corp common — Dividend

US Commodity Index Fund ETF — Dividend

US Foods Holding Corp common — Dividend — Sold (part)

United Rentals Inc common — Dividend — Sold

CVS Health Corp common — Dividend — Sold

Burlington Stores Inc common — Dividend — Sold (part)

Citizens Financial Group Inc common — Dividend

Cummins Inc common — Dividend

Freeport McMoran Inc common — Dividend — Sold

Home Depot common — Dividend

Ishares S&P GSCI Commodity Index Trust ETF — Dividend

Ishares MSCI Eurozone ETF — Dividend

Ishares Floating Rate Bond ETF — Dividend

Ishares MSCI Japan ETF — Dividend

Invesco Powershares Senior Loan Port ETF — Dividend — Sold

Stamps.com Inc common — Dividend — Sold

US Treasury Note w48 — Interest

US Treasury Note v23 — Interest

US Treasury Note k74 — Interest — Sold

US Treasury Note un8 — Interest — Sold

US Treasury Note v80 — Interest

US Treasury Note u24 — Interest — Sold

US Treasury Note m80 — Interest — Sold

US Treasury Note v98 — Interest

US Treasury Note u57 — Interest — Sold

US Treasury Note w71 — Interest

US Treasury Note n30 — Interest — Sold

US Treasury Note m56 — Interest

JPMorgan Chase Financial BUF ENH Note TG8 — Interest — Buy

Amerigas Partners Limited Partnership — Distribution — Buy

Amerigas Partners Limited Partnership — Merged (with line 49)

UGI Corp common — Dividend — Open

Morgan Stanley common — Dividend — Buy

Schwab US TIPS ETF — Dividend — Buy

Smucker JM Company New common — Dividend — Buy

Union Pacific Corp common — Dividend — Buy

Clorox Corp common — Dividend — Buy

Ishares IBOXX Hi Yld Corp Bond ETF — Dividend — Buy

Vanguard ST Bond ETF — Dividend — Buy

IRA # 2 (H)

Ameriprise Insured money market — Int./Div.

Amazon common — Dividend — Sold (part)

Ishares Intermediate Term Corp Bond ETF — Int./Div.

Invesco Corp Bond CL Y mutual fund — Dividend — Buy

Coca Cola common — Dividend — Buy

Invesco Senior Loan ETF — Int./Div.

CME Group common — Dividend

3M Company common — Dividend — Sold

US Treasury Note xb1 — Interest

US Treasury Note j27 — Interest

US Treasury Note x70 — Interest

Ameriprise Insured Money Market — Dividend — Sold (part)

NJ Economic Dev Auth St Pension 2/15/21 Zero Coupon Bond — Interest

Align Technology Inc common — None — Sold (part)

Align Technology Inc common — Sold

Blackrock Inflation Protected Bond Instl Cl — Dividend — Buy

Blackrock Inflation Protected Bond Instl Cl — Sold

Oracle Corp common — Dividend — Buy

Oracle Corp common — Sold

Best of America IV Variable Rate Annuity (H)

NW NVIT Mny Mkt 1 — Int./Div.

NW NVIT Multi Mgr Mdcap GR 1 — Int./Div.

NW NVIT Mult Mgr Intl GR III — Int./Div.

NW NVIT Real Est 1 — Int./Div.

TIAA 401a (H)

TIAA Traditional — Int./Div.

CREF Equity Index R3 — Int./Div.

CREF Bond Market R3 — Int./Div.

CREF Stock R3 — Int./Div.

CREF Stable Value — Int./Div.

CREF Growth R3 (X) — Int./Div.

TD Bank — Interest

Adjunct Professor, Rutgers University School of Law

Agreement — Open ended — Thomson Rueters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Reimbursement — ABI — 04/12/19 to 4/13/19 — Washington, DC — Educational — hotel, travel

Reimbursement — NCBJ — 10/29/19 to 10/31/19 — San Antonio, TX — Educational — hotel, travel

Reimbursement — NYIPLA — 3/22/19 — NY, NY — Educational — hotel, travel

Reimbursement — ACI — 6/24/19 — NY,NY — Edudational — hotel, travel

Reimbursement — George Mason Univerisity — 6/26/19 to 6/30/19 — Beaver Creek, CO — Educational — hotel,travel

Reimbursement — ABI — 8/1/19 to 8/3/19 — Hershey, PA — Educational — hotel, travel

Reimbursement — ABI — 9/19/19 to 9/20/19 — Washington, DC — Educational — hotel, travel

Reimbursement — Alleghaney Bar Association — 12/5/19 to 12/6/19 — Pittsburgh, PA — Eduational — hotel, travel

Income — 2019 — Rutgers-Salary — $4,919.00

Income — 2019 — West Services-Royalty — $2,313.00

Income — 2019 — National Conference of Bankruptcy — $6,000.00

Spouse's income — 2019 — YMCA of Bucks County - Salary

Spouse's income — 2019 — Ohev Shalom of Bucks County - Salary

Part VII, Line 88- CREF Growth R3 was omitted from prior year report.

Part VII, Line 7- Name changed from Invesco Powershares DWA Basic Materials Momentum Fund

Part VII, Line 60 - Name changed from Ishares Intermediate Credit Bond ETF to Ishares Intermediate Term Corp Bond ETF

Part IIIA, Line 3- editing law journal