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What was filed

  • 162

    investments

  • 7

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Wallace Chapter, American Inn of Court
  • Welsh Chapter, American Inn of Court
  • Council of Visitors, California Western School of Law
  • Trust No. 1
  • Trust No. 2
  • Trust Nos. 3, 4
  • Custodial Accounts, Nos. 1, 2

As filed

Trust Acct. No. 1 (Vanguard)

Ca. Municipal Money Market Fund — Distribution

Trust Acct. No. 4 (Y)

Capital World Growth and Income Fund-529A — Interest

Growth Fund of America-529A — Interest

Income Fund of America-529A — Interest

Investment Co. of America-529A — Interest

New Perspective Fund-529A — Interest

New World Fund-529A — Interest

SMALLCAP World Fund-529A — Interest

Washington Mutual Investors Fund- 529A — Interest

Custodial Acct. No. 2 (American Funds)

New Perspective Fund-529A — Interest

Capital World Growth and Income-529A — Interest — Sold

Retirement Acct. IRA No. 1 (TIAA/CREF)

TIAA/CREF Traditional — Interest

CREF/CREF Global Equities — Interest

Retirement Acct. IRA No. 2 (Schwab)

TIAA CREF Lifecycle 2020 Institution — Interest

Retirement Acct. IRA No. 3 (Schwab)

DFA US Large Cap Value I — Interest

Schwab Institutional Large Cap Value — Interest

William Blair Large Cap Growth I — Interest

DFA Small Cap — Interest

Ivy Mid Cap Growth I — Interest

Royce Opportunity Instl. — Interest

Dodge & Cox Balanced — Interest

BlackRock Low Duration Bond Instl. — Interest

Metro. West Total Return Bond — Interest

Retirement Acct. IRA No. 4 (UBS)

Checking Acct. (UBS) — Interest

Ca.Tax Exempt Money Market — Interest

Mass. Mutual Life Exec Group Life, Strategic Group Universal Life Ins. — Interest

Chase Cash Checking Acct. — None

Brokerage Account #2 (H)

Brokerage Account #4 (H)

Brokerage Account #5 (H)

Brokerage Account #7 (H)

MO ALTRIA GROUP INC — Dividend

GOOG ALPHABET INC — None

AAPL Apple Inc. — Dividend

BAC BANK OF AMERICA — Dividend

BRKB BERKSHIRE HATHAWAY INC- DE — None

BAM BROOKFIELD ASSET MGMT — Dividend

COF CAPITAL ONE FINL CORP — Dividend

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, S.A.B. De C.V. Sponsored — None

CHK CHESAPEAKE ENERGY — None

CKH Seacor Holdings Inc Com — None

KO COCA COLA CO — Dividend

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS (X) — Dividend

EOG EOG RESOURCES — Dividend

XOM Exxon Mobil Corporation Com — Dividend

FB Facebook — None

FRFHF FAIRFAX FNL HLDGS — Dividend

GE GENERAL ELECTRIC CO — Dividend

IVV Ishares Core S&P 500 — Dividend

CKHUY CK Hutchinson Holdings — Dividend

JEF JEFFERIES FINANCIAL GROUP INC (formerly LUK LEUCADIA NATL CORP) — Dividend

L LOEWS CORPORATION — Dividend

LPG DORIAN LPG LTD — None

MKL MARKEL CP COM — None

MSFT Microsoft Corporation — Dividend

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Dividend

ORCL ORACLE CORP — Dividend

PM PHILIP MORRIS INTL COM — Dividend

PXD Pioneer Natural Resources Company — Dividend

SMHI SEACOR MARINE HLDGS INC — None

SPEM SPDR PORTFOLIO EMG MK ETF — None

SPDW SPDR PORTFOLIO DEVLPD ETF — Dividend

SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Dividend

SU Suncor Energy Inc. Com — Dividend

Treasury Bonds T-Bill — Interest

UTX UNITED TECH CORP — Dividend

V VISA INC — Dividend

YUM YUM BRANDS — Dividend

YUMC Yum China Holdings Inc. — Dividend

Brokerage Account #9 (H)

GOOG Alphabet Inc Class C — None

AAPL Apple Inc. — Dividend

BRKB BERKSHIRE HATHAWAY INC- DE — None

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CHK Chesapeake Energy Corp Com — None

CKH Seacor Holdings Inc Com — None

KO COCA COLA CO — Dividend

LPG DORIAN LPG LTD — None

XOM Exxon Mobil Corporation Com — Dividend

CKHUY CK Hutchinson Holdings Ltd Adr — Dividend

JEF JEFFERIES FINANCIAL GROUP (formerly LUK LEUCADIA NATL CORP) — Dividend

L LOEWS CORPORATION — Dividend

MKL Markel Corp Com — None

ORCL Oracle Corp Com — Dividend

PM PHILIP MORRIS INTL COM — Dividend

SPEM SPDR PORTFOLIO EMG MK ETF — None

SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Dividend

Treasy Bonds - T-Bills — Interest

Treasury Bonds - TIPS — Interest

Brokerage account #10 (H)

Brokerage Account #2 (H)

Brokerage Account #4 (H)

Brokerage Account #5 (H)

Brokerage Account #7 (H)

MO ALTRIA GROUP INC — Dividend

GOOG ALPHABET INC — None

AAPL Apple Inc. — Dividend

BAC BANK OF AMERICA — Dividend

BRKB BERKSHIRE HATHAWAY INC- DE — None

BAM BROOKFIELD ASSET MGMT — Dividend

COF CAPITAL ONE FINL CORP — Dividend

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, S.A.B. De C.V. Sponsored — None

CHK CHESAPEAKE ENERGY — None

CKH Seacor Holdings Inc Com — None

KO COCA COLA CO — Dividend

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS (X) — Dividend

EOG EOG RESOURCES — Dividend

XOM Exxon Mobil Corporation Com — Dividend

FB Facebook — None

FRFHF FAIRFAX FNL HLDGS — Dividend

GE GENERAL ELECTRIC CO — Dividend

IVV Ishares Core S&P 500 — Dividend

CKHUY CK Hutchinson Holdings — Dividend

JEF JEFFERIES FINANCIAL GROUP INC (formerly LUK LEUCADIA NATL CORP) — Dividend

L LOEWS CORPORATION — Dividend

LPG DORIAN LPG LTD — None

MKL MARKEL CP COM — None

MSFT Microsoft Corporation — Dividend

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Dividend

ORCL ORACLE CORP — Dividend

PM PHILIP MORRIS INTL COM — Dividend

PXD Pioneer Natural Resources Company — Dividend

SMHI SEACOR MARINE HLDGS INC — None

SPEM SPDR PORTFOLIO EMG MK ETF — None

SPDW SPDR PORTFOLIO DEVLPD ETF — Dividend

SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Dividend

SU Suncor Energy Inc. Com — Dividend

Treasury Bonds T-Bill — Interest

UTX UNITED TECH CORP — Dividend

V VISA INC — Dividend

YUM YUM BRANDS — Dividend

YUMC Yum China Holdings Inc. — Dividend

Brokerage Account #9 (H)

GOOG Alphabet Inc Class C — None

AAPL Apple Inc. — Dividend

BRKB BERKSHIRE HATHAWAY INC- DE — None

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CHK Chesapeake Energy Corp Com — None

CKH Seacor Holdings Inc Com — None

KO COCA COLA CO — Dividend

LPG DORIAN LPG LTD — None

XOM Exxon Mobil Corporation Com — Dividend

CKHUY CK Hutchinson Holdings Ltd Adr — Dividend

JEF JEFFERIES FINANCIAL GROUP (formerly LUK LEUCADIA NATL CORP) — Dividend

L LOEWS CORPORATION — Dividend

MKL Markel Corp Com — None

ORCL Oracle Corp Com — Dividend

PM PHILIP MORRIS INTL COM — Dividend

SPEM SPDR PORTFOLIO EMG MK ETF — None

SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Dividend

Treasy Bonds - T-Bills — Interest

Treasury Bonds - TIPS — Interest

Brokerage account #10 (H)

Member, Executive Board, Wallace Chapter, American Inn of Court

Member, Past President, Executive Board, Welsh Chapter, American Inn of Court

Member, Council of Visitors, California Western School of Law

Trustee, Trust No. 1

Trustee, Trust No. 2

Trustee, Trust Nos. 3, 4

Custodian, Custodial Accounts, Nos. 1, 2

44 and 50 Not listed in Section VII and reasons therefore:

1. Trust No. 1: Trust account for trust related expenses.

2. Trust No. 2: Trust account created for benefit of filer.

3. Trust Nos. 3, 4: Trust created for the benefit of third parties for which filer was designated as a "trustee" consistent with the controlling Canons of Judicial

Conduct, No. 4(e). Filer has no financial interest in the assets of these trusts, no knowledge of manner in which the principal is invested, and no control or

influence of any kind over investment decisions related to the assets held in this trust. Rather, filer's sole fiduciary responsibility is limited to the exercise of veto

power for requests made by beneficiaries to Trust Nos. 3 or 4 to incur extraordinary expenses as specifically defined by trust document. To reiterate, filer has no

fiduciary responsibilities over the management or investment of the "trust" assets, nor does she have any beneficial interest of any kind in Trust No. 3 and 4.

4. Partnership No. 1: real estate assets for which filer has potential future interest when and if partnership real estate interests are sold. Filer has no direct or

indirect control over holdings, and cannot influence policy or other decisions which affect the purchase, exchange, sale or disposition of the partnership assets.

5. Brokerage account no. 6 was merged in 2013 with another account (see 2013 FDR), and no longer exists.

6. Regarding brokerage account nos. 7, 8, and 9, after consulation with a representative from the Washington, D.C. FDR Office, the delivery of shares of

Hutchinson Whampoa (HUWHY), receipt of new shares of CK Hutchinson Holdings (CKHUY), and related dividents and returns of capital were noted as

follows:

a. HUWHY was held in three accounts on 12/31/15.

b. HUWHY paid a divident in the three accounts in 2015.

c. There was a reorganization (mandatory exchange) on 6/19/15 which resulted, for all three accounts, in the following:

i. All shares of HUWHY were surrendered. This was noted in D(1) as "Distributed" on 6/19/15 (D2) and the dollar value of the "Distributed" shares was noted in

D(3). This was not a taxabe event and there were no capital gains or losses.

ii. There was a "return of capital" which was noted in the following row. The amount of the ROC was noted in B(1) and the type was noted as a distribution in

B(2).

iii. In addition to the return of capital, shares of CKHUY were received (6/19/2015). There was a subsequent divident paid by CKHUY which was ntoed in B(1)

and B(2). In all three accounts, shares of CKHUY were owned on 12/31/2015. The value was noted in C(1) and C(2). The acquisition of shares of the CKHUY

was noted in D(1) as a spinoff from HUWHY, on 6/19/15(D2) and the dollar value of the shares of CKHUY which were received was noted in D(3).

7. In Part VII, lines 54 and 62, William Blair Large Cap Growth I and MainStay Marketfield I are listed. Both of these assets were acquired on 12/31/2013. The

William Blair Large Cap Growth I was acquired for $10.33 per share, for an aggregate total purchase price of $7,234.61. The MainStay Marketfield I asset was

acquired on the same date for $18.52 per share, for a total of $7,234.64.

8. PCP (Precision Castparts) was fully acquired, for cash, by Berkshire Hathaway, on February 1, 2016. This acquisition was taxable and was listed on 1099s as a

salee. It is listed, in several accounts, as a sale in section D.

9. Note that line #143, listing SPY in brokerage account #5 does not have a corresponding acquisition listed on the 2015 FDR. This was an error. The 2015

report listed account #5 as holding cash at year-end. It should have listed the following: Column A: -SPY SPDR S&P 500 ETF; Column B(1): A; Column B(2):

Divident; Column C(1): J; Column C(2): T; Clumn D(1): Buy; Column D(2): 03/13/15; Column D(3): J.

10. Note that COSWF was 100% acquired by SU (Suncor) on March 24, 2016. This was a non-taxable transaction, in which COSWF shareholders relinquished

their shares, which were exchanged for SU shares. The manner in which the 2016 FDR reports these holdings for all accounts was suggested by FDR staff on

7/27/2017.

11. Note that the increase in cash, held in brokerage account Nos. 8, 11, 12, and trust account No. 1 was due to inheritance in 2016.

12. In Part VII, lines 1, 4, 9, 20, 26, 30, 33, 45, 51-54, 138, and 170 are headings only.

13. In Part VII, line 2, the Vanguard "Ca. Municipal Money Market Fund" is the same as the 2015 Vanguard "Ca. Tax Exempt Money Market Fund." The name of

the Fund was changed by Vanguard sometime after the filing of the 2015 Report.

14. In Part VII, lines 79-93, the assets were acquired in trust through inheritance in 11/2016. The equities are not listed at line 86, as they were transferred to other

accounts in 2017, and will be listed separately in my 2017 Financial Disclosure.

15. Part VII, lines 711-72, these accounts were transferred to TDAmeritrade on 11/10/2010, and were inadvertenly excluded from earlier filed Financial Disclosure

reports.

16. Part VII, lines 10-12, these accounts were sold in March 2012 for the Total International Stock Admiral and Total Bond Market Index Admiral (lines 10 and

11), and in June 2012 for the Total Stock Market Index Admiral (line 12). This information was inadvertenly not included in earlier Financial Disclosure reports.

The 01/01/16 dates were included in the current submission as the system would not permit recordation of an earlier correct date.

17. Part VII, lines 19, 20 and 24, these assets were distributed on 2/24/2014, 1/1/2015, and 1/1/15, respectively. The same is true for lines 38-40, which were

distributed on 8/12/15. This information was inadvertently not inclued in earlier Financial Disclosure reprots. The 01/01/216 dates were included in the current

submission as the system would not permit recordation of the earlier correct dates.

18. In the 12/19/2017 letter from Judge Trenga, reference is made in the third paragraph on page one to a request for additional information for Part VII, line 332.

I believe that a correction was instead requested for line 32, as there is in line 332 in the report. Accordingly, I have incorporated a correction to Line 32 into this

amended report.

19. Part VII, line 62, assets from this Mainstay Marketfield I were moved, 50/50% on 4/8/2016 to Janus I (line 53) and William Blair Large Cap Growth I (line 54).

20. Part Vll, assets listed in lines 20, 24, were distributed on 7/1/15, and for lines 38 and 39 were distributed on 8/12/15 to make college tuition payments.

21. Brokerage Account #3 was merged with Brokerage Account #2 on 4/3/17. This is recorded as "sold" in Account #3's holding, a cash balance, and "bought"

on line 24 in Account #2. An examiner instructed us to handle merged accounts in this manner during a phone conversation the week of 5/28/2018, and again on

6/11/2018. No capital gain is recorded, as no capital gain was realized.

22. Brokerage Account #8 was merged with Brokerage Account #2 on 11/3/2017. This is reflected in the "buy" transactions in Account #7 and "sell" transactions

in Account #8. The "sell" transactions have no captial gains because they were transferred to a like-titled account, not sold in taxable transactions. This method of

recording the merged accounts was recommended by an examiner telephonically during the week of 5/28/2018 and confirmed on 6/11/18.

23. Brokerage Account #12 was also merged with Brokerage Account #7 on 11/3/17. This is reflected in the "buy" transactions in Account #7 and "sell"

transactions in Account #8. The sell transactions have no capital gains because they were transferred to a like-titled account, not sold in taxable transactions. This

meethod of recording the merged accounts was perscribed telephonically by an examiner during the week of 5/28/2018, and confirmed on 6/11/2018.

sure admissions, as they have are no longer minors and the accounts have been transferred into their names.

24. For Retirement Acct. IRA No. 3 (Schwab), starting at Sec. VII, line 26, one reference to "Schwab Institutional Large Cap Value" was removed, as duplicative.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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