John Byron Owens

Individual Assets (H)

Bank of America (cash) — Interest

Series I Savings Bonds — Interest

Trust #1 (H)

Northwestern Mutual Whole Life Insurance — Dividend

Mass Mutual Universal Life Insurance Policy — Dividend

401k #1 (H)

Blackrock Liquidity Fund T Instl — Dividend

Fidelity Equity Income Fund (FEQIX) — Dividend

529 # 1 (H)

Scholarshare 529 Passive Age Based 11-12 (Formerly 9-10) — None

Scholarshare 529 Passive Age Based 15 (Formerly 13-14) — None

BROKERAGE #1 (H)

UBS Bank USA Deposit Acct (cash) — Interest

US Treasury Bill Matures 04/09/20 (912796TQ2) — None — Buy

Ford Common Stock (F) — Dividend

Home Depot Common Stock (HD) — Dividend

McDonalds Common Stock (MCD) — Dividend

Microsoft Common Stock (MSFT) — Dividend

Walmart Common Stock (WMT) — Dividend

US Treasury Note (912828X21) — Interest — Buy

US Treasury Bill Matures 10/10/19 (912796RF8) — None — Buy

US Treasury Bill Matures 10/10/19 (912796RF8) — Redeemed

BROKERAGE #2 (H)

IShares Core S&P MidCap ETF (IJH) — Dividend

IShares Core S&P SmallCap ETF (IJR) — Dividend

IShares Core MSCI Eafe ETF (IEFA) — Dividend — Buy

American Funds EuroPacific Growth Class F2 (AEPFX) — Dividend

American Funds New World Fund Class F2 (NFFFX) — Dividend

Invesco Oppenheimer Developing Markets Y (ODVYX) — Dividend — Buy

Invesco Oppenheimer Intrl Small-Mid Company Y (OSMYX) — Dividend

Janus Henderson Small Cap Val Fd Cl I (JSCOX) — Dividend

JP Morgan Large Cap Growth Fund (SEEGX) (Formerly OLGAX) — Dividend

MFS Value Fund Class I (MEIIX) — Dividend

Principal Midcap Fund Class I (PCBIX) — Dividend

American Funds Growth Fund of America Class F2 (GFFFX) — Dividend — Sold (part)

The Investment Company of America Class F2 (ICAFX) — Dividend — Sold (part)

Franklin CA Interm Term Tx Fr Inc Adv (FRCZX) — Dividend — Buy (add'l)

Angel Oak Income Fund (ANGIX) (Formerly ANGLX) — Dividend — Sold

Janus Henderson Global Eq Inc Fd Cl I (HFQIX) — Dividend — Sold

Invesco Oppenheimer Sr Float Rate Y (OOSYX) — Dividend — Sold

Pioneer Strategic Income Fund (PSRAX) (Y)

BROKERAGE #3 (H)

UBS Bank USA Deposit Acct (cash) — Interest

IBM Common Stock (IBM) — Dividend

Qualcomm Common Stock (QCOM) — Dividend

American Funds New World Fund Class A (NEWFX) — Dividend — Buy (add'l)

American Funds Smallcap World Fund Class A (SMCWX) — Dividend — Buy (add'l)

American Funds Euro Pacific Growth Fund Class A (AEPGX) — Dividend — Buy (add'l)

American Funds Fundamental Investors Fund Class A (ANCFX) — Dividend

American Funds Growth Fund of America Class A (AGTHX) — Dividend

American Funds Investment Company of America Class A (AIVSX) — Dividend — Buy (add'l)

American Funds Capital World Bond Fund Class A (CWBFX) — Dividend

American Funds Bond Funds of America Class A (ABNDX) — Dividend

BROKERAGE #4 (H)

UBS Bank USA Deposit Acct (cash) — Interest

IBM Common Stock (IBM) — Dividend

Qualcomm Common Stock (QCOM) — Dividend

American Funds New World Fund Class A (NEWFX) — Dividend — Buy (add'l)

American Funds Smallcap World Fund Class A (SMCWX) — Dividend — Buy (add'l)

American Funds Euro Pacific Growth Fund Class A (AEPGX) — Dividend — Buy (add'l)

American Funds Fundamental Investors Fund Class A (ANCFX) — Dividend

American Funds Growth Fund of America Class A (AGTHX) — Dividend — Buy (add'l)

American Funds Capital World Bond Fund Class A (CWBFX) — Dividend

American Funds Bond Funds of America Class A (ABNDX) — Dividend

IRA #1 (H)

American Funds Growth Fund of America Cl A (AGTHX) — Dividend

Trustee, Harker School

Director

Trustee, Trust #1

Member, Stanford Law School Board of Visitors

Reimbursement — Harker School — 4/9/19 — San Jose, CA — Board Meeting — Mileage

Reimbursement — Harker School — 5/10/19 — San Jose, CA — Board Meeting — Mileage

Reimbursement — Harker School — 5/23/19 — San Jose, CA — Board Meeting — Mileage

Reimbursement — Harker School — 8/21/19 — San Jose, CA — Board Meeting — Mileage

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.