Christopher L. Ray

Individual Assets (H)

Bank of America (cash) — Interest

Telfair Square Properties, LLP (Chatham County, Georgia) — Interest — Sold

Jefferson Street Properies, LLP (Chatham County, Georgia) — Interest — Sold

Oliver Maner, LLP Profit Sharing and Retirement Plan (no control) — None — Sold (part)

Oliver Maner, LLP Profit Sharing and Retirement Plan (no control) — Sold

Oliver Maner, LLP Capital Account (cash equivalent) — None — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold (part)

Oliver Maner, LLP Capital Account (cash equivalent) — Sold

Oliver Maner, LLP (hard assets) (Y)

Mass Mutual S 500 Low Vol Price Rtrn Daily Risk Control Fixed Annuity — None — Buy

Brighthouse 6 Year Shield 25 S&P 500 Index Fixed Annuity — None — Buy

TIAA Single Life Variable Income Annuity #1 (H)

CREF Stock — Dividend

CREF Social Choice — Dividend

CREF Bond — Dividend

TIAA Single Life Variable Income Annuity #2 (H)

TIAA Traditional Standard — Dividend

IRA # 1 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Buy

Goldman Sach Lrg. (GSLC) — Dividend

IShares Edge (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Mid Cap ETF (SPMD) (X) — Dividend

Vanguard Total World Stock (VT) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend

Doubleline Total Return (DLTNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend — Buy (add'l)

AQR LG Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD Retail (BEXFX) — None

Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy

Fuller & Thaler Behavioral (FTHNX) — Buy (add'l)

Palmer Square Plus (PSYPX) (X) — None — Sold

SPDR MSCI ACWI (CWI) — None — Sold

Van Eck Commodity Index (CMCAX) — None — Sold

DFA US Small Cap (DFSVX) — Dividend — Sold

AQR LG Cap Momentum (AMONX) — Dividend — Sold

Invesco Balanced Risk (ABRZX) — None — Sold

IRA # 2 (H)

Flexshares Intl Qty (IQDF) — Dividend — Buy

Goldman Sachs Lrg. (GSLC) — Dividend

IShares Edge MSCI (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Mid Cap ETF (SPMD) (X) — Dividend

Vanguard Total World Stock (VT) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend

Doubleline Total Return (DLTNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Buy (add'l)

AQR LG Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD Retail (BEXFX) — Dividend

Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy

Fuller & Thaler Behavioral (FTHNX) — Buy (add'l)

Palmer Square Plus (PSYPX) (X) — None — Sold

SPDR MSCI ACWI (CWI) — None — Sold

Van Eck Commodity Index (CMCAX) — None — Sold

DFA US Small Cap (DFSVX) — Dividend — Sold

AQR LG Cap Momentum (AMONX) — Dividend — Sold

Invesco Balanced Risk (ABRZX) — None — Sold

IRA # 3 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Buy

Goldman Sachs Lrg. (GSLC) — Dividend

Ishares Edge MSCI Min. (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Mid Cap (SPMD) (X) — Dividend

Vanguard Total World Stock (VT) — Dividend

Angel Oak Multi Strategy (ANGIX) — Dividend

Doubleline Total Return (DBLTX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Buy (add'l)

AQR Lg. Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD (BEXFX) — Dividend

Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy

Fuller & Thaler Behavioral (FTHNX) — Buy (add'l)

Palmer Square Plus (PSYPX) (X) — None — Sold

SPDR MSCI ACWI (CWI) — None — Sold

Van Eck CM Commodity (CMCAX) — None — Sold

DFA US Small Cap (DFSVX) — Dividend — Sold

AQR Lg. Cap Momentum (AMONX) — Dividend — Sold

Invesco Balanced risk (ABRYX) — None — Sold

IRA # 4 (H)

Schwab Bank (cash) — Interest

Flexshares Intl. Qty (IQDF) — Dividend — Buy

Invesco Bulletshares 2021 Corporate Bond (BSCL) — Dividend — Buy (add'l)

IShares Core S&P Mid Cap (IJH) — Dividend — Buy (add'l)

IShares Core S&P Mid Cap (IJH) — Sold (part)

IShares Edge MSCI Min. (ACWV) — Dividend — Buy (add'l)

IShares Edge MSCI Min. (ACWV) — Sold (part)

IShares MSCI EAFE (EFA) — Dividend — Buy (add'l)

IShares MSCI EAFE (EFA) — Sold (part)

IShares MSCI EAFE (EFA) — Sold (part)

JPMorgan Diverse Rtrn (JPIN) — Dividend — Buy (add'l)

WSDMTRE CBOE 500 (PUTW) — Dividend — Buy (add'l)

WSDMTRE CBOE 500 (PUTW) — Sold (part)

Angel Oak Multi Strategy (ANGIX) — Dividend — Buy (add'l)

Blackrock Total Return (MAHQX) — Dividend — Buy

Doubleline Total Return (DBLTX) — Dividend — Buy

Doubleline Total Return (DBLTX) — Sold (part)

Eaton Vance Global Macro (EIGMX) — Dividend — Buy

Guggenheim Macro Oppty. Inst. (GIOIX) — Dividend — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Dividend — Buy

Nuveen Preferred SEC (NPSRX) — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Sold (part)

Pioneer Bond Fund CL (PICYX) — Dividend — Buy

AQR Lg. Cap Devensive Style I (AUEIX) — Dividend — Buy

AQR Lg. Cap Devensive Style I (AUEIX) — Sold (part)

AQR Lg. Cap Devensive Style I (AUEIX) — Sold (part)

AQR Lg. Cap Devensive Style I (AUEIX) — Sold (part)

AQR Style Premia (QSLIX) — Dividend — Buy

Baron Emrg Mkts. FD Retail (BEXIX) — Dividend — Buy

Baron Emrg Mkts. FD Retail (BEXIX) — Sold (part)

Fuller & Thaler Behavioral (FTHSX) — Dividend — Buy

Palmer Square Plus (PSYPX) (X) — None — Buy (add'l)

Palmer Square Plus (PSYPX) (X) — Sold

Van Eck CM Commodity (COMIX) — None — Buy (add'l)

Van Eck CM Commodity (COMIX) — Sold

DFA US Small Cap (DFSVX) — Dividend — Buy

DFA US Small Cap (DFSVX) — Sold (part)

DFA US Small Cap (DFSVX) — Sold

Invesco Balanced Risk (ABRYX) — None — Buy

Invesco Balanced Risk (ABRYX) — Sold

Brokerage Account #1 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Buy

Goldman Sachs Lrg. (GSLC) — Dividend

IShares Edge MSCI (ACWV) — Dividend — Sold (part)

Schwab US Large Cap (SCHX) — Dividend

SPDR Mid Cap (SPMD) — Dividend

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend

Vanguard Total World Stock (VT) — Dividend — Sold (part)

Vanguard Short Term (VCSH) — Dividend

WSDMTRE CBOE 500 (PUTW) — Dividend — Buy

Angel Oak Multi Strategy (ANGLX) — Dividend

Eaton Vance Global Macro (EAGMX) — Dividend

Lord Abbott INTERM Tax Free A (LISAX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Buy (add'l)

AQR Lg. Defensive Style N (AUENX) — Dividend — Sold (part)

AQR Style Premia ALT (QSLIX) — Dividend — Buy

Baron Emrg Mkts FD Retail (BEXFX) — Dividend — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy

Fuller & Thaler Behavioral (FTHNX) — Buy (add'l)

Invesco Balanced Risk (ABRZX) — None — Sold

Van Eck CM Commodity (CMCAX) — None — Sold

SPDR MSCI ACWI (CWI) — Dividend — Sold

Palmer Square Plus (PSYPX) — None — Sold

AQR Lg. Cap Momentum Style N (AMONX) — None — Sold

DFA US Small Cap (DFSVX) — Dividend — Sold

Power of Attorney, POA #1

Agreement — 2019 — Oliver Maner LLP - Distribution of Capital Account

Agreement — 2019 — Oliver Maner LLP - Buyout of interest in hard assets

Agreement — 2019 — Oliver Maner LLP - Payment of outstanding fees

Agreement — 2019 — Jefferson Street Properties, LLP - Buyout of partnership interest

Agreement — 2019 — Telfair Square Properties, LLP - Buyout of partnership interest

Agreement — 2019 — Drew Wilkes, Bill Hunter, and Ben Perkins - Buyout of partnership interest in Telfair Square Properties, LLP

Income — 2019 — Self-employed (attorney) — $18,375.27

Spouse's income — 2019 — Self-employed (event planner)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, line 3: Purchased by Drew Wilkes, Bill Hunter, Ben Perkins, and Telfair Square Properties, LLP.

Part VII, line 4: Purchased by Telfair Square Properties, LLP.