William J. Lafferty

Ally Bank — Interest

Barclays Bank — Interest

BTC Life Path 2020 F (1) — Dividend

BTC US Debt Index F — Dividend — Buy

BTC US Equity Index (1) — Dividend

BTC US Equity Index (2) — Dividend

Viacom CBS — Dividend — See Part VIII

Charles Schwab Bank, Deposit Account (1) — Interest

Charles Schwab Bank Deposit Account (2) — Interest

Dreyfus Appreciation Fund (IRA) CS — Dividend — Sold

Dreyfus Growth & Income Mutual Fund — Int./Div. — Sold

F.r Fixed Income (Permanente 2) — Dividend

F.r Fixed Income (Permanente 1) — Dividend

Howard Rice Investment Fund 01 (no control) — None

Howard Rice Investment Fund 02 (no control) — None

Howard Rice Investment Fund 03 (no control) — None

Howard Rice Investment Fund 04 (no control) — None

Howard Rice Investment Fund 05 (no control) — None

Howard Rice Investment Fund 06 (no control) — None

Howard Rice Investment Fund 07 (no control) — None

Howard Rice Investment Fund 08 (no control) — None

Howard Rice Investment Fund 09 (no control) — None

KP Interest Income Fund — Dividend

NT International Fd (1) — Dividend

NT International Fd (2) — Dividend

Real Property, Orinda, CA — None

Rental Property, Alameda, CA — Rent

Rental Property, Ventura, CA (1/3 interest-- shared with two sisters) — Rent

Schwab Intelligent Portfolios — Dividend — See Part VIII

CHARLES SCHWAB US REIT (SCHH) — Dividend — See Part VIII

ISHARES GOLD ETF (IAU) — Dividend — See Part VIII

SCHWAB EMERGING MARKETS (SCHE) — Dividend — See Part VIII

SCHWAB FUNDA EMG MKTS (FNDE) — Dividend — See Part VIII

SCHWAB FUNDAMENTAL INL (FNDF) — Dividend — See Part VIII

SCHWAB FUNDAMENTAL INTL (FNDC) — Dividend — See Part VIII

SCHWAB FUNDAMENTAL US (FNDX) — Dividend — See Part VIII

SCHWAB FUNDAMENTAL US (FNDA) — Dividend — See Part VIII

SCHWAB INTERMEDIATE TERM (SCHR) — Dividend — See Part VIII

SCHWAB INTERNATIONAL (SCHF) — Dividend — See Part VIII

SCHWAB INTERNATIONAL SMALL (SCHC) — Dividend — See Part VIII

SCHWAB US LARGE CAP ETF (SCHX) — Dividend — See Part VIII

SCHWAB US SMALL CAP ETF (SCHA) — Dividend — See Part VIII

SCHWAB US TIPS ETF (SCHP) — Dividend — See Part VIII

SPDR PORTFOLIO (SPIB) — Dividend — See Part VIII

VANECK VECTORS J.P. (EMLC) — Dividend — See Part VIII

VANGUARD GLBAL EX US (VNQ1) — Dividend — See Part VIII

VANGUARD MORTGAGE BACKED (VMBS) — Dividend — See Part VIII

XTRACKERS USD HIGH YLD (HYLB) — Dividend — See Part VIII

Schwab (S&P 500 Index), SWPPX — Dividend

Schwab SCHG — Dividend

Schwab SWVXX — Dividend — Sold (part)

Schwab, Vanguard Total Intl Stock Index Fund, VTIAX (IRA) — Dividend — See Part VIII

Schwab, Vanguard Total Stock Market Index Fund, VTSAX (IRA) — Dividend — See Part VIII

TPMG Aggressive Fund (1) — Dividend

TPMG Conservative Fund (2) — Dividend

TPMG Agressive Fund (2) — Dividend

TRP Cap Preservation — Dividend — Buy

Vanguard PrimeCap Fund ADM (2) — Dividend

Vanguard Stable Income Fund — Dividend

Vanguard Total Bond Mkt 1x Tr — Dividend

Vanguard Total Bond Mkt 1x 1st Plus — Dividend

Vanguard Wellington Fund, ADM (1) — Dividend

Vanguard Wellington Fund, ADM (2) — Dividend

Vanguard 1st Tt St. Mk Idx 1st Plus — Dividend

Vanguard Tt St. Mkt Idx Tr — Dividend

3M Company (MMM) — Dividend — Sold (part)

3M Company (MMM) — Buy (add'l)

AES Corporation (AES) — Dividend — Buy (add'l)

AES Corporation (AES) — Sold (part)

Accelerate Diagnostics, Inc. (AXDX) — None — Buy (add'l)

Accelerate Diagnostics, Inc. (AXDX) — Sold (part)

Activision Blizzard (ATVI) — None

Adidas Salomon AF ADR (ADDYY) — None — Sold

Adobe Systems Inc. (ADBE) — None — Sold (part)

Adobe Systems Inc. (ADBE) — Buy (add'l)

Alcon, Inc. (ALC) — None — Spinoff (from line 164)

Alibaba Group Hldg Ltd Spon ADR (BABA) — None

Allergan plc. (AGN) — Dividend

Alphabet Inc. Class A (GOOGL) — None — Sold (part)

Alphabet Inc. Class C (GOOG) — None — Sold

Altria Group Inc. (MO) — Dividend

Amazon.com Inc. (AMZN) — None — Sold (part)

Amgen Inc. (AMGN) — Dividend — Sold (part)

Apple Inc. (AAPL) — Dividend

Archer Daniels Midland (ADM) — Dividend — Buy (add'l)

Australia & NZ Bank (ANZBY) — Dividend

Automatic Data Processing Inc. (ADP) — Dividend — Sold (part)

BHP Billiton Limited (BHP) — Dividend — Sold (part)

BNY Mellon Growth & Income Fund — Dividend — See Part VIII

Boeing Company (BA) — Dividend — Buy

Boeing Company (BA) — Sold (part)

Bristol-Myers Squibb Co. — Dividend — See Part VIII

Bristol-Myers Squibb Co. RIGHTS — None — See Part VIII

Broadcom Limited (AVGO) — Dividend — Buy

Broadcom Limited (AVGO) — Sold (part)

CDK Global, Inc. (CDK) — Dividend

CVS Health Corporation (CVS) — Dividend

Callon Petroleum (CPE) — None — See Part VIII

Carrizo Oil & Gas Inc. (CRZO) — None — Buy (add'l) — See Part VIII

Carrizo Oil & Gas Inc. (CRZO) — Sold (part)

Celgene Corp. (CELG) — None — Buy (add'l) — See Part VIII

Celgene Corp. (CELG) — Sold

Chevron Corp. (CVX) — Dividend — Sold (part)

Chevron Corp. (CVX) — Buy (add'l)

Chipotle Mexican Grill (CMG) — None — Sold

Chubb Limited (CB) — Dividend

Church & Dwight Co. (CHD) — Dividend — Sold (part)

Cloudera Inc. (CLDR) — None — Buy

Cloudera Inc. (CLDR) — Sold (part)

Coca-Cola Company (KO) — Dividend

Columbia Large Cap Core (NMIMX) — None

Costco Wholesale Corp (COST) — Dividend — Sold

Cree Inc. (CREE) — None — Sold (part)

Cross Timbers Royalty (CRT) — Dividend

DFA International Equity (DFIEX) — Dividend — Buy (add'l)

DFA US Large Cap (DFLVX) — Dividend — Buy (add'l)

Emerson Electric Co. (EMR) — Dividend — Sold (part)

Energy Transfer Equity (ETE) — Dividend

Engility Holdings, Inc. (EGL) — None — Merged (with line 180)

EverQuote Inc. (EVER) — None — Buy

EverQuote Inc. (EVER) — Sold (part)

Exxon Mobil Corporation (XOM) — Dividend — Sold

Fidelity National Info Srv (FIS) — Dividend — Sold (part)

Garrett Motion Inc. (GTX) — None — Buy (add'l)

Generac Holdings Inc. (GNRC) — None — Sold

General Electric Company (GE) — Dividend — Sold (part)

Gentex Corporation (GNTX) — Dividend — Sold (part)

Gilead Sciences Inc. (GILD) — Dividend — Buy

Honeywell Intl Inc (HON) — Dividend — Buy (add'l)

Honeywell Intl Inc (HON) — Sold (part)

Hortonworks, Inc. (HDP) — None — Sold

Hudson Pacific Properties, Inc (HPP) — Dividend — Sold

Illumina Inc (ILMN) — None — Sold (part)

Intel Corporation (INTC) — Dividend — Sold (part)

Intel Corporation (INTC) — Buy (add'l)

International Flavors&Frag. (IFF) — Dividend

Intuit Inc. (INTU) — Dividend — Sold (part)

JD.com, Inc. (JD) — None — Sold

JM Smucker Co. (SJM) — Dividend — Buy (add'l)

Johnson & Johnson (JNJ) — Dividend — Sold (part)

Johnson & Johnson (JNJ) — Buy (add'l)

Keysight Technologies Inc. (KEYS) — None — Buy

Kinder Morgan Inc cl P (KMI) — Dividend

L3Harris Technologies (LHX) — Dividend — Buy

L3Harris Technologies (LHX) — Sold (part)

Lockheed Martin Corp. (LMT) — Dividend — Sold (part)

Lowes Companies Inc. (LOW) — Dividend — Sold (part)

MPLX LP (MPLX) — Dividend — Buy (add'l)

MPLX LP (MPLX) — Sold (part)

Martin Marietta Materials Inc (MLM) — Dividend

Merck & Co. Inc. (MRK) — Dividend — Buy

Microsoft Corporation (MSFT) — Dividend — Sold (part)

Mondelez International Inc. (MDLZ) — Dividend

National Grid PLC Spon ADR (NGG) — Dividend — Sold (part)

Nationwide Dynamic US Grth Fd Eagle — None — See Part VIII

Neogen Corporation NEOG) — None

Nektar Therapeutics (NKTR) — None — Buy

Nektar Therapeutics (NKTR) — Sold (part)

Netflix Inc. (NFLX) — None — Sold

NextEra Energy, Inc. (NEE) — Dividend — Sold

Nokia Corp (NOK) — Dividend — Sold (part)

Nokia Corp (NOK) — Buy (add'l)

Norfolk Southern Corp. (NSC) — Dividend — Sold (part)

Novartis AG (NVS) — Dividend — Sold (part)

Novo-Nordisk A/S (NVO) — Dividend — Sold (part)

Nucor Corporation (NUE) — Dividend — Sold

Nutrien Ltd. (NTR) — Dividend — Sold (part)

Opko Health Inc. (OPK) — None — Sold

Oracle Corporation (ORCL) — Dividend — Sold (part)

Philip Morris Intl (PM) — Dividend — Sold (part)

Pioneer Natural Resources (PXD) — Dividend — Sold (part)

Principal Financial Group (PFG) — Dividend

Qualcomm Inc. (QCOM) — Dividend — Sold (part)

Resideo Technologies, Inc. (REZI) — None — Buy (add'l)

Resideo Technologies, Inc. (REZI) — Sold (part)

Roche Holdings Ltd (RHHBY) — Dividend — Sold (part)

Sabine Royalty Trust (SBR) — Dividend — Buy (add'l)

Sabine Royalty Trust (SBR) — Sold (part)

Schwab Bank Account Cash Equivalent — Interest — Open — See Part VIII

Science Applications Intl. Corp. (SAIC) — Dividend — Sold (part)

Seattle Genetics, Inc. (SGEN) — None — Sold

Service Now (NOW) — None — Buy

South32 Limited (SOUHY) — Dividend

SPDR Gold Shares ETF (GLD) — None

Square, Inc. CI A (SQ) — None — Sold (part)

Square, Inc. CI A (SQ) — Buy (add'l)

T Rowe Price Group Inc (TROW) — Dividend

Taiwan Semiconductor (TSM) — Dividend — Buy (add'l)

Taiwan Semiconductor (TSM) — Sold (part)

Tencent Hldgs Ltd ADR (TCEHY) — None — Buy (add'l)

The Kraft Heinz Company (KHC) — Dividend

Union Pacific Corp. (UNP) — Dividend — Sold (part)

United Technologies Corp. (UTX) — Dividend — Buy (add'l)

United Technologies Corp. (UTX) — Sold

Vanguard Growth ETF (VUG) — Dividend

Vanguard Mid-Cap ETF (VO) — Dividend — Sold (part)

Vanguard S&P Mid-Cap 400 ETF (IVOO) — Dividend — Buy

Vanguard Total Mkt ETF (VTI) — Dividend — Sold (part)

Vanguard Total Stk Mkt Index Fd (VTSMX) — Dividend — See Part VIII

Vanguard Total Stk Mkt Ind Fd Admiral (VTSAX) — Dividend — See Part VIII

W.R. Berkley Corp. (WRB) — Dividend — Sold (part)

Walt Disney Company (DIS) — Dividend — Buy (add'l)

Wayfair Inc. Class A (W) — None — Buy

Westinghouse Air Brake Tech Corp. — Dividend — Spinoff (from line 126)

Williams Companies Inc. (WMB) — Dividend — Sold (part)

Wright Medical Group N.V. (WMGI) — None — Sold (part)

XPO Logistics, Inc. (XPO) — None — Sold (part)

Xilinx Inc. (XLNX) — Dividend — Sold (part)

Xilinx Inc. (XLNX) — Buy (add'l)

iRobot (IRBT) — None — Buy

US Treas Bill due 03/07/19 — Interest — Sold

US Treas Bill due 03/14/19 — Interest — Buy (add'l)

US Treas Bill due 03/14/19 — Sold

US Treas Bill due 04/04/19 — Interest — Buy

US Treas Bill due 04/04/19 — Sold

US Treas Bill due 4/25/19 — Interest — Buy

US Treas Bill due 4/25/19 — Sold

US Treas Bill due 6/6/19 — Interest — Buy

US Treas Bill due 6/6/19 — Sold

US Treasury Bill due 6/13/19 — Interest — Buy

US Treasury Bill due 6/13/19 — Sold

US Treasury Bill due 07/05/19 — Interest — Buy

US Treasury Bill due 07/05/19 — Sold

US Treasury Bill due 11/14/19 — Interest — Buy

US Treasury Bill due 11/14/19 — Sold

US Treasury Bill due 12/26/19 — Interest — Buy

US Treasury Bill due 12/26/19 — Sold

US Treasury Bill due 02/13/20 — Interest — Buy

US Treasury Bill due 02/13/20 — Sold

US Treasury Bill due 02/20/20 — Interest — Buy

US Treasury Bill due 02/27/20 — Interest — Buy

Trustee, Trust No. 1 (Assets Listed in Part VII)

Partner, various Howard Rice Investment Funds, Howard Rice Investment Funds, 01-09

Agreement — 1/1/98 — Family Trust

Agreement — 3/1/98 — Filer and Howard Rice et al.

Reimbursement — Certified Bankruptcy Assistant Program Professional Skills Seminar (ABJA) — October 10-11, 2019 — Spokane, WA — Presenter at Conference — Two Nights Hotel, Meals

Reimbursement — 44th Annual United Trustees Association Conference — November 11, 2019 — Las Vegas, NV — Presenter at Conference — One Night Hotel, Meal

1. In Part VII, line 7, NAME CHANGE from CBS Corp., Common Stock to Viacom CBS.

2. In Part VII, line 29, Schwab Intelligent Portfolio is an investment account that is managed via a Robo-Advisor that monitors and automatically rebalances a

diversified portfolio based on the account owner's goals. In Part VII, lines 30-48 assets are subparts of the Schwab Intelligent Portfolios. Part VII, line 29 was

previously referenced incorrectly as "Schwab Intellectual Portfolio Account."

3. In Part VII, lines 30-48, the manager of the Schwab Intelligent Portfolio account retains a cash reserve as a percentage of the total value of the account, i.e.

between 7%-9%.

4. In Part VII, line 52, NAME CHANGE from Schwab, Vanguard Total Intl Stock Market Index Fund, VGTSX (IRA) to Schwab, Vanguard Total Intl Stock

Index Fund, VTIAX (IRA) - typographical error.

5. In Part VII, line 53, NAME CHANGE from Schwab, Vanguard Total Stock Market Index Fund VTSMX (IRA) to Schwab, Vanguard Total Stock Market Index

Fund VTSAX (IRA) - typographical error.

6. In Part VII, lines 89 and 155, on 10/01/19, shares of BNY Mellon Growth & Income Fund (DGRIX) were transferred into the account. On 12/13/19,

Nationwide Dynamic US Growth Fund Eagle (NWAEX) absorbed DGRIX.

7. In Part VII, lines 92, 93 and 101, on 11/20/19, Celgene (CELG) was acquired by Bristol-Myers Squibb (BMY).

8. In Part VII, lines 98 and 99, on 12/24/19, Callon Petroleum Co. (CPE) acquired Carrizo Oil & Gas (CRZO).

9. In Part VII, line 179, as of 12/31/17, the Lafferty accounts held cash in three Schwab money market funds (SWMXX, SWUXX, and SWVXX). During 2018,

Schwab transferred all cash from these money market funds into Schwab Bank.

Thus as of 12/31/18, the three money market funds had zero balances. All cash balances were in Schwab Bank and remained there during 2019.

10. In Part VII, lines 199 and 200, on 07/26/19, shares of Vanguard Total Stock Mkt Index Fund (VTSMX) were exchanged for Vanguard Total Stock Mkt Index

Fund Admiral (VTSAX).