J. Richard Creatura

Individual Assets (H)

Columbia Bank Accounts (cash) — Interest

IRA #1 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK N.A. (cash) — Interest

IShares Tips Bond ETF (TIP) — Dividend

Vanguard Sm Cap Growth ETF (VBK) — Dividend

Vanguard Sm Cap ETF (VB) — Dividend

American Europacific Growth A. Mutual fund (AEPFX) — Dividend

American Growth Fd of America Mutual Fund (GFFFX) — Dividend — Sold (part)

Blackrock Equity Dividend A Common (MADVX) — Dividend — Sold (part)

Calamos Market Neutral Inc I (CMNIX) — Dividend — Buy

First Eagle Overseas A (SGOIX) — Dividend

Franklin Income Adv (FRIAX) — Dividend

Invesco Opp Intl Bd Y (OIBYX) — Dividend — Buy

JP Morgan Mid Cap Value A Common (JMVSX) — Dividend

Pimco Total Return A Mutual Fund (PTTPX) — Dividend

Templeton Global Bd FD A Mutual Fund (TGBAX) — Dividend — Sold

Thornburg Inv Inc Builder A Mutual fund (TIBIX) — Dividend

Virtus Mult-Sector S/T Bd A Common (PIMSX) — Dividend

IRA #2 (H)

Blackstone REIT — None — Buy

Vanguard Sm Cap Growth ETF (VBK) — Dividend — Sold

American Europacific Growth A. Mutual fund (AEPFX) — Dividend — Sold

Blackrock Equity Dividend A Common (MADVX) — Dividend — Sold

Delaware Small Cap Value A Mutual Fund (DEVIX) — None — Sold

DWS Real Est Secs (RRREX) — Dividend — Sold

First Eagle Overseas A (SGOIX) — None — Sold

JP Morgan Mid Cap Value A Common (JMVSX) — None — Sold

T Rowe Price Growth Stock (PRGFX) — None — Sold

Thornburg Inv Inc Builder A Mutual fund (TIBIX) — Dividend — Sold

IRA #3 (H)

Blackstone REIT — None — Buy

SPDR Gold Tr Gold Shs (GLD) — None — Buy

SPDR Gold Tr Gold Shs (GLD) — Sold

Vanguard Sm Cap Growth ETF (VBK) — Dividend — Sold

American Europacific Growth A. Mutual fund (AEPFX) — Dividend — Sold

Blackrock Equity Dividend A Common (MADVX) — Dividend — Sold

Calamos Market Neutral Inc (CMNIX) — Dividend — Buy

Calamos Market Neutral Inc (CMNIX) — Sold

Delaware Small Cap Value A Mutual Fund (DEVIX) — None — Sold

DWS Real Est Secs (RRREX) — Dividend — Sold

First Eagle Overseas A (SGOIX) — None — Sold

JP Morgan Mid Cap Value A Common (JMVSX) — None — Sold

T Rowe Price Growth Stock (PRGFX) — None — Sold (part)

T Rowe Price Growth Stock (PRGFX) — Sold

Thornburg Inv Inc Builder A Mutual fund (TIBIX) — Dividend — Sold

IRA #4 (H)

IShares Tips Bond ETF (TIP) — Dividend — Sold

SPDR Gold TR Gold SHS (GLD) — None — Buy

Vanguard Sm Cap ETF (VB) — Dividend

American Europacific Growth A. Mutual fund (AEPFX) — Dividend

American Growth Fd of America Mutual Fund (GFFFX) — Dividend

Blackrock High Eq Inc (BMCSX) — Dividend

Calamos Market Neutral Inc I (CMNIX) — Dividend — Buy

Diamond Hill Large Cap I (DHLRX) — Dividend

Invesco Opp Intl Bd Y (OIBYX) — Dividend — Buy

PGIM SHORT TRM CORP BD A (PIFZX) — Dividend

Pimco Total Return A Mutual Fund (PTTPX) — Dividend

Templeton Global Bd FD A (TGBAX) — Dividend — Sold

Thornburg Intl Value I (TGVIX) — Dividend

Thornburg Inv Inc Builder A Mutual fund (TIBIX) — Dividend

Voya Global Real Estate A (IGLAX) — Dividend

BROKERAGE #1 (H)

BANK DEPOSIT PROGRAM | MORGAN STANLEY BANK N.A. (cash) — Interest

American Europacific Growth A. Mutual fund (AEPGX) — Dividend

American Smallcap World A (SMCWX) — Dividend

American Washington Mutual A Common (AWSHX) — Dividend

Putnam Equity Income A (PEYAX) — Dividend

BROKERAGE #2 (H)

American Europacific Growth A. Mutual Fund (AEPGX) — Dividend

American Smallcap World A (SMCWX) — Dividend

American Washington Mutual A Common (AWSHX) — Dividend

Putnam Equity Income A (PEYAX) — Dividend

BROKERAGE #3 (H)

BANK DEPOSIT PROGRAM | MORGAN STANLEY BANK N.A. (cash) — Interest

American AmCAP A Common (AMCPX) — Dividend

Invesco Equal Wghtd S&P 500 Mutual Fund (VADAX) — Dividend

Invesco Equity and Income A (ACEIX) — Dividend

Invesco Global Healthcare A Mutual Fund (GGHCX) — Dividend — Sold (part)

Invesco VK Technology A Mutual Fund (ITYAX) — None — Sold

MS Multi Cap Growth TR A (CPOAX) — Dividend

MSIF Growth A (MSEGX) — None

BROKERAGE #4 (H)

BANK DEPOSIT PROGRAM | MORGAN STANLEY BANK N.A. (cash) — Interest

SPDR Gold TR Gold SHS (GLD) — None — Buy

IShares Tips Bond ETF (TIP) — Dividend — Sold

Vanguard Real Estate ETF (VNQ) — Dividend

Vanguard Sm Cap Growth ETF (VBK) — Dividend

Vanguard Sm Cap Value ETF (VB) — Dividend

Vanguard Value ETF Index (VTV) — Dividend

American Balanced F2 (AMBFX) — Dividend

American Europacific Growth A. Mutual fund (AEPFX) — Dividend

American Growth Fd of America Mutual Fund (GFFFX) — Dividend

BNY Mellon GLB Fixed Inc I (SDGIX) — Dividend

Calamos Market Neutral Inc I (CMNIX) — Dividend — Buy

First Eagle Overseas A (SGOIX) — Dividend

JP Morgan Mid Cap Value A Common (JMVSX) — Dividend

Virtus Mult-Sector S/T Bd A Common (PIMSX) — Dividend

BROKERAGE #5 (H)

BANK DEPOSIT PROGRAM | MORGAN STANLEY BANK N.A. (cash) — Interest

Capitol One Bank, N.A. (cash) — Interest — Redeemed (part)

MSILF GOVT PTF INST (MVRXX) — Dividend — Buy

MSILF GOVT PTF INST (MVRXX) — Sold (part)

MSILF GOVT PTF INST (MVRXX) — Sold (part)

MSILF GOVT PTF INST (MVRXX) — Sold (part)

MSILF GOVT PTF INST (MVRXX) — Sold (part)

BROKERAGE #6 (H)

ISHARES CORE AGGRESSIVE ALLO (AOA) — Dividend — Sold

Invesco Equal Wghtd S&P 500 Mutual Fund (VADAX) — Int./Div. — Sold (part)

JJC & LMC, LLP (H)

BANK DEPOSIT PROGRAM | MORGAN STANLEY BANK N.A. (cash) — Interest

IShares Tips Bond ETF (TIP) — Dividend — Sold

SPDR Gold TR Gold SHS (GLD) — None — Buy

Vanguard FTSE Developed Mkts ETF (VEA) — None

Vanguard Sm Cap ETF (VB) — Dividend

Vanguard Value ETF Index (VTV) — Dividend

American Balanced F2 (AMBFX) — Dividend

American Europacific Growth A. Mutual fund (AEPFX) — Dividend

BNY Mellon GLB Fixed Inc I (SDGIX) — Dividend

Calamos Market Neutral Inc I (CMNIX) — Dividend — Buy

Fidelity Adv New Insights I (FINSX) — Dividend

Lord Abbett Sht Duration Inc F (LDLFX) — Dividend

Metropolitan West TOT RET BD (MWTIX) — Dividend

Thornburg Inv Inc Builder A Mutual fund (TIBIX) — Dividend

Manager (Family corporation), JJC & LMC, L.L.C.

Agreement — 2010 — Gordon Thomas Honeywell Malanca Peterson and Daheim, LLP retirement payments

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

BNY Mellon GLB Fixed Inc I (SDGIX) was Dreyfus Standish GLB Fix Inc. (SDGIX).