Christopher Reid Cooper

2020

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Pull out the substance of this filing.

What was filed

  • 353

    investments

  • 4

    positions

  • 0

    gifts

  • 0

    agreements

  • 2

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • 1208 Broad Street LLC
  • Christian Benevolent Funeral Home, Inc
  • St. Albans School
  • Trinity Preparatory School
  • TADS
  • UBS Bank USA
  • Self-employed (attorney)

As filed

Individual Assets (H)

Justice Federal Credit Union (cash) (X) — None

NatWest Bank Current Account (cash) — None

Commonwealth National Bank stock — None

Christian Benevolent Funeral Home stock — None

1208 Broad Street LLC (LLC interest) — Distribution

Amold & Porter Capital Account — None

Amold & Porter cash balance pension plan (no control) — Interest

Xenimax — None

Account #1 (H)

UBS Bank USA Dep Acct (cash) — Interest

iShares S&P SmallCap 600 (U1) — Int/Div

iShares Core MSCI EArE (1EFA) — Int/Div

AQR U.S. Defense Equity Fund Class 1 (AUEX) — Int/Div

Brown Advisory Sm Cap Val (BAUUX) — Int/Div

Cambiar Intl Equity Instl (CAMYX) — Int/Div

Causeway Emerg Mkts (CEM1X) — Int/Div

Clearbridge Large Cap Growth Fund Class 1 (SBLYX) — Int/Div

Harding Loevner Intl Equity (HLMIX) — Int/Div

Hartford Schroeders Emerging Mkts Equity Fund Class 1 (SEMNX) — Int/Div

P Morgan Large Cap Growth C1 I (SEEGX) — Int/Div

LSV Value Equity Fund Class NL (LSVEX) — Int/Div

Hartford Midcap Fund I (HFMIX) — None

Transamerica Midcap Value Opps Fd (MVTIX) — Int/Div

iShares US Treasury Bond ETF (GOVT) — Int/Div

Pimco Enhanced Short Mat Active Exchange-Traded Fd (MINT) — Int/Div

SPDR Bloomberg Barclays 1-3 Mo T-Bill (BIL) — Int/Div

Ashmore Emerging Markets Total Return Fund Class 1 (EMKIX) — Int/Div

Lord Abbett High Yield Fund (LHY FX) — Int/Div

Pimco Invest Grade Credit Bond (PBDPX) — Int/Div

Account # (H)

Wells Fargo Bank Deposit Acct. (cash) — Interest

Advanced Micro Devices, Inc. (AMD) — None — Buy

Advanced Micro Devices, Inc. (AMD) — Sold

AT&T Inc. (T) — Int/Div — Buy

Bank of America Corp. (BAC) — Int/Div — Buy

General Motors Co. (GM) — None — Buy

General Motors Co. (GM) — Sold

Prudential Financial Inc. (PRU) — Int/Div — Buy

Schwab Charles Corp New (SCHW) — Int/Div — Buy

Square Inc-A (SQ) — None — Buy

Square Inc-A (SQ) — Sold

Teva Pharmaceutical Adr Inds LTD (TEVA) — None — Buy

United Parcel Service-B (UPS) — Int/Div — Buy

Carillon Ser Tr Eagle Mid Cap Growth (HAGIX) — Int/Div

American Funds Growth Fund of America Cl F2 (GFFFX) — Int/Div — Sold (part)

American Funds New World Fund C1 F2 (NFFFX) — Int/Div

American Funds Washington Mutual Fd F2 (WMFFX) — Int/Div

Legg Mason Funds Clearbridge Small Cap Fund Class 1 (LMNSX) — Int/Div

American Funds Europacific Growth Fund Class F-2 (AEPFX) — Int/Div

PGIM Total Return Bond Class Z (PDBZX) — Int/Div — Sold (part)

PGIM Absolute Return Bond Class Z (PADZX) — Int/Div

PGIM Core Bond Cl Z (TAIBX) — Int/Div — Sold (part)

Teton Westwood Equity Mighty Mites Fund Class 1 (WEIMX) — Int/Div

Account #3 (H)

Credit Suisse Fl. Rate High Income Fund A (CHIAX) — Int/Div

Account # (H)

Wells Fargo Deposit A ccount (cash) — Interest

Abbott (ABT) — Int/Div

Accenture (ACN) — Int/Div

Aflac (AFL) — Int/Div — Sold (part)

Aflac (AFL) — Buy (add'l)

Air Products & Chemicals (APD) — Int/Div

American Tower Corp Reit (AMT) — Int/Div — Buy

American Tower Corp Reit (AMT) — Buy (add'l)

Amgen Inc (AMGN) — Int/Div

Analog Devices (ADI) — Int/Div

Apple Inc (AAPL) — Int/Div

AT&T (T) — Int/Div

ADP (ADP) — Int/Div

Becton Dickinson (BDX) — Int/Div

Blackrock (BLK) — Int/Div

Chevron (CVX) — Int/Div — Sold

Chevron (CVX) — Buy

Chubb (CB) — Int/Div — Sold

Chubb (CB) — Buy

Cisco Systems Inc (CSCO) — Int/Div

Clorox (CLX) — Int/Div — Sold (part)

Clorox (CLX) — Buy (add'l)

Colgate Palmolive (CL) — Int/Div

Comcast Corp (CMCSA) — Int/Div — Sold

Comcast Corp (CMCSA) — Buy

Eaton Vance (EV) — Int/Div — Sold

Eaton Vance (EV) — Buy

Emerson Electric (EMR) — Int/Div — Sold

Emerson Electric (EMR) — Buy

Eversource Energy (ES) — Int/Div

ExxonMobil (XOM) — Int/Div — Sold

ExxonMobil (XOM) — Buy

ExxonMobil (XOM) — Sold

Factset Research (FDS) — Int/Div

General Dynamics (GD) — Int/Div

Illinois Tool Works (ITW) — Int/Div

ohnson & “ohnson ('N") — Int/Div — Sold (part)

ohnson & “ohnson ('N") — Buy (add'l)

P Morgan Chase & Co (PM) — Int/Div — Sold

P Morgan Chase & Co (PM) — Buy

Linde PLC (LIN) — Int/Div — Sold

Linde PLC (LIN) — Buy

Lowes Companies (LOW) — Int/Div

L3Harris Technologies (LHX) — Int/Div

McDonalds (MCD) — Int/Div

Medtronic (MDT) — Int/Div

Microsoft (MSFT) — Int/Div

Nextera Energy (NEE) — Int/Div

Nike (NKE) — Int/Div

Norfolk Southern (NSC) — Int/Div

Novartis (NVS) — Int/Div

Paychex Inc (PAYX) — Int/Div

PepsiCo (PEP) — Int/Div

Phillips 66 (PSX) — Int/Div — Sold (part)

Phillips 66 (PSX) — Buy (add'l)

Phillips 66 (PSX) — Buy (add'l)

Polaris Indus. (PII) — Int/Div — Sold

P&G (PG) — Int/Div

Raytheon Technologies Corp (RTX) (Frmly United Technologies (UTX)) — Int/Div — Sold (part)

Raytheon Technologies Corp (RTX) (Frmly United Technologies (UTX)) — Buy (add'l)

Sysco Corp. (SYY) — Int/Div — Sold

Target (TGT) — Int/Div

UnitedHealth Group Inc (UNH) (X) — Int/Div — Buy (add'l)

UnitedHealth Group Inc (UNH) (X) — Buy (add'l)

US Bancorp New (USB) — Int/Div — Sold

US Bancorp New (USB) — Buy

VF Corp. (VFC) — Int/Div

Wal-Mart (WMT) — Int/Div

Wisconsin Energy (WEC) — Int/Div

3M (MMM) — Int/Div

Account # (H)

Wells Fargo Cash Management and Sweep (cash) — Interest

Allegion PLC (ALLE) — Int/Div — Buy

Allegion PLC (ALLE) — Buy (add'l)

Allegion PLC (ALLE) — Sold

Allegion PLC (ALLE) — Buy

Allegion PLC (ALLE) — Buy (add'l)

Allegion PLC (ALLE) — Buy (add'l)

Allegion PLC (ALLE) — Buy (add'l)

Amn Healthcare Services Inc (AMN) — None — Sold (part)

Amn Healthcare Services Inc (AMN) — Sold (part)

Amn Healthcare Services Inc (AMN) — Sold

Ansys Inc. (ANSS) — None

Aspen Technology (AZPN) — None — Sold (part)

Aspen Technology (AZPN) — Sold (part)

Bentley Systems Inc (BSY) — Int/Div — Buy

Bentley Systems Inc (BSY) — Buy (add'l)

Bentley Systems Inc (BSY) — Buy (add'l)

Bentley Systems Inc (BSY) — Buy (add'l)

Bentley Systems Inc (BSY) — Buy (add'l)

Bentley Systems Inc (BSY) — Buy (add'l)

Bentley Systems Inc (BSY) — Buy (add'l)

Berkeley WR Corp (WRB) — Int/Div — Sold (part)

Berkeley WR Corp (WRB) — Buy (add'l)

Berkeley WR Corp (WRB) — Buy (add'l)

Berkeley WR Corp (WRB) — Buy (add'l)

Berkeley WR Corp (WRB) — Buy (add'l)

Bright Horizons Family Solutions (BFAM) — None — Buy

Bright Horizons Family Solutions (BFAM) — Buy (add'l)

CDW Corp. (CDW) — Int/Div — Sold (part)

Charles River Laboratories (CRL) — None — Sold

Charles River Laboratories (CRL) — Buy

CheMed Corp (CHE) — Int/Div — Buy

CheMed Corp (CHE) — Buy (add'l)

CheMed Corp (CHE) — Buy (add'l)

CheMed Corp (CHE) — Buy (add'l)

Cooper Cos (COO) — Int/Div — Sold (part)

Cooper Cos (COO) — Buy (add'l)

Cooper Cos (COO) — Buy (add'l)

Copart Inc (CPRT) — None — Sold (part)

Docusign Inc (DOCU) — None — Sold (part)

Docusign Inc (DOCU) — Sold (part)

Docusign Inc (DOCU) — Sold (part)

Elanco Animal Health Inc (ELAN) — None — Sold

Elanco Animal Health Inc (ELAN) — Buy

Elanco Animal Health Inc (ELAN) — Buy (add'l)

Equifax Inc (EFX) — Int/Div — Buy

Equifax Inc (EFX) — Buy (add'l)

Equifax Inc (EFX) — Sold

Equifax Inc (EFX) — Buy

Equifax Inc (EFX) — Buy (add'l)

Equifax Inc (EFX) — Buy (add'l)

Exponent Inc (EFX) — Int/Div — Buy

Exponent Inc (EFX) — Buy (add'l)

Exponent Inc (EFX) — Buy (add'l)

Exponent Inc (EFX) — Buy (add'l)

Exponent Inc (EFX) — Buy (add'l)

Exponent Inc (EFX) — Buy (add'l)

Expeditors Intl. (EXPD) — None — Sold (part)

Expeditors Intl. (EXPD) — Sold

Fair Isaac Inc (FICO) — None — Sold

Fair Isaac Inc (FICO) — Buy

Flir Systems Inc (FLIR) — Int/Div — Sold

Flir Systems Inc (FLIR) — Buy

Interactive Brokers Grp (IBKR) — Int/Div — Sold

Interactive Brokers Grp (IBKR) — Buy

ack Henry & Assoc. (KHY) — Int/Div — Sold (part)

Lennox International (LII) — Int/Div

MSCI Inc. (MSCI) — Int/Div — Sold (part)

MSCI Inc. (MSCI) — Sold (part)

MSCI Inc. (MSCI) — Sold (part)

Nordson Corp. (NDSN) — Int/Div — Sold (part)

nVent Electric PLC (NVT) — Int/Div — Sold

nVent Electric PLC (NVT) — Buy

nVent Electric PLC (NVT) — Sold (part)

nVent Electric PLC (NVT) — Sold (part)

nVent Electric PLC (NVT) — Sold (part)

nVent Electric PLC (NVT) — Sold

Pool Corp (POOL) — Int/Div

Primerica (PRI) — Int/Div — Sold (part)

Primerica (PRI) — Sold (part)

Primerica (PRI) — Sold (part)

Primerica (PRI) — Sold (part)

Primerica (PRI) — Sold (part)

Primerica (PRI) — Sold

RBC Bearings (ROLL) — None — Sold (part)

RBC Bearings (ROLL) — Buy (add'l)

RBC Bearings (ROLL) — Sold (part)

RBC Bearings (ROLL) — Sold (part)

RBC Bearings (ROLL) — Sold (part)

RBC Bearings (ROLL) — Sold (part)

RBC Bearings (ROLL) — Sold (part)

RBC Bearings (ROLL) — Sold

Rollins Inc (ROL) — Int/Div

Scotts Miracle-Gro Co (SMG) — Int/Div — Sold (part)

Siteone Landscape Supply (SITE) — None — Sold

Siteone Landscape Supply (SITE) — Buy

Teradyne (TER) — Int/Div — Sold (part)

Thor Industries (THO) — Int/Div — Sold

Thor Industries (THO) — Buy

Tractor Supply Co (TSCO) — Int/Div — Sold (part)

Tractor Supply Co (TSCO) — Buy (add'l)

Tractor Supply Co (TSCO) — Sold

Zebra Technologies (ZBRA) — None — Buy (add'l)

Zebra Technologies (ZBRA) — Sold

Zebra Technologies (ZBRA) — Buy

Account #6 (H)

Wells Fargo (cash) — Interest

Amazon (AMZN) — None — Sold (part)

American Express (AXP) — Int/Div

Ameriprise (AMP) — Int/Div

Cisco (CSCO) — Int/Div

Coca-Cola Company (KO) — Int/Div

Eli Lilly (LLY) — Int/Div

GE (GE) — Int/Div — Sold

Intel (INTC) — Int/Div

Invesco QQQ TR (QQQ) — Int/Div — Sold (part)

iShares MSCI Russell 2000 ETF (IWM) — Int/Div

iShares MSCI Russell MidCap ETF (IWR) — Int/Div

Marathon Petroleum Corp (MPC) — Int/Div

Microsoft (MSFT) — Int/Div — Sold (part)

SPDR Dow “ones Ind. ETF (DIA) — Int/Div

SPDR S&P 500 ETF (SPY) — Int/Div

Walker & Dunlop (WD) — Int/Div

Waste Management (WM) — Int/Div

Account #7 (H)

UBS Bank USA Deposit Acct. (cash) — Interest

Abbott Labs (ABT) — Int/Div — Buy (add'l)

Abbott Labs (ABT) — Buy (add'l)

Abbott Labs (ABT) — Sold (part)

Accenture PLC (ACN) — Int/Div — Sold (part)

Adobe Systems Inc (ADBE) — None — Sold (part)

Align Technology (ALGN) — None — Sold (part)

Align Technology (ALGN) — Sold (part)

Alphabet Inc C1 A (GOOGL) — None — Sold (part)

Alphabet Inc C1 C (GOOG) — None — Sold (part)

Autodesk Inc (ADSK) — None — Buy

Autodesk Inc (ADSK) — Sold (part)

Autodesk Inc (ADSK) — Buy (add'l)

Automatic Data Processing (ADP) — Int/Div — Sold (part)

Automatic Data Processing (ADP) — Sold

Booking Hldgs Inc (BKNG) — None — Sold

Dollar General Corp (DG) — Int/Div — Sold (part)

Dollar General Corp (DG) — Sold (part)

Facebook Inc Cl A (FB) — None — Buy (add'l)

Facebook Inc Cl A (FB) — Sold (part)

Gartner Inc (IT) — None — Sold (part)

Illumina Inc (ILMN) — None — Buy

Illumina Inc (ILMN) — Buy (add'l)

Intuitive Surgical Inc New (ISRG) — None — Buy

Mastercard Inc (MA) — Int/Div — Sold (part)

Microsoft Inc (MSF1) — Int/Div — Sold (part)

Microsoft Inc (MSF1) — Sold (part)

MSCI Inc. (MSCI) — Int/Div — Sold (part)

MSCI Inc. (MSCI) — Sold (part)

Nestle SA Spon ADR (NSRGY) — None — Sold (part)

Nestle SA Spon ADR (NSRGY) — Sold

Nike Inc C1 B (NKE) — Int/Div — Sold (part)

Nike Inc C1 B (NKE) — Sold (part)

Nike Inc C1 B (NKE) — Sold (part)

0 Reilly Automotive (ORLY) — None — Sold (part)

0 Reilly Automotive (ORLY) — Sold

PayPal Holdings Inc (PY PL) — None — Sold (part)

PayPal Holdings Inc (PY PL) — Sold (part)

Regeneron Pharmaceuticals (REGN) — None — Sold (part)

Salesforce.com (CRM) — None — Buy (add'l)

Salesforce.com (CRM) — Sold (part)

Servicenow Inc (NOW) — None — Buy (add'l)

Servicenow Inc (NOW) — Sold (part)

Servicenow Inc (NOW) — Sold (part)

Starbucks Corp (SBUX) — Int/Div — Sold (part)

Starbucks Corp (SBUX) — Buy (add'l)

United Health Group Inc (UNH) — Int/Div — Buy

Visalnc CIA (V) — Int/Div — Sold (part)

Visalnc CIA (V) — Sold (part)

Zoetis Inc (ZTS) — Int/Div — Sold (part)

Zoetis Inc (ZTS) — Sold (part)

First TR North American Energy (EMLP) — Int/Div — Buy (add'l)

First Trust Dow "ones Internet Index Fund ETF (FDN) — None — Buy

iShares Edge MSCI Min Vol USA (USMV) — Int/Div — Sold (part)

iShares Core MSCI Emerging Mkts (IEMG) — Int/Div — Sold (part)

SPDR S&P 500 ETF (SPY) — Int/Div — Sold (part)

Vanguard Value ETF (VTV) — None — Sold

Diamond Hill Large Cap (DHLRX) — None — Sold (part)

Harding Loevner Intl Equity (HLMIX) — None — Sold (part)

Matthews Asia Dividend (MA PIX) — Int/Div — Buy

Virtus Kar Small-Cap Core Fund (PKSFX) — Int/Div — Sold (part)

WCM Focusted Intl Growth (WCMIX) — Int/Div — Buy (add'l)

Los Angeles CA HbrAmi Sa A Rv (544552V C3) — Interest — Sold

WI St Health & Ed SrB (97710B4L3) — Interest — Redeemed

CA Infrastructure 2017 (13034ART9) — Interest — Redeemed

Grossmont CA Healthca Re Sr (399223BV 7) — Interest

Walnut Valley CA USD (932889UP1) — Interest

AR StWater & Waste (041042V C3) — None — Sold

Dallas Ft Worth TX In Amt Sr (235036D49) — Interest

Columbus OH (199492VF3) — Interest

Washington Subn San Dist (940157WQ9) — Interest

Chandler AZ Gen Oblig (158843WN8) — Interest

Las Cruces NM (517534X P3) — Interest — Buy

Denton TX Indpt Sch T FO (249002GR1) — None — Buy

Fairfax Cnty VA For Prev Sr (B30382ACG5) — None — Sold

Chesterfield Co VA Wir & RV (166409GE6) — Interest

MO St Hwy Trans SrA Rv (60636WRK 3) — Interest

Prince Georges Cnty Md S B Be/R/5 (741701489) — Interest

NY StDorm Auth SrA Rv (64990CQD6) — Interest

Met Govt Nashville & David (592112RM0) — Interest

Honolulu HI City Cnty-B (438701H31) — Interest

Kansas St Dept Transn (485424SF3) — Interest

Hamilton County TN (4073247G1) — None — Buy

North Tex TWY Auth Rev (66285WZL3) — Interest

Washington St For Issues (93974D2G2) — Interest

University KY Gen RCPTS (914378MB7) — Interest — Buy (add'l)

Washington St Health Car Sr B (93978HGE9) — Interest

TCW Emerging Markets Income Fund Class 1 (TGEIX) — Int/Div — Buy

TCW Emerging Markets Income Fund Class 1 (TGEIX) — Buy (add'l)

Vanguard High Yield Tax Exempt Fd Adm (VWALX) — Int/Div — Sold (part)

Blackrock Event Driven Equity Fund Class Institutional (BILPX) — Int/Div — Buy

Calamos Market Neutral Income Fund (CMNIX) — Int/Div — Buy

iShares Gold Trust ETF (IAU) — None — Buy

Account #8 (H)

AllianceBemstein CBF-Age-Based Agg Grth 1999-2001 — None

DC College Savings Plan - Ascensus Intermediate-Term Bond Portfolio — None

DC College Savings Plan - Ascensus U.S Large Cap Equity Portfolio — None

DC College Savings Plan - Ascensus U.S Total Stock Market Index Portf — None

Account #9 (H)

PMCB Smart Ret PB 2040 C — None

Partner, 1208 Broad Street LLC

Director, Christian Benevolent Funeral Home, Inc

Trustee, St. Albans School

Board of Directors/Trustee, Trinity Preparatory School

Liability — TADS — Tuition

Liability — UBS Bank USA — Line of credit

Spouse's income — 2020 — Self-employed (attorney)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 7-9 and 353 were inadvertently omitted from prior reports.

Part VII, lines 349-351: Corporate exchanges from lines 250-252, respectively, of the prior report. No corresponding reporatable transactions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Christopher Reid Cooper | Frix