Jeremiah J. McCarthy

Allianz GI Structured Return Inst'l — Dividend

Securities American -Bank Deposit Sweep Program FDIC Insured — Interest

Franklin NY Intermediate - term Tax Fee Income Fund Class A — Dividend

Fundamental Investors A (American Fund) — Dividend

Fundamental Investors A (American Fund) — Dividend — Buy

Fundamental Investors A (American Fund) — Buy (add'l)

Fundamental Investors A (American Fund) — Buy (add'l)

Fundamental Investors A (American Fund) — Buy (add'l)

Ishares Russell 1000 Gr ETF — Dividend — Sold

Ishares Russell 1000 Value ETF — Dividend — Sold

Ishares Russell 2000 ETF — Dividend — Sold (part)

Ishares Russell 2000 ETF — Sold

Ishares Russell MidCap Value ETF — Dividend — Sold (part)

Ishares Russell MidCap Value ETF — Sold

Ishares Russell MidCap Gr — Dividend — Sold (part)

Ishares Russell MidCap Gr — Sold

JP Morgan Hedged Equity A — Dividend

JP Morgan Exchange Tr Fd Div Rtn Eq — Dividend — Sold (part)

JP Morgan Exchange Tr Fd Div Rtn Eq — Sold

Key Bank Checking — Interest

Key Bank Savings — Interest

M&T Bank Savings Account — Interest

Northwest Supp. Needs Trust Acct (Account transf from First Niagara — Interest

SSGA Active ETF TR SPDR Tr Tactic — Dividend — Sold

Vaneck Vectors ETF TR Fallen Angel HG — Dividend — Sold

Fidelity Total Bond ETF — Dividend — Sold

Ishares Inc. Core MSCI Emerg Mkts ETF — Dividend — Sold

Baron Emerging Mkts 1 — Dividend — Buy

Glenmede Large Cap Growth 1 — Dividend — Buy

Guggenheim Total Return Bd 1 — Dividend — Buy

John Hancock Disciplined Value Mid Cap 1 — Dividend — Buy

John Hancock Int'l Growth 1 — Dividend — Buy

JP Morgan Diversified Mid Cap Growth 1 — Dividend — Buy

JP Morgan Equity Income 1 — Dividend — Buy

JP Morgan Small Cap Equity 1 — Dividend — Buy

Lord Abbett Short Term Dur Inc F — Dividend — Buy

Western Asset Core Plus Bd. 1 — Dividend — Buy

Trustee, Timothy V. Riordan Supplemental Needs Trust

Director, Hilbert College