Robert E. Payne

Pentair Ltd — None

IRA #1

Abbey Cptl Futures Strategy — None

AB Small Cap Grw Adv — None

AMG Mngrs Silvercrest — None

Artisan Mid Cap Adv — None — Sold (part)

Artisan Mid Cap Value Fund — None

Blackstone Alt Mult-Strat — None — Buy (add'l)

Calamos Market Neutral Inc — None

Center Coast MLP Focus — None — Sold (part)

Center Coast MLP Focus — Buy (add'l)

Cullen High Dividend Equity — None

Invesco Opp Intl Growth Y — None — Sold (part)

Invesco Opp Intl Growth Y — None — Sold (part)

Janus (Henderson) Flexible Bond — None — Sold (part)

Lazard Emerg Mkts Core — None — Buy (add'l)

Loomis Growth Y — None — Buy

Matthews Asian Japan Inv — None — Sold (part)

MFS Int'l Intrinsic Value I — None — Sold (part)

MFS Int'l Intrinsic Value I — Dividend — Sold (part)

Oakmark Fund Advisor — None

Oakmark International Advisor — Dividend — Sold (part)

Oppenheimer Int'l Growth Fund — None — Sold

Pimco Real Return — None

Pimco Short Term — None — Sold (part)

Pimco Short Term — Buy (add'l)

Pimco Short Term — Buy (add'l)

Polen Growth Institutional — Dividend — Sold (part)

Riverpark/Wedgewood Inst — None — Sold (part)

Riverpark/Wedgewood Inst — Sold

Virtus MultiSector Short Term Bond — None — Sold (part)

Virtus MultiSector Short Term Bond — Buy (add'l)

Virtus MultiSector Short Term Bond — Buy (add'l)

Wells Fargo Emerg Mrk — None — Buy (add'l)

IRA #2

AB Small Cap Grw Adv — None

Artisan Midcap Value — None

Aston/Montag & Caldwell Growth — None

Aston Silvercrest Small Cap — None

Blackrock Equity Div. A — None

Blackrock Inflation Prot Bond — None

Columbia Select LG CP Growth — None

Invesco Opp Intl Growth (X) — None

Ivy Mid Cap Growth — None

Lazard Emerging Markets Fund — None

Matthews Asian Japan Inv — Dividend — Sold (part)

MFS Int'l Value — Dividend — Sold (part)

Oakmark Fund Advisor — None

Oppenheimer Int'l Growth Fund — Dividend — Sold

Pimco Long Term Credit Bd — None — Buy

Pimco Low Duration A — None

Pimco Short Term — None

Virtus MultiSect Short Term Bond — None

Virtus Vontobel Merg Mkt Opp — None

Western Asset Core Plus Portfolio — None

BROKERAGE ACCOUNT #1

Allergan Plc — None

Anadarko Pete (APC) — Dividend — Redeemed

Autodesk Inc. — Dividend — Sold (part)

Biogen — None

Broadcom Inc. — None — Buy (add'l)

Citrix Systems Inc. — None

Comcast Corp — None

Cree Research Inc — None

Discovery Communications — None

Dolby Cla — None

Fireeye Inc (X) — None

Fluor Corp — None — Buy (add'l)

Freeport McMoran — None

Ionis Pharmaceuticals Inc — None

Ishares Core S&P U.S. Growth — Dividend — Sold

Ishares Russell 1000 Value ETF — Dividend — Sold

Johnson Ctls Intl Plc — None

L-3 Harris Technologies Inc (formerly L-3 Technologies Inc) — None

Liberty Media C Ser C Siriusxm — None

Medtronic PLC SHS — None

National Oilwell Varco Inc. — None

Nuance Communications Inc — None

Nucor Corp — None

Qurate Retail Inc Ser A (Y)

Seagate Technology, Inc. — None

TE Connectivity Ltd — None

Twitter Inc — None — Buy (add'l)

UnitedHealth Gp Inc — None

Vertex Pharmaceuticals — None

Western Digital Corporation — None — Buy (add'l)

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — None

Liability — American Expresss — Credit card

1. NAME CHANGE: Invesco Opp Intl Growth, page 4, line 12, is a name change of the asset, Invesco Dynamic Large Cap Value, page 5, line 18, on the 2018

Annual Report.

2. The asset, Invesco Opp Intl Growth, page 6, line 43, appears in the 2019 Annual Report because it increased in value to over $1,000. It did not appear in the

2018 Annual Report because its value as of 12/31/2018 was under $1,000.

3. NAME CHANGE: The asset, Virtus Vontobel Emerg Makt Opp, page 7, line 54, is a name change of the asset, Virtus Insignt Emergk Mkts, page 8, line 70

on the 2018 Annual Report.