Sunil R. Harjani

529 ACCT #4 (H)

Individual Assets (H)

JPMorgan Chase Bank (cash) — Interest

Rental property, Glenview, IL — Rent

IRA #1 (H)

FIDELITY GOVERNMENT MONEY MKT (SPAXX) — Dividend

FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend

FIDELITY U.S. BOND INDEX PREM FUND (FXNAX) — Dividend

VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS (VYM) — Dividend

VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF (VWO) — Dividend

VANGUARD INDEX FDS S&P 500 (VOO) — Dividend

VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend

VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF (VTI) — Dividend

VANGUARD BD INDEX FD INC LONG TERM BD ETF (BLV) — Dividend

VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF (BND) — Dividend

VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUND (VCLT) — Dividend

TESLA INC COM (TSLA) — None

RETIREMENT ACCT #1 (H)

Vang Primecap ADM (VPMAX) — Dividend

JH Discpl Value R6 (JDVWX) — Dividend

Metwest TOT RTN BD P (MWTSX) — Dividend

Vang TOT Intl Stk IS (VGTSX) — Dividend

Vang EXT Mkt Idx ISP (VEMPX) — Dividend

Vang Inst Index Plus (VIIIX) — Dividend

Vang TOT BD Mkt Inst (VBTIX) — Dividend

Blkrk LP Idx 2040 K (LIKKX) — Dividend

Blkrk LP Idx 2050 K (LIPKX) — Dividend

Blkrk LP Idx 2045 K (LIHKX) — Dividend

403B ACCT #1 (H)

Vang Primecap ADM (VPMAX) — Dividend

JH Discpl Value R6 (JDVWX) — Dividend

Metwest TOT RTN BD P (MWTSX) — Dividend

Vang TOT Intl Stk IS (VGTSX) — Dividend

Vang EXT Mkt Idx ISP (VEMPX) — Dividend

Vang Inst Index Plus (VIIIX) — Dividend

Vang TOT BD Mkt Inst (VBTIX) — Dividend

Blkrk LP Idx 2040 K (LIKKX) — Dividend

Blkrk LP Idx 2050 K (LIPKX) — Dividend

Blkrk LP Idx 2045 K (LIHKX) — Dividend

BROKERAGE ACCT #1 (H)

ML BANK DEPOSIT PROGRAM (cash) — Interest — Closed

BROKERAGE ACCT #3 (H)

WELLS FARGO EXPANDED BANK DEPOSIT (CASH) — Dividend — Closed

BROKERAGE #4 (H)

JPMORGAN TR II MUN MONEY MKT FD I (IJMXX) (cash) — Dividend — Closed

AMCAP FD A (AMCPX) — Dividend — Sold

INCOME FD OF AMERICA (AMECX) — Dividend — Sold

INVESTMENT CO AMER CL A (AIVSX) — Dividend — Sold

PUTNAM EQUITY INCOME FUND NEW A (PEYAX) — Dividend — Sold

BROKERAGE #5 (H)

NORTHERN MONEY MARKET (NORXX) — Dividend — Closed

529 ACCT #1 (H)

BRIGHT START EQUITY PORTFOLIO — None

BRIGHT START INDEX EQUITY PORTFOLIO — None

BRIGHT START INDEX BALANCED PORTFOLIO — None

BRIGHT START INDEX FIXED INCOME PORTFOLIO — None

529 ACCT #2 (H)

BRIGHT START EQUITY PORTFOLIO — None

BRIGHT START INDEX EQUITY PORTFOLIO — None

BRIGHT START INDEX BALANCED PORTFOLIO — None

BRIGHT START INDEX FIXED INCOME PORTFOLIO — None

529 ACCT #3 (H)

Bright Start Balanced Portfolio — None

Bright Start Fixed Income Portfolio — None

Bright Start Index Equity Portfolio — None

Bright Start Index Balanced Portfolio — None

Bright Start Index Fixed Income Portfolio — None

Bright Start Equity Portfolio — None

Bright Start Balanced Portfolio — None

Bright Start Fixed Income Portfolio — None

Bright Start Index Equity Portfolio — None

T Rowe Price Large-Cap Growth 529 Portfolio — None

Vanguard Explorer 529 Portfolio — None

Vanguard Total Stock Mkt 529 Port — None

Brokerage ACCT #6 (H)

FIDELITY GOVERNMENT MONEY MARKET(SPAXX) — Dividend — Open

INVESCO GROWTH AND INCOME (ACGIX) — Dividend

INVESCO MID CAP (VGRAX) — Dividend

INVESCO OPPENHEIMER GLOBAL FD CLASS A (OPPAX) — Dividend

OPPENHEIMER GLOBAL OPPS FD SBI (OPGIX) — Dividend

AB CAP FD INC RELATIVE VALUE FD CL A (CABDX) — Dividend

BLACKROCK ADV LG CAP GRWTH FD A (BMCAX) — Dividend

BLACKROCK ADV INTL FD A (BROAX) — Dividend

BLACKROCK BASIC VALUE FD INC A (MDBAX) — Dividend

COLUMBIA ACORN INTERNATIONAL (LAIAX) — Dividend

COLUMBIA FDS SER TR I MID CAP GROWTH FUND (CBSAX) — Dividend

EUROPACIFIC GROWTH FD CLASS A (AEPGX) — Dividend

FIRST EAGLE GLOBAL INC GLOBAL FD CL A (SGENX) — Dividend

GOLDMAN SACHS SMALL CAP VALUE FD CL A (GSSMX) — Dividend

AMERICAN GROWTH FUND OF AMERICA (GFAFX) — Dividend

AMERICAN INCOME FUND OF AMERICA (IFAFX) — Dividend

NORTHERN INCOME EQUITY (NOIEX) — Dividend

NORTHERN SMALL CAP (NOSGX) — Dividend

NORTHERN STOCK INDEX (NOSIX) — Dividend

PIONEER SER TR IV CLASSIC BALANCED FD CLASS A (AOBLX) — Dividend

T ROWE PR BLUE CHIP GRWTH FD (TRBCX) — Dividend

T ROWE PR EQ INC (PRFDX) — Dividend

TEMPLETON GRWTH FD INC A (TEPLX) — Dividend

VANGUARD REAL ESTATE INDEX ADMIRAL (VGSLX) — Dividend

VANGUARD GRWTH & INC PORT (VQNPX) — Dividend

VANGUARD WINDSOR II FD (VWNFX) — Dividend

VANGUARD TOT STK MRKT INDEX ADMIRAL (VTSAX) — Dividend

LORD ABBETT BD-DEB A (LBNDX) — Dividend

VANGUARD TOT STK MKT ETF (VTI) — Dividend

VANGUARD REIT ETF (VNQ) — Dividend

COCA-COLA EUROPEAN PARTNERS PLC (CCEP) — Dividend

AT&T INC COM (T) — Dividend

ABBVIE INC COM (ABBV) — Dividend

AGILENT TECH INC (A) — Dividend

ALTRIA GROUP (MO) — Dividend

AMEREN CORP (AEE) — Dividend

APPLE INC COM (AAPL) — Dividend

ARCHER DANIELS MIDLAND (ADM) — Dividend

BP PLC SPONSORED ADR (BP) — Dividend

CISCO SYS INC COM (CSCO) — Dividend

COCA COLA COMPANY (KO) — Dividend

CONOCOPHILLIPS (COP) — Dividend

DEERE & CO (DE) — Dividend

DISNEY WALT COMPANY (DIS) — Dividend

EXELON CORPORATION (EXC) — Dividend

HP INC (HPQ) — Dividend

HEWLETT PACKARD ENTERPRISE CO (HPE) — Dividend

INTEL CORP (INTC) — Dividend

KEYSIGHT TECHS INC (KEYS) — None

MICRON TECHNOLOGY INC (MU) — None

MOTOROLA SOLUTIONS INC COM NEW (MSI) — Dividend

PROCTER & GAMBLE CO (PG) — Dividend

VERIZON COMMUNICATIONS (VZ) — Dividend

Board Member, Leadership Greater Chicago

Board Member, Northwestern Law School Alumni Club of Chicago

Volunteer Council Member, Center for Conflict Resolution

Board Member, Federal Bar Association, Chicago Chapter

Senior Advisory Council member, South Asian Bar Association

Committee Co-Chair, American Bar Association, Section of Litigation

Associates Board Member, Ravinia Festival

Instructor, Traditional Karate Club of Wilmette

Adjunct Professor, Northwestern University School of Law

Gift — ABA Litigation Section — Spring Conference Registration (two people) — $1,200.00

Income — 2019 — Northwestern University School of Law (Adjunct Professor) — $3,000.00

Spouse's income — 2019 — Northwestern University (salary)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

VANGUARD REAL ESTATE INDEX ADMIRAL (VGSLX) was VANGUARD SPECIALIZED PORT REIT INDX (VGSIX).

VANGUARD TOT STK MRKT INDEX ADMIRAL (VTSAX) was VANGUARD TOT STK MKT INVESTOR (VTSMX).