Barbara Moses

AT&T Common Stock — Dividend

Berkshire Hathaway Class A Common Stock — None

Cisco Systems Common Stock — Dividend

Citigroup Common Stock — Dividend

Cyclerion Therapeutics — Dividend — Spinoff (from line 12)

DFA Emerging Markets Core Equity 1 — Dividend — Buy (add'l)

DFA International Core Equity I — Dividend

DFA US Large Cap Value — Dividend — Sold (part)

Doubleline Core Fixed Income Mutual Fund — Dividend — Sold (part)

Doubleline Core Fixed Income Mutual Fund — Sold (part)

Goldman Sachs Muni Income Fund Mutual Fund — Dividend — Sold (part)

Ironwood Pharmaceuticals Class A Common Stock — None — Sold (part)

Ironwood Pharmaceuticals Class B Common Stock — None — Merged (with line 12)

iShares Core MSCI Emerging Markets ETF — None — Sold

iShares MSCI EAFE ETF — Dividend

JM Smuckers Company Common Stock — Dividend

Jefferies Group Inc. Common Stock — Dividend

Lowe's Companies Common Stock — Dividend

Matthews Asian Growth and Income Mutual Fund — None — Buy

Matthews Asian Growth and Income Mutual Fund — Sold

Invesco Water Resources ETF — Dividend

SPDR S&P 500 ETF — Dividend

Spectrum Brands Holdings — Dividend — Spinoff (from line 17)

T. Rowe Price International Stock Mutual Fund — Dividend

Templeton Global Bond Mutual Fund — Dividend — Buy (add'l)

Templeton Global Income Mutual Fund — Dividend — Sold

Tootsie Roll Industries Common Stock — Dividend

Vanguard Extended Market ETF — Dividend

Vanguard FTSE Developed Markets ETF — Dividend

Vanguard FTSE Emerging Markets ETF — Dividend — Buy (add'l)

Vanguard High Dividend Yield ETF — Dividend

Vanguard Intermediate-Term Tax-Exempt Mutual Fund — Dividend

Vanguard Short-Term Treasury Mutual Fund — Dividend

Vanguard Total Bond Market ETF — Dividend

Vanguard Total International Stock ETF — Dividend

Schwab Cash Sweep — Interest

JPMorgan Chase Bank Account — Interest

Bank of America Account — Interest

Canadian Imperial Bank of Commerce — Interest

401(k) Plan #1 (H)

Fidelity Government Money Market Fund — Dividend

PIMCO High Yield Admin Mutual Fund — Dividend

Fidelity Overseas Fund K — Dividend

MFS Mid-Cap Growth Fund Class R6 — Dividend

T. Rowe Price 2020 Mutual Fund — Dividend

401(k) Plan #2 (H)

IBM Common Stock — Dividend

Large Company Index Fund — None

Interest Income Fund — None

NY 529 Accounts (H)

Moderate Age-Based Option: Income Portfolio — Dividend — Sold (part)

Conservative Age-Based Option: Conservative Income Portfolio — Dividend — Sold (part)

Conservative Age-Based Option: Conservative Income Portfolio — Sold (part)

Interest Accumulation Portfolio — Dividend — Sold (part)

Interest Accumulation Portfolio — Buy (add'l)

Inflation-Protected Securities Portfolio — Dividend — Sold (part)

Treasury Direct | Savings Bonds — Interest — Matured (part)

Orrick Investments 2000 LLC — Interest

Orrick Investments 2001 LLC — Interest

Past President, Director, New York County Lawyers Association

Spouse's income — 2019 — Self-Employed Consultant

Spouse's income — 2019 — City University of New York

Line 13: Ironwood Pharmaceuticals Class B Common Stock - this position was previously restricted and upon release the shares were converted into Ironwood

Pharmaceuticals Class A shares (Line 12).

Lines 51, 52, 54 & 56 - these were sales to fund educational expenses. The gain code has been estimated on a best efforts basis as gain/loss is not reported for sale

transactions by the 529 plan provider.

Lines 53 & 55: 529 Plan Transactions - these were automatic transactions initiated as a result of the mechanics of the underlying age-based investment option.