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What was filed

  • 138

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Cuti Hecker Wang -- salary

As filed

Columbia Aggressive Growth NY 529 Portfolio Class A — Int./Div.

IRA #1 Rollover; XXX67 (H)

iShares S&P 500 Growth ETF — Dividend — Sold (part)

iShares S&P 500 Growth ETF — Sold (part)

iShares S&P 500 Growth ETF — Buy (add'l)

iShares S&P 500 Growth ETF — Buy (add'l)

iShares S&P 500 Value ETF — Dividend — Sold (part)

iShares S&P 500 Value ETF — Sold (part)

iShares S&P 500 Value ETF — Buy (add'l)

iShares S&P 500 Value ETF — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Dividend — Sold (part)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF — Dividend — Sold (part)

Vanguard Index Funds Vanguard Mid Cap ETF — Sold (part)

Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF — Dividend — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)

iShares U.S. Financials ETF — Dividend — Buy (add'l)

iShares U.S. Financials ETF — Buy (add'l)

Vanguard Energy ETF — Dividend — Buy (add'l)

Vanguard Energy ETF — Sold

Comm Services Select Sector SPDR ETF — Dividend — Buy

Comm Services Select Sector SPDR ETF — Sold

SPDR Gold Shares ETF — Dividend — Buy

SPDR Gold Shares ETF — Sold (part)

SPDR Gold Shares ETF — Buy (add'l)

SPDR Gold Shares ETF — Buy (add'l)

SPDR Gold Shares ETF — Buy (add'l)

SPDR Gold Shares ETF — Buy (add'l)

Biotec Indez FD ETF — Dividend — Buy

Biotec Indez FD ETF — Buy (add'l)

Biotec Indez FD ETF — Buy (add'l)

Biotec Indez FD ETF — Buy (add'l)

Cybersecurity ETF — Dividend — Buy

Cybersecurity ETF — Sold

Account XXX68 (H)

UBS Bank USA Deposit Account — Interest

ROTH IRA # 2; XXX57 (H)

UBS Bank USA Deposit Account — Interest

Eaton Vance Richard Bernstein Equity — Dividend

IRA #3 ETF4; XXX56 (H)

iShares Floating Rate Bond ETF — Dividend — Sold

iShares IBOXX High Yield Corporate Bond ETF — Dividend — Sold

iShares S&P 500 Growth ETF — Dividend — Sold (part)

iShares S&P 500 Growth ETF — Sold (part)

iShares S&P 500 Growth ETF — Buy (add'l)

iShares S&P 500 Growth ETF — Buy (add'l)

iShares S&P 500 Value ETF — Dividend — Sold (part)

iShares S&P 500 Value ETF — Sold (part)

iShares S&P 500 Value ETF — Buy (add'l)

iShares S&P 500 Value ETF — Buy (add'l)

iShares U.S. Treas Bond ETF — Dividend — Sold (part)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares 1-3 Treas Bond — Dividend — Sold (part)

iShares 1-3 Treas Bond — Buy (add'l)

iShares 1-3 Treas Bond — Sold (part)

iShares 1-3 Treas Bond — Buy (add'l)

iShares 1-3 Treas Bond — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Dividend — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Dividend — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Dividend — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard Short Term Corporate BD ETF DE — Dividend — Sold (part)

Vanguard Short Term Corporate BD ETF DE — Buy (add'l)

Vanguard Short Term Corporate BD ETF DE — Sold (part)

Vanguard Short Term Corporate BD ETF DE — Buy (add'l)

Vanguard Short Term Corporate BD ETF DE — Buy (add'l)

iShares U.S. Financials — Dividend — Buy (add'l)

iShares U.S. Financials — Buy (add'l)

iShares U.S. Financials — Buy (add'l)

First Trust Enhanced Short Mat Fund — Dividend — Sold (part)

First Trust Enhanced Short Mat Fund — Buy (add'l)

First Trust Enhanced Short Mat Fund — Buy (add'l)

First Trust Enhanced Short Mat Fund — Buy (add'l)

iShares iBoxx $ Investment Grade Corporate Bond ETF — Dividend — Buy

iShares iBoxx $ Investment Grade Corporate Bond ETF — Sold (part)

iShares iBoxx $ Investment Grade Corporate Bond ETF — Buy (add'l)

iShares iBoxx $ Investment Grade Corporate Bond ETF — Buy (add'l)

iShares iBoxx $ Investment Grade Corporate Bond ETF — Buy (add'l)

Duration Mortgage Opportunities — Dividend — Buy

Duration Mortgage Opportunities — Buy (add'l)

Duration Mortgage Opportunities — Buy (add'l)

Duration Mortgage Opportunities — Buy (add'l)

Duration Mortgage Opportunities — Buy (add'l)

Vanguard Energy ETF (VDE-4904E8) — Dividend — Buy (add'l)

Vanguard Energy ETF (VDE-4904E8) — Sold

SPDR Gold Shares ETF (GLD-448FQ1) — Dividend — Buy

SPDR Gold Shares ETF (GLD-448FQ1) — Sold (part)

SPDR Gold Shares ETF (GLD-448FQ1) — Buy (add'l)

SPDR Gold Shares ETF (GLD-448FQ1) — Buy (add'l)

SPDR Gold Shares ETF (GLD-448FQ1) — Buy (add'l)

SPDR Gold Shares ETF (GLD-448FQ1) — Buy (add'l)

Biotec Index FD ETF — Dividend — Buy

Biotec Index FD ETF — Buy (add'l)

Biotec Index FD ETF — Buy (add'l)

Biotec Index FD ETF — Buy (add'l)

Select Sector SPDR ETF — Dividend — Buy

Select Sector SPDR ETF — Sold

Schwab US TIPS ETF — Dividend — Buy

Schwab US TIPS ETF — Buy (add'l)

Schwab US TIPS ETF — Buy (add'l)

Cybertsecurity ETF — Dividend — Buy

Cybertsecurity ETF — Sold

IRA #4 (H)

JRHOX — Int./Div.

Spouse's income — 2019 — Cuti Hecker Wang -- salary

In Account IRA #1 Rollover; XXX67 (H), Financial Select Sector SPDR Fund ETF was fully liquidated on 12/24/2018.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Sarah Netburn | Frix