Joseph H. Gale

What was filed

172
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

.
See Note 1
See Note 2
Trust #1

As filed

Vertex Pharmaceuticals, Inc. common stock — None

Wells Fargo & Co. New common stock — Dividend

Intel Corp. common stock — Dividend

Cisco Systems, Inc. common stock — Dividend — Sold (part)

Trust #1

Rental Property #1, Smithfield, VA $225,600 — Rent

Rental Property #2, Smithfield, VA $220,000 — Rent

CAIBX mutual fund — Dividend — Sold (part)

CAIBX mutual fund — Sold

AMECX mutual fund — Dividend

Rental property #3, Smithfield, VA $388,700 — Rent

Chevron Corp. common stock — Dividend

Teradata Corp DEL common stock — None

Invesco Van Kampen Hi Yield Mun. Fund Class A mut. fund — Int./Div.

Achillion Pharma Inc. common stock — None

Apple Inc. common stock — Dividend

Exxon Mobil Corp. common stock — Dividend

Inherited IRA-Charles Schwab & Co., Inc.

Achillion Pharma Inc. common stock — None

Akamai Technologies common stock — None — Sold — .

Alibaba Group Hldg FADR — None

Amazon Com. Inc. common stock — None — Buy

Amazon Com. Inc. common stock — Buy

Chevron Corp. common stock — None — Buy

Chevron Corp. common stock — Buy

Cisco Systems Inc. common stock — None — Buy

Cisco Systems Inc. common stock — Buy

Facebook Inc. Class A common stock — None

Fire Eye Inc. common stock — None

Gilead Sciences Inc. common stock — Dividend

GoPro Inc. common stock — None

Sprint Corp. common stock — None — Buy

Schwab Value Advantage money market fund — Dividend — Buy

Schwab Value Advantage money market fund — Buy

Schwab Value Advantage money market fund — Sold (part)

Schwab Value Advantage money market fund — Sold

Truist Financial Corp. common stock — Dividend — See Note 1

Gilead Sciences Inc. common stock — Dividend

Imperial TOB Gp PLC ADRF common stock — Dividend

Medtronic Inc. common stock — Dividend

Mondelez Int'l Inc. CLA common stock — Dividend — Sold

Sprint Corp common stock — None

SunTrust Banks Inc. common stock — Dividend — Merged (with line 62) — See Note 1

Invesco High Yield Fund Class A mutual fund — Dividend

American Fund Europacific mutual fund — Dividend

American Fund Income Fund mutual fund — Dividend

Charles Schwab & Co. Roth IRA

Amazon Com. Inc. common stock — None — Buy

Schwab Value Advantage money market fund — Dividend — Buy

Schwab Value Advantage money market fund — Buy

Schwab Value Advantage money market fund — Sold (part)

Schwab Value Advantage money market fund — Buy

Charles Schwab & Co. Inherited IRA

Citigroup Inc. subordinated notes — Interest

AT&T Inc. common stock — Dividend — Buy

Bank of America Corp. common stock — Dividend

Facebook Inc. Class A common stock — None

Schwab Value Advantage money market fund — Dividend — Buy

Schwab Value Advantage money market fund — Buy

Schwab Value Advantage money market fund — Sold (part)

Charles Schwab & Co. Rollover IRA

Fire Eye Inc. common stock — None

Amazon Com. Inc. common stock — None — Buy

Schwab Value Advantage money market fund — Dividend — Buy

Schwab Value Advantage money market fund — Buy

British American Tobacco common stock — Dividend

Dow Dupont common stock — Dividend — Redeemed — See Note 2

Corteva, Inc. common stock — Dividend — Distributed — See Note 2

Dow Inc. common stock — Dividend — Distributed — See Note 2

Dupont De Nemours common stock — Dividend — Distributed — See Note 2

FRDPX mutual fund — Dividend

Schwab Value Advantage money market fund — Dividend — Sold (part)

Schwab Value Advantage money market fund — Sold (part)

Schwab Value Advantage money market fund — Buy

Schwab Value Advantage money market fund — Sold (part)

Schwab Value Advantage money market fund — Buy

Schwab Value Advantage money market fund — Sold (part)

Schwab Value Advantage money market fund — Buy

Schwab Value Advantage money market fund — Sold (part)

Trustee, Trust #1

Part VII. Investments and Trusts.

Note 1: On 12/9/19, the name of BB&T Corp. was changed to Truist Financial Corp., and that corporation was merged with SunTrust Banks, Inc. In connection

with the merger, cash in lieu of fractional shares equal to "J" was distributed, producing a gain of "A".

Note 2: On 4/2/19, Dow Dupont effected a spin off of shares of Dow, Inc. plus a distribution of cash in lieu of fractional shares in the amount of "J." On 6/3/19,

Dow Dupont effected a reverse stock split, terminating itself and creating instead shares of Corteva, Inc. and Dupont De Nemours Inc. In connection with the

reverse stock split, cash in lieu of fractional shares of Corteva, Inc. and Dupont De Nemours, Inc., equal to "J" and "J", respectively, was distributed, producing

gains of "A" and "A", respectively.