William E. Smith

American Beacon Bridgeway LC Value; Appraisal date: 12/31/2019 — Dividend — Buy

Barclays Bank Structured Note; Appraisal date: 12/31/2019 — Interest — Buy

HSBC Structured Note; Appraisal date: 12/31/2019 — Interest — Buy

JP Morgan Structured Note; Appraisal date: 12/31/2019 — Interest — Buy

American Funds Europacific Growth; Appraisal date: 12/31/2019 — Dividend — Buy

Fidelity Advisor Total Bond; Appraisal date: 12/31/2019 — Int./Div. — Buy

IShares Core SP Mid Cap ETF; Appraisal date: 12/31/2019 — Int./Div. — Buy

IShares Core Total US Stock Market ETF; Appraisal date: 12/31/2019 — Dividend — Buy

Invesco Oppenheimer Developing Mkts Fund; Appraisal date: 12/31/2019 — Int./Div. — Buy

PGIM Short Term Bond Fund; Appraisal date: 12/31/2019 — Dividend — Buy

Invesco QQQ ETF; Appraisal date: 12/31/2019 — Dividend — Buy

Invesco S&P 500 Equal Weight ETF; Appraisal date: 12/31/2019 — Dividend — Buy

SPDR Series Tr S&P Dividend ETF; Appraisal date: 12/31/2019 — Dividend — Buy

Vanguard Small Cap ETF; Appraisal date: 12/31/2019 — Dividend — Buy

Vanguard Growth ETF; Appraisal date: 12/31/2019 — Dividend — Buy

Director, Family Service of Rhode Island

Director, Rhode Island Burn Foundation

Director, Roger Williams University School of Law

Trustee, Roger Williams University

Director, Frank Church Institute, Boise State University

Agreement — 2019 — Roger Williams University School of Law; agreement to teach Judicial Process Seminar; spring and falls semesters

Agreement — 2012 — Elsevier Publishing Co; agreement author book with two coauthor (Drs. Peter Snyder and Linda Mayers)

Income — 2019 — Roger Williams University School of Law - teaching — $28,440.00

Spouse's income — 2019 — Commerce RI - salary

Part I. Positions (continued)

6. Director, YMCA of Greater Providence