Dennis G. Jacobs

Muni Bond: Fort Bend Tex Flood Ctrl Water Supply 10/1/10 — Interest — Redeemed

Muni Bond: Ohio St. Rfdg Common Schs. Ser C 10/8/10 — Interest

Muni Bond: N. Carolina St. Grant Antic Rev. Vehicle 8/5/09 — Interest — Redeemed

Muni Bond: Ohio St. Univ. Gen Rcpts Rfdg Ser D 10/6/10 — Interest

Muni Bond: Cypress-Fairbanks Tex Indpt School Dist 2/1/12 — Interest

Muni Bond: Wash St Univ Revs Gen B/E 2/23/12 — Interest

Muni Bond: Columbia SC Wtrwks & SWR 3/8/12 — Interest

Muni Bond: Orlando FLA Utils Commn Util Sys Rev Ref-C — Interest

Muni Bond: Charlotte NC Genl Oblig Ref-A — Interest

Muni Bond: Harbor Beach, MI Comm. Sch. Dist. Ref. 5/1/2026 — Interest

Muni Bond: Temple, TX Genl. Oblig Ref. & Impt. Genl. Oblig. 8/1/19 — Interest — Redeemed

Muni Bond: City of Chicago O'Hare Intl. Airp. Non Amt. Rev Ref B — Interest

Muni Fund: Blackrock Strat Muni Opport 1 (MAMTX) — Dividend

Money Market: Morgan Stanley Bank, NA — Int./Div. — See Part VIII

Muni Bond: Central Dauphin PA Sch Dist 02/01/28 — Interest

Muni Bond: Lancaster Cnty PA Genl Oblig Ref A 5/1/27 — Interest

Muni Bond: Lancaster Cnty PA Genl Oblig Ref A 5/21/28 — Interest

Muni Bond: Bd Regents Tx St Univ Fin Rev Ref A 01/01/17 — Interest

Muni Bond: Kane & DeKalb Cntys, Ill.Comm. Sch. Dist. 302 — Interest

Muni Bond: Deschutes Cnty Ore Admin Sch Dist No 1 — Interest

Muni Bond: Georgetown Tex Genl Oblig Ref 8/15/24 — Interest

Muni Bond: Georgetown Tex Genl Oblig Ref 08/15/27 — Interest

Muni Bond: Univ NC Charlotte Rev-A 10/01/30 — Interest

Muni Bond: Pike Twp Ind Multi-Sch Bldg Corp 1/15/22 — Interest

Muni Bond: Virginia Commlth Transn Brd Fe D Trans Grnt 1/3/18 — Interest

Muni Bond: Tillamook & Yamhill Cntys Sch Dist No 101 Ser B — Interest

Muni Bond: NY SR Dorm Auth Sales TA 3/15/31 — Interest — Buy

Muni Bond: Dover PA Area Sch Dist 4/1/31 — Interest — Buy

Muni Bond: Irving Tex Independent Sch Dist 2/15/26 — Interest — Buy

Muni Bond: Trinity River Auth Tex Regl Wa 8/1/22 — None — Buy

ETF: SPDR Ser Trust BBG BCL — Dividend

ETF: SPDR Ser Trust BBG BCL — Dividend — Buy

ETF: SPDR Ser Trust BBG BCL 1-3 — Dividend — Buy

ETF: SPDR Ser Trust BBG BCL 1-3 — Sold

Checking: Chase Manhattan Bank NYC — Interest

Fidelity Cash Reserves Account — Interest

BNY Mellon Midcap Index Investor (formerly Dreyfus Midcap Index Fund) — Dividend — See Part VIII

Fidelity Contrafund — Distribution — Sold (part)

Fidelity Low Priced Stock — Dividend — Sold

SPDR S&P 500 ETF Trust Unit 1 Ser 1 S&P — Dividend

Fidelity Total Mkt Indx Fid Premium Class — Dividend

Blackrock Strategic Muni Opportunity Fund 1 — Dividend — Sold (part)

Fidelity 500 Index Fund Premium Class — Dividend — Sold (part)

Glenmede Large Cap Core Institutional — Dividend — Sold (part)

Fidelity MMKT Premium Class — Dividend

Spdr Ser TR Spdr Bloomberg (BIL) — Dividend — Buy (add'l)

Spdr Ser TR Spdr Bloomberg (BIL) — Buy (add'l)

iShares Core S&P Total US Stock Market — Dividend — Buy

Goldman Sachs Dynam Muni Income Instl — Dividend — Buy

Cref Stock R3 — None

Director and Vice-President, Residential Cooperative

Reimbursement — Cornell Law School — 10/01/19 - 10/03/19 — Ithaca, New York — Teaching — Transportation, Lodging, Food

Part VII, Line 14: Name change of bank from Morgan Stanley US Govt Money Market Trust to Morgan Stanley Bank, N.A. as of July 1, 2018.

Part VII Line 37: Name change of fund from Dreyfus Midcap Index Fund to BNY Mellon Midcap Index Investor on June 3, 2019.