Kathleen McDonald O'Malley

Individual Assets (H)

Citibank (cash) — Interest

Castle Harlan Affiliates IV-A, LLP — None

Castle Harlan Partners V, LLP — None

CHP V Affiliates AIV, LP — None

Mid-Atlantic Fund of Funds II, LP — None

AEI Alien Series B Inv II, LLC — None

Sun Basket, Inc — None

Covington & Burling Partnership LLP Capital Account — Int./Div.

Advanced Battery Concepts, LLC — None

Cloud9 Charts, Inc — None

Lois Kitchen LLC — None

Lois Wine Bar (note) — Interest

Rembrandt Partners IV, L.P — Dividend

Empire Residential Communities Fund IV, LLC — Distribution

Lyft, Inc. — None

Uber Tech — None

OPAC Famous LLC — None

IRA #1 (H)

Schwab Bank (cash) — Interest

Ishares Trust S&P 500 Index (IVV) — Dividend

Vanguard Small Cap Fund (VB) — Dividend

Baird Aggregate Bond Inst Fund (BAGIX) — Dividend

Dodge & Cox Income Fund (DODIX) — Dividend

Hotchkis & Wiley Hi Yield (HWHIX) — Dividend

Pimco Emerging Local Bond Fund (PELBX) — Dividend

Pimco Intl Bond US Dollar Hedged(PFORX) (formerly Pimco Foreign Bd Fd) — Dividend

Vangaurd Inflation Protected Securities (VIPSX) — Dividend

Wells Fargo Advtg Int'l Fund (ESICX) — None

American Fund Europacific Growth (AEGFX) — Dividend — Sold

American FD Europacific GWTH FD CL F3 (FEUPX) — Dividend — Buy

Cohen & Steers Realty Shares (CSRSX) — Dividend

DFA Emerging Mkt Value Portfolio (DFEVX) — Dividend

Dodge & Cox Int'l Stock Fund (DODFX) — Dividend

Invesco Oppenheimer Steelpath MLP Select 40 (OSPSX) — Dividend

Pimco Comm Real Estate Return (PCRIX) — Dividend

401k (H)

Dodge & Cox Stock (DODGX) — None

JP Morgan Large Cap R6 (JLGMX) — None

American Beacon Small Cap Val Inst (AVFIX) — None

Janus Enterprises N (JDMNX) — None

Lazard Emerging Market Equity Inst (LZEMX) — None

Oakmark International I (OAKIX) — None

Metropolitan West Total Return Bond (MWTRX) — None

Schwab Covington Burlington Pooled Stable Value Fund — None

Brokerage Account #1 (H)

Schwab Bank Accounts (cash) (Y)

Ishares Trust S&P 500 (IVV) — Dividend — Sold (part)

Ishares Trust S&P 500 (IVV) — Sold (part)

Ishares MSCI Emerging Market Index (EEM) — Dividend — Sold (part)

Vang Small Cap (VB) — Dividend — Sold (part)

Baird Inter Muni (BMBIX) — Dividend

Goldman Sachs Emerging Markets Debt Fund (GSDIX) — Dividend

Hotchkis & Wiley Hi Yield (HWHIX) — Dividend — Sold (part)

Vang Inflation Protected (VIPSX) — Dividend — Sold (part)

Vang St Exempt Fund (VWSTX) — Dividend — Sold (part)

Vang St Exempt Fund (VWSTX) — Sold (part)

American Fund Europacific (AEGFX) — Dividend — Sold

American FD Europacific GWTH FD CL F3 (FEUPX) — Dividend — Buy

American FD Europacific GWTH FD CL F3 (FEUPX) — Sold (part)

Cohen & Steers Realty (CSRSX) — Dividend — Sold (part)

Dodge & Cox Int'l Stock Fund (DODFX) — Dividend — Sold (part)

Maingate MLP Fund (IMLPX) — Dividend — Sold (part)

Brokerage Account #2 (H)

Schwab Bank Sweep (cash) (X) — Interest

Ishares Trust S&P 500 (IVV) — Dividend

Ishares MSCI Emerging Markets Index (EEM) — Dividend

Vang Small Cap (VB) — Dividend

Baird Inter Muni (BMBIX) — Dividend — Sold (part)

Goldman Sachs Emerging Markets Debt (GSDIX) — Dividend

Hotchkis & Wiley Hi Yield (HWHIX) — Dividend

Pimco Intl Bond US Dollar Hedged(PFORX) (formerly Pimco Foreign Bd Fd) — Dividend

Vang Inflation Protected (VIPSX) — Dividend

Vang St Exempt Fund (VWSTX) — Interest

Wells Fargo Adv Int'l (ESCIX) — None

American Fund Europacific (AEGFX) — Dividend — Sold

American Fund Europacific Cl F3 (FEUPX) — Dividend — Buy

Cohen & Steers Realty (CSRSX) — Dividend

Credit Suisse Comm Return Strategy (CRSOX) — Dividend

Dodge & Cox Int'l Stock Fund (DODFX) — Dividend

Maingate MLP Fund (IMLPX) — Dividend

Brokerage Account #3 (H)

Berkshire Hathaway (BRKB) — None — Buy

Glaukos Corp (GKOS) — None — Buy

Hon Hai Precsn Ind Ordf (HNHAF) — None — Buy

Neogenomic Inc (NEO) — None — Buy

NMI Holdings Inc CL A (NMIH) — None — Buy

NMI Holdings Inc CL A (NMIH) — Sold

ZTO Express Cayman Inc (ZTO) — None — Buy

Board Member, Juvenile Diabetes Research Foundation

Reimbursement — New York IP Law Association — March 22-24, 2019 — New York City, NY — New York IP Law Association Annual Dinner — Lodging, Meals, and Transportation

Spouse's income — 2019 — Self-employed (attorney)

Part VII, Column C, lines 6-12 and 14-18: Value method code "V" indicates cumulative value of funds invested.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Steelpath MLP Select 40 (OSPSX) is now Invesco Oppenheimer Steelpath MLP Select 40 (OSPSX).