Patricia Anne Gaughan

Keybank National Association Savings Account — Interest

IRA #1 (H)

American Funds American Mutual Fund (AMRFX) — Dividend — Buy

American Funds American Mutual Fund (AMRFX) — Sold (part)

American Funds Europacific Growth Fund (AEPFX) — Dividend — Buy

American Funds Europacific Growth Fund (AEPFX) — Buy (add'l)

American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy

American Funds Washington Mutual Fund (WMFFX) — Buy (add'l)

American Funds New Perspective Fund (ANWFX) — Dividend — Buy

American Funds New Perspective Fund (ANWFX) — Buy (add'l)

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds New World Fund (NFFFX) — Sold (part)

American Funds Smallcap World Fund (SMCFX) — Dividend — Buy

American Funds Smallcap World Fund (SMCFX) — Buy (add'l)

American Funds Emerging Markets Bond (EBNFX) — Dividend — Sold

Blackrock Equity Dividend Fund (MADVX) — None — Sold

Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l)

Blackrock Strategic Income Opportunities Fund (BSIIX) — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Sold (part)

Davis Global Fund (DGFYX) — None — Sold

Dreyfus/Standish Global Fixed Income Fund (SDGIX) — Dividend — Sold

First Eagle Overseas Fund (SGOIX) — None — Sold

Glenmede Largecap Growth (GTLLX) — None — Sold

Harding Loevner International Equity (HLMIX) — None — Sold

Jensen Quality Growth Fund (JENIX) — Dividend — Sold

JOHCM Emerging Markets Opps Fund (JOEMX) — None — Sold

Lord Abbett Short Duration Income Fund (LDLFX) — Dividend — Sold

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Buy (add'l)

MFS Value Fund (MEIIX) — None — Sold

Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — None — Sold

Oppenheimer International Bond Fund (OIBYX) — Dividend — Sold

PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Buy (add'l)

Principal Midcap Fund (PCBIX) — None — Sold

Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy

Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l)

T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — None — Sold

American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy

American Funds Growth Fund of America Fund (GFFFX) — Sold (part)

Victory Sycamore Established Value Fund (VEVIX) — None — Sold

IRA #2 (H)

American Funds American Mutual Fund (AMRFX) — Dividend — Buy

American Funds American Mutual Fund (AMRFX) — Sold (part)

American Funds Europacific Growth Fund (AEPFX) — Dividend — Buy

American Funds Europacific Growth Fund (AEPFX) — Buy (add'l)

American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy

American Funds Washington Mutual Fund (WMFFX) — Sold (part)

American Funds New Perspective Fund (ANWFX) — Dividend — Buy

American Funds New Perspective Fund (ANWFX) — Buy (add'l)

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds New World Fund (NFFFX) — Sold (part)

American Funds Smallcap World Fund (SMCFX) — Dividend — Buy

American Funds Smallcap World Fund (SMCFX) — Buy (add'l)

American Funds Emerging Markets Bond (EBNFX) — Dividend — Sold

Blackrock Equity Dividend Fund (MADVX) — None — Sold

Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l)

Blackrock Strategic Income Opportunities Fund (BSIIX) — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Sold (part)

Davis Global Fund (DGFYX) — None — Sold

Dreyfus/Standish Global Fixed Income Fund (SDGIX) — Dividend — Sold

First Eagle Overseas Fund (SGOIX) — None — Sold

Glenmede Largecap Growth (GTLLX) — None — Sold

Harding Loevner International Equity (HLMIX) — None — Sold

Jensen Quality Growth Fund (JENIX) — Dividend — Sold

JOHCM Emerging Markets Opps Fund (JOEMX) — None — Sold

Lord Abbett Short Duration Income Fund (LDLFX) — Dividend — Sold

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Buy (add'l)

MFS Value Fund (MEIIX) — None — Sold

Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — None — Sold

Oppenheimer International Bond Fund (OIBYX) — Dividend — Sold

PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Buy (add'l)

Principal Midcap Fund (PCBIX) — None — Sold

Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy

Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l)

T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — None — Sold

American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy

American Funds Growth Fund of America Fund (GFFFX) — Sold (part)

Victory Sycamore Established Value Fund (VEVIX) — None — Sold

IRA #3 (H) (X)

American Funds American Mutual Fund (AMRFX) — Dividend — Buy

American Funds American Mutual Fund (AMRFX) — Buy (add'l)

American Funds American Mutual Fund (AMRFX) — Sold (part)

American Funds American Mutual Fund (AMRFX) — Sold (part)

American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy

American Funds Washington Mutual Fund (WMFFX) — Buy (add'l)

American Funds Washington Mutual Fund (WMFFX) — Sold (part)

American Funds Washington Mutual Fund (WMFFX) — Sold (part)

American Funds Europacific Growth Fund (AEPFX) — Dividend — Buy

American Funds Europacific Growth Fund (AEPFX) — Buy (add'l)

American Funds Europacific Growth Fund (AEPFX) — Sold (part)

American Funds Europacific Growth Fund (AEPFX) — Buy

American Funds New Perspective Fund (ANWFX) — Dividend — Buy

American Funds New Perspective Fund (ANWFX) — Buy (add'l)

American Funds New Perspective Fund (ANWFX) — Sold (part)

American Funds New Perspective Fund (ANWFX) — Buy (add'l)

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds New World Fund (NFFFX) — Buy (add'l)

American Funds New World Fund (NFFFX) — Sold (part)

American Funds New World Fund (NFFFX) — Sold (part)

American Funds Smallcap World Fund (SMCFX) — Dividend — Buy

American Funds Smallcap World Fund (SMCFX) — Buy (add'l)

American Funds Smallcap World Fund (SMCFX) — Sold (part)

American Funds Smallcap World Fund (SMCFX) — Buy (add'l)

American Funds International Growth & Income Fund (IGFFX) (X) — None — Sold

Artibritage Fund (ARBNX) (X) — None — Sold

Blackrock Floating Rate Fund (BFRIX) (X) — Dividend — Sold

Blackrock Multi-Asset Income Fund (BIICX) (X) — Dividend — Sold

Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Dividend — Sold (part)

Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Buy (add'l)

Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Sold (part)

Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Sold (part)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Buy (add'l)

Columbia Contrarian Core Fund (SMGIX) (X) — None — Sold

Coumbia Strategic Income Fund (LSIZX) (X) — None — Sold

Janus Henderson Global Income Fund (HFQAX) (X) — None — Sold

Lord Abbett Floating Rate Fund (LFRFX) (X) — Dividend — Sold

Lord Abbett Short Duration Income Fund (LDLFX) (X) — Dividend — Sold

Metropolitan West Total Return Bond Fund (MWTIX) (X) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) (X) — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) (X) — Sold (part)

Metropolitan West Total Return Bond Fund (MWTIX) (X) — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Dividend — Buy

PGIM Total Return Bond (PDBZX) — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Sold (part)

PGIM Total Return Bond (PDBZX) — Buy (add'l)

Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy

Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l)

Putnam Ultra Short Duration Income Fund (PSDYX) — Sold (part)

Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l)

American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy

American Funds Growth Fund of America Fund (GFFFX) — Buy (add'l)

American Funds Growth Fund of America Fund (GFFFX) — Sold (part)

American Funds Growth Fund of America Fund (GFFFX) — Sold (part)

American Funds Income Fund of America Fund (AMEFX) (X) — Dividend — Sold

Western Union Bond (959802AL3) (X) — None — Sold

Brokerage #1 (H)

UBS Bank USA Dep Acct — Interest

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds Smallcap World Fund (SMCFX) — Dividend — Buy (add'l)

Artisan International Value Fund (APDKX) — Dividend — Buy (add'l)

Cohen & Steers Global Realty Fund (CSSPX) — Dividend — Buy (add'l)

Columbia Contrarian Core Fund (SMGIX) — None — Buy (add'l)

Columbia Contrarian Core Fund (SMGIX) — Sold

Jensen Quality Growth Fund (JENIX) — Dividend — Buy (add'l)

JP Morgan Equity Income Fund (HLIEX) — Dividend — Buy (add'l)

JP Morgan Largecap Growth Fund (SEEGX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Sold (part)

Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — None — Buy (add'l)

Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — Sold

PGIM Short-Term Corporate Bond (PIFZX) — Dividend — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Sold (part)

PGIM Total Return Bond (PDBZX) — Buy (add'l)

PGIM Total Return Bond (PDBZX) — Sold (part)

PGIM Total Return Bond (PDBZX) — Sold (part)

Principal Midcap Fund (PCBIX) — Dividend — Buy (add'l)

T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — Dividend — Buy (add'l)

Templeton Global Bond (TGBAX) — Dividend — Buy (add'l)

The Income Fund of America Fund (AMEFX) — Dividend — Buy (add'l)

Thornburg Income Builder (TIBIX) — Dividend — Buy (add'l)

Trust #1 (H)

American Funds American Mutual Fund (AMRFX) (X) — None — Sold

American Funds Washington Mutual Fund (WMFFX) (X) — None — Sold

American Funds Capital Income Builder Fund (CAIFX) (X) — None — Sold

American Funds Capital World Growth & Income Fund (WGIFX) (X) — None — Sold

American Funds Smallcap World Fund (SMCFX) (X) — None — Sold

American Funds Global Balanced Fund (GBLFX) (X) — None — Sold

Blackrock Floating Rate Fund (BFRIX) (X) — Dividend — Sold

Blackrock Multi-Asset Income Fund (BIICX) (X) — Dividend — Sold

Brighthouse Financial Stock (BHF) (X) — None — Sold

Columbia Contrarian Core Fund (SMGIX) (X) — None — Sold

Coumbia Strategic Income Fund (LSIZX) (X) — None — Sold

Dalton OH Loc School OID Muni Bond (235631AX6) (X) — None — Sold

Janus Henderson Global Income Fund (HFQAX) (X) — None — Sold

JP Morgan Income Builder (JNBSX) (X) — Dividend — Sold

Metlife Stock (MET) (X) — None — Sold

Metropolitan West Total Return Bond Fund (MWTIX) (X) — Dividend — Sold

Nuveen Enhanced Muni Fund (NEA) (X) — None — Sold

Ohio St Univ Gen Rcpts Muni Bond (677632A50) (X) — None — Sold

PGIM Total Return Bond (PDBZX) — Dividend — Sold

American Funds Income Fund of America Fund (AMEFX) (X) — None — Sold

UBS Bank USA Dep Acct (X) — Interest — Sold

UBS Select Treasury Institutional Money Market Fund (SETXX) — Dividend — Buy

UBS Select Treasury Institutional Money Market Fund (SETXX) — Buy (add'l)

UBS Select Treasury Institutional Money Market Fund (SETXX) — Buy (add'l)

UBS Select Treasury Institutional Money Market Fund (SETXX) — Sold

Member - Board of Directors, St. John Medical Center Community Board

Member - Board of Directors, Collaborative to End Human Trafficking

Executor, Estate #1

Agreement — 1978 — PERS - mandatory public retirement plan covering state and local public employees (SEE Chap 145 of the Ohio Revised Code)

Spouse's income — 2019 — St. Raphael Church (administration) - salary

VII. INVESTMENTS AND TRUSTS

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page

42 of the filing instructions.

Part VII, line 196: Assets were in a trust account and the proceeds were distributed to the beneficiaries in 2019. As of December 2019, the account only held cash,

and the final distribution was made 12/23/2019.