Brendan L. Shannon

M & T Bank — Interest

Vanguard Prime Money Market Investor CL (VMMXX) — Int./Div.

Vanguard Intermediate Term Tax Exempt, Admiral CL (VWIUX) — Int./Div.

Vanguard Health Care Admiral CL (VGHAX) — Int./Div.

Vanguard Health Care Admiral CL (VGHAX) — Buy (add'l)

Vanguard Total International Stock Index Fund, Admiral CL (VTIAX) — Int./Div. — Buy (add'l)

Vanguard Total Stock Market Index Fund, Admiral CL (VTSAX) — Int./Div. — Buy (add'l)

Vanguard Prime Money Market Fund, IRA (VMMXX) — None

Vanguard Diversitfied Equity Inv Fund, IRA (VDEQX) — Int./Div.

Vanguard Diversitfied Equity Inv Fund, IRA (VDEQX) — Buy (add'l)

Vanguard Total International Stock Index Admiral Fund, IRA (VTIAX) — Int./Div.

Vanguard Total International Stock Index Admiral Fund, IRA (VTIAX) — Buy (add'l)

Vanguard Total International Stock Index Admiral Fund, IRA (VTIAX) — Buy (add'l)

Vanguard Total International Stock Index Admiral Fund, IRA (VTIAX) — Buy (add'l)

Vanguard Total International Stock Index Admiral Fund, IRA (VTIAX) — Buy (add'l)

Vanguard Total Bond Market Index Admiral Fund, IRA (VBTLX) — Int./Div.

Vanguard Diversified Equity Fund, IRA — Dividend — Buy (add'l)

Vanguard Total International Stock Index Fund Admiral Shares, IRA — Dividend

Fidelity Contrafund (FCNTX) — None

Fidelity Low Priced Stock Fund (FLPSX) — Int./Div.

Fidelity Low Priced Stock Fund, IRA (FLPSX) — None

Fideltiy 529 Education Account 2019 Fidelity Funds (age based) — None

Fideltiy 529 Education Account 2019 Fidelity Funds (age based) — Buy (add'l)

Fideltiy 529 Education Account 2019 Fidelity Funds (age based) — Buy (add'l)

Fideltiy 529 Education Account 2019 Fidelity Funds (age based) — Sold (part)

Fidelity 529 Education Account 2018 Fidelity Funds (age based) — None

Fidelity 529 Education Account 2018 Fidelity Funds (age based) — Sold (part)

Fidelity 529 Education Account 2018 Fidelity Funds (age based) — Sold (part)

Fidelity 529 Education Account 2021 Fidelity Funds (age based) — None — Sold (part)

Fidelity 529 Education Account 2021 Fidelity Funds (age based) — Sold (part)

Rental and property in Monroe County, PA — Rent

Vanguard Prime Money Market Investor CL (VMMXX) — None

Vanguard Prime Money Market Investor CL (VMMXX) — Sold (part)

Vanguard Prime Money Market Investor CL (VMMXX) — Sold (part)

Vanguard Prime Money Market Investor CL (VMMXX) — Sold (part)

Vanguard Prime Money Market Investor CL (VMMXX) — Closed

Vanguard Total International Bond Index Fund Admiral Sh (VTABX), IRA — Int./Div.

Vanguard Total International Bond Index Fund Admiral Sh (VTABX), IRA — Buy (add'l)

Vanguard Total International Bond Index Fund Admiral Sh (VTABX), IRA — Buy (add'l)

Vanguard Total International Stock Index Fund,Admiral Cl, IRAX (VTIAX) — Int./Div.

Vanguard Total Bond Market Index, Admiral Cl, IRA (VBTLX) X — Int./Div. — Buy (add'l)

Vanguard Total International Bond Index Admiral Class, IRA (VTABX) — Int./Div.

Vanguard Total International Bond Index Admiral Class, IRA (VTABX) — Buy (add'l)

Vanguard Total International Bond Index Admiral Class, IRA (VTABX) — Buy (add'l)

Fidelity Contrafund IRA (FLPSX) — Int./Div.

CREF Equity Index R1 (CREF M14642J-5) X — Int./Div.

Adjunct Professor, St. John's University School of Law

Member, National Bankruptcy Conference

Editor, Collier on Bankruptcy

Editor, ABI Law Review

Reimbursement — St. John's University School of Law — 02/07/19 - 02/09/19 — New York, NY — Educational activities other than judicial education — food, transportation, lodging

Reimbursement — American Bankruptcy Institute — 05/21/19-05/22/19 — New York, NY — Non-FJC educational seminar or program — food, transportation, lodging

Reimbursement — American Bankruptcy Institute — 08/01/19-08/03/19 — Hershey, PA — Activity of professional association or civic organization — food, transporation, lodging

Reimbursement — St. John's University School of Law — 10/03/19-10/05/19 — New York, NY — Educational activities other than judicial education — food, transportation, lodging

Reimbursement — National Bankruptcy Conference — 10/28/19/10/29/19 — Washington, D.C. — Non-FJC educational seminar or program — food, transportation, lodging

Income — 2019 — St. John's University School of Law, for teaching graduate classes at law school as adjunct professor — $8,000.00

Income — 2019 — Rental income from mixed use, jointly owned property — $10,900.00