Gregory George Katsas

Individual Assets (H)

Schwab Bank (cash) — Interest

United Trust (cash) — Interest

KS 529 Acct #1 (H)

Schwab Aggressive Growth Index Portfolio — None — Sold (part)

Schwab Aggressive Growth Index Portfolio — Buy (add'l)

Schwab 529 Money Market Portfolio — Dividend — Buy

Schwab 529 Money Market Portfolio — Sold

KS 529 Acct #2 (H)

Schwab Aggressive Growth Index Portfolio — None — Sold (part)

Schwab Aggressive Growth Index Portfolio — Buy (add'l)

Schwab 529 Money Market Portfolio — Dividend — Buy

Schwab 529 Money Market Portfolio — Sold

VA 529 Acct #3 (H)

529 Virginia Prepay - tuition plan — None

VA 529 Acct #4 (H)

Vanguard Total Stock Index Fund (VSMPX) — None

VA 529 Acct #5 (H)

Vanguard Total Stock Index Fund (VSMPX) — None

Invesco Advisors Stable Value Portfolio — None

VA 529 Acct #6 (H)

529 Virginia Prepay - tuition plan — None

VA 529 Acct #7 (H)

Vanguard Total Stock Index Fund (VSMPX) — None

VA 529 Acct #8 (H)

Vanguard Total Stock Index Fund (VSMPX) — None

Invesco Advisors Stable Value Portfolio — None

Brokerage Acct #1 (H)

Fidelity Core Cash Account (cash) — Interest

Gateway Fund Class Y (GTEYX) — Dividend

Schwab Fundamental US Large Co Index (SFLNX) — Dividend — Buy (add'l)

iShares Core S&P ETF (IVV) — Dividend — Buy (add'l)

iShares Core S&P ETF (IVV) — Buy (add'l)

iShares Core S&P ETF (IVV) — Buy (add'l)

iShares Core S&P ETF (IVV) — Buy (add'l)

iShares Core S&P ETF (IVV) — Buy (add'l)

iShares Russell 2000 ETF (IWM) — Dividend — Buy (add'l)

iShares Russell 2000 ETF (IWM) — Buy (add'l)

IRA #1 (H)

Schwab Bank Sweep Account (cash) — Interest

Charles Schwab US MC ETF (SCHM) — Dividend — Sold (part)

Schwab US Broad Market ETF (SCHB) — Dividend — Sold (part)

Schwab US Broad Market ETF (SCHB) — Buy (add'l)

Schwab US Broad Market ETF (SCHB) — Buy (add'l)

Schwab US Dividend Equity ETF (SCHD) — Dividend — Buy (add'l)

Schwab US Dividend Equity ETF (SCHD) — Buy (add'l)

Schwab US Dividend Equity ETF (SCHD) — Sold (part)

Schwab US Dividend Equity ETF (SCHD) — Buy (add'l)

Schwab US Large Cap Growth ETF (SCHG) — Dividend — Buy (add'l)

Schwab US Large Cap Growth ETF (SCHG) — Buy (add'l)

Schwab US Large-Cap ETF (SCHX) — Dividend — Buy (add'l)

Schwab US Large-Cap ETF (SCHX) — Sold (part)

First TST NASDAQ 100 Tec ID Fund (QTEC) — Dividend — Sold

Boston Partners Long Short Res I (BPIRX) — None — Sold

IRA #2 (H)

Schwab Bank Sweep (cash) (X) — Interest

Schwab US Dividend Equity Fund (SCHD) — Dividend

Brokerage Acct #2 (H)

iShares Core S&P 500 ETF (IVV) — Dividend

Vanguard Dividend Appreciation Fund (VIG) — Dividend — Sold (part)

Vanguard Dividend Appreciation Fund (VIG) — Sold (part)

FMI Large Cap Fund (FMIHX) — Dividend

Schwab Fundamental Intl Large Co Index (SFNNX) — Dividend — Sold (part)

Schwab Fundamental Intl Large Co Index (SFNNX) — Sold (part)

Vanguard 500 Index Fd Admiral SHRS (VFIAX) — Dividend

Brokerage Acct #3 (H)

Schwab Cash Sweep (SWXXX) (cash equivalent) (Y)

Ishares Core S&P ETF (IJH) — Dividend — Buy

Ishares Core S&P ETF (IJH) — Buy (add'l)

Schwab US Broad Market ETF (SCHB) — Dividend — Buy (add'l)

Schwab US Large-Cap Value ETF (SCHV) — Dividend — Buy (add'l)

Schwab US Large-Cap Value ETF (SCHV) — Sold (part)

Schwab US Large-Cap Value ETF (SCHV) — Buy (add'l)

Schwab US Small-Cap ETF (SCHA) — Dividend

Diamond Hill Long Short Fund Cl I (DHLSX) — Dividend

Vanguard 500 Index Fd Admiral SHRS (VFIAX) — Dividend — Buy (add'l)

Boston Partners Long Short Research Inst Fund (BPIRX) — None — Sold (part)

Boston Partners Long Short Research Inst Fund (BPIRX) — Sold (part)

Boston Partners Long Short Research Inst Fund (BPIRX) — Sold (part)

Boston Partners Long Short Research Inst Fund (BPIRX) — Sold

Parametric Tax Mgd. Emerging Mkts. Instl. Fund (EITEX) — None — Sold (part)

Parametric Tax Mgd. Emerging Mkts. Instl. Fund (EITEX) — Sold

IRA #3 (H)

Schwab Bank Sweep (cash) — Interest

iShares Core High (HDV) — Dividend — Buy

iShares Core S&P 500 (IVV) — Dividend — Buy (add'l)

iShares Core S&P 500 (IVV) — Sold (part)

iShares Core S&P 500 (IVV) — Buy (add'l)

Diamond Hill Long Short Fund (DHLSX) — Dividend

Schwab Fundamental Intl Large Co Index (SFNNX) — Dividend

Boston Partners Long Short Research Inst (BPIRX) — None — Sold (part)

Boston Partners Long Short Research Inst (BPIRX) — Sold

IRA #4 (H)

Schwab Bank Sweep (cash) — Interest

iShares Core S&P 500 ETF (IVV) — Dividend — Buy (add'l)

iShares Core S&P 500 ETF (IVV) — Sold (part)

iShares Core S&P 500 ETF (IVV) — Buy (add'l)

Schwab US Large Cap Value ETF (SCHV) — Dividend — Buy (add'l)

Vanguard Dividend Appreciation ETF (VIG) — Dividend — Sold (part)

Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Gateway Fund CL Y (GTEYX) — Dividend

Harding Loevner Inst Emrg Mkts Cl I (HLMEX) — None — Sold

Natixis Vaughan Nelson Value Opportunity Fund (VNVYX) — Dividend — Sold (part)

Natixis Vaughan Nelson Value Opportunity Fund (VNVYX) — Sold

Brokerage Acct #4 (H)

Large Cap Equity Managed Pool (SCGE1) — None — Buy (add'l)

Large Cap Equity Managed Pool (SCGE1) — Sold (part)

Large Cap Equity Managed Pool (SCGE1) — Sold (part)

Large Cap Equity Managed Pool (SCGE1) — Sold (part)

Large Cap Equity Managed Pool (SCGE1) — Buy (add'l)

Large Cap Equity Managed Pool (SCGE1) — Buy (add'l)

Large Cap Equity Managed Pool (SCGE1) — Sold (part)

Schwab Money Market Pool (SCGM1) — None — Buy (add'l)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Buy (add'l)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Buy (add'l)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Buy (add'l)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Money Market Pool (SCGM1) — Sold (part)

Schwab Fundamental US Large Co Index (SFLNX) — None — Sold (part)

Schwab Fundamental US Large Co Index (SFLNX) — Sold

Total Market Equity Index Pool (SCBP1) — None — Buy (add'l)

Total Market Equity Index Pool (SCBP1) — Sold (part)

Total Market Equity Index Pool (SCBP1) — Sold (part)

Total Market Equity Index Pool (SCBP1) — Buy (add'l)

Total Market Equity Index Pool (SCBP1) — Buy (add'l)

Total Market Equity Index Pool (SCBP1) — Sold (part)

Brokerage Acct #5 (H)

Gateway Fund CL Y (GTEYX) — Dividend

Schwab Fundamental US Large Co Index (SFLNX) — Dividend

Vanguard 500 Index FD Admiral Shrs (VFIAX) — Dividend

Trustee, Trust #1 (reportable holdings are included in Part VII)

Agreement — 2009 — Jones Day - defined benefit pension plan

Reimbursement — Federalist Society — February 1-3, 2019 — Orlando, FL — Speak at conference — Transportation, meals, lodging

Reimbursement — Federalist Society — February 23-24, 2019 — Chicago, IL — Speak at law school — Transportation, meals, lodging

Reimbursement — Federalist Society — February 25-26, 2019 — New York, NY — Speak at law school — Transportation, meals, lodging

Reimbursement — Federalist Society — February 26-27, 2019 — New Haven, CT — Speak at law school — Transportation, meals, lodging

Reimbursement — Federalist Society — March 19, 2019 — Charlottesville, VA — Speak at law school — Transportation, meals, lodging

Reimbursement — Federalist Society — May 27-30, 2019 — Phoenix, AZ — Attend conference — Transportation, meals, lodging

Reimbursement — Federalist Society — September 30- October 1, 2019 — South Bend, IN — Speak at law school — Transportation, meals, lodging

Reimbursement — Federalist Society — October 15-16, 2019 — Houston, TX — Speech — Transportation, meals, lodging

Reimbursement — Federalist Society — November 20-22, 2019 — Cambridge, MA — Speak at law school — Transportation, meals, lodging

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.