Barbara Smith Evans

INDIVIDUAL ASSETS (H)

Pioneer Bank (cash) — None

NY Life Insurance (whole) — None

Holsum, Inc — Distribution

SWS Family, LLC — Distribution

JKS Resources, LLC — Royalty

IRA #1 (H)

SPDR S&P 500 ETF (SPY) — Dividend

Vanguard Total Stock Mkt Indx Adm (VTSAX) — Dividend

IRA #2 (H)

Invesco QQQ Trust (QQQ) — Dividend

iShares MSCI EAFE ETF (EFA) — Dividend

SPDR S&P 500 ETF (SPY) — Dividend

Zeo Strategic Income Fd I (ZEOIX) — Dividend

Thornburg Better World I (TBWIX) — Dividend

TRUST ACCT #1 (H)

Schwab One Cash Account (cash) (Y)

Ark Web X.0 ETF (ARKW) — None

iShares Gold ETF (IAU) — None

iShares S&P 100 ETF (OEF) — Dividend

PIMCO Short Term Instl (PTSHX) — Dividend

Thornburg Strategic Inc Fd I (TSIIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — None — Buy

Cohen & Steers Realty Shs (CSRSX) (Y)

Doubleline Colony Real Estate & Incm I (DBRIX) — Dividend — Buy

Matthews Asian Grwth & Inc Fd Inv (MACSX) — Dividend — Sold

Matthews Asian Grwth & Inc Fd Inv (MACSX) — Buy

Oakmark Eq & Inc Fd Inv (OAKBX) — Dividend

Poplar Forest Partners Inst (IPFPX) — None — Sold

Thornburg Better World Intl I (TBWIX) — None

Tweedy Browne Global Value Fd (TBGVX) — Dividend

Vanguard Total Intl Stock Index Adm (VTIAX) — Dividend

Vanguard Total Stock Mkt Indx Fd Adm (VTSAX) — Dividend

TRUST ACCT #2 (H)

SCHWAB ONE CASH ACCOUNT (CASH) (Y)

ARK WEB X.0 ETF (ARKW) — None

TEMPLETON GLOBAL BD FD A (TPINX) — Dividend — Sold

THORNBURG STRATEGIC INCOME FD I (TSIIX) — Dividend

ZEO SHORT DURATION INC FD I (ZEOIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — None — Buy

AMG YACKTMAN FD I (YACKX) — Dividend

BUFFALO DISCOVERY FD (BUFTX) — Dividend — Sold

Buffalo Discovery Fund (BUITX) — None — Buy

COHEN & STEERS REALTY SHS (CSRSX) (Y)

Doubleline Colony Real Estate & Incm I (DBRIX) — Dividend — Buy

OAKMARK EQ & INC FD INV (OAKBX) — Dividend

OPPENHEIMER DEV MKTS FD CL A (ODMAX) — None — Sold

PAYDEN EQ INC FD INV (PYV1Z) — Dividend

POPLAR FOREST PARTNRS INST (IPFPX) — None — Sold

THORNBURG BETTER WORLD INTL I (TBWIX) — Dividend

TWEEDY BROWNE GLBL VAL FD (TBGVX) — Dividend

Vang Emrg Mkts Stk Index FD ADM Shrs (VEMAX) — Dividend — Buy

Vang Extended Market Index FD ADM Shrs (VEXAX) — Dividend — Buy

VANG TOT INTL STK INDX ADM (VTIAX) — Dividend

Vang 500 Indx FD Admiral Shrs (VFIAX) — Dividend

TRUST ACCT #3 (H)

SCHWAB ONE CASH ACCT (CASH) — Interest

BERKSHIRE HATHAWAY (BRKB) — None

ARK WEB X.0 ETF (ARKW) — None

VANGUARD TOTAL STOCK MKT ETF (VTI) — Dividend

VANGUARD TOTAL WORLD STOCK ETF (VT) — Dividend

THORNBURG STRATEGIC INC FD I (TSIIX) — Dividend

ZEO STRATEGIC INCM FD I (ZEOIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — None — Buy

OAKMARK EQUITY & INCOME FD I (OAKBX) — Dividend

OPPENHEIMER DEV MKTS FD A (ODMAX) — None — Sold

PAYDEN EQUITY INCOME FD I (PYVIZ) — Dividend

POPLAR FOREST PARTNERS I (IPFPX) — None — Sold

THORNBURG BETTER WORLD I (TBWIX) — Dividend

TWEEDY BROWNE GLOBAL VAL FD (TBGVX) — Dividend

Vanguard Emrg Mkts Stk Index FD ADM Shrs (VEMAX) — Dividend — Buy

Vanguard 500 Index FD Admiral Shrs (VFIAX) — Dividend

TRUST ACCT #4 (H)

SCHWAB ONE CASH ACCT (CASH) (Y)

ARK WEB X.0 ETF (ARKW) — None

TEMPLETON GLOBAL BOND FUND CL A (TPINX) — Dividend — Sold

ZEO STRATEGIC INCM FD I (ZEOIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — None — Buy

Buffalo Discovery Fund Inst (BUITX) — Dividend — Buy

COHEN & STEERS REALTY SHS (CSRSX) (Y)

Doubleline Colony Real Estate & Incm I (DBRIX) — Dividend — Buy

OAKMARK EQUITY & INCOME FD INV (OAKBX) — Dividend

OPPENHEIMER DEVELOPING MKTS FD CL A (ODMAX) — None — Sold

PAYDEN EQUITY INCOME FD I (PYVIZ) — Dividend

POPLAR FOREST PARTNERS CL INST (IPFPX) — None — Sold

Vang Emrg Mkts Stk Index FD ADM Shrs (VEMAX) — Dividend — Buy

Vanguard Extended Market Index FD ADM Shrs (VEXAX) — Dividend

VANGUARD TOTAL INTL STK INDEX ADM (VTIAX) — Dividend

Vanguard 500 Index FD Admiral Shrs (VFIAX) — Dividend

TRUST ACCT #5 (H)

SCHWAB ONE CASH ACCOUNT (cash) — Interest

BERKSHIRE HATHAWAY (BRKB) — None

ENERGY SELECT SECTOR SPDR (XLE) — Dividend — Sold

ISHARES MSCI PACIFIC EX JAP (EPP) — Dividend — Sold

PIMCO SHORT TERM INSTL (PTSHX) — Dividend — Sold (part)

COHEN & STEERS REALTY SHS (CSRSX) — Dividend — Sold

THORNBURG BETTER WORLD INTL I (TBWIX) — Dividend — Sold (part)

Vanguard Extended Market Index FD ADM Shrs (VEXAX) — Dividend — Buy (add'l)

VANGUARD TOTAL STOCK MKT IDX FD ADM (VTSAX) — Dividend

TRUST ACCT #6 (H)

SCHWAB MARKETTRACK GROWTH (SWHGX) — Dividend — Buy

BROKERAGE ACCT #1 (H)

CHARLES SCHWAB BANK SWEEP (cash) — Interest

SCHWAB VALUE ADVANTAGE (SWVXX) (CASH) — Dividend

BROKERAGE ACCT #2 (H)

SCHWAB ONE CASH ACCT (cash) — Interest

PPG INDUSTRIES, I 2.3%19 (693506BH9) — Interest — Redeemed

MYLAN NV 3.75%20F (62854AAL8) — Interest — Redeemed (part)

KRAFT HEINZ FOODS 3.5%22 (50077LAJ5) — Interest

General Motors F 3.55%23 (37046ADM4) — Interest — Buy

JP Morgan Chase & 2.5%26 (48128GP79) — None — Buy

CLOVIS NM GRT 3%19 (189387CG6) — Interest — Redeemed

NM ST SEVERANCE 2.25%19 TAX SPL (647310Y96) — Interest — Redeemed

NM ST SEVERANCE TAX 4%20 (647310L58) — Interest

BELEN NM CNS SD #2 3%20 GO UTX (077581NZ5) — Interest

LAS CRUCES NM SD #2 5%25 (517534RA3) — Interest

HOBBS NEW MEX 5%50 (43385PAG4) — Interest

ABBOTT LABORATORIES (ABT) — Dividend

ALLIANCE DATA SYSTEM (ADS) — Dividend — Sold (part)

ALLIANCE DATA SYSTEM (ADS) — Sold

ASTRAZENECA PLC (AZN) — Dividend

Carlisle Co (CSL) — Dividend — Buy

EQUINOR (EQNR) (FORMERLY STATOIL (STO)) — Dividend

Fedex Corp (FDX) — Dividend — Buy

Fedex Corp (FDX) — Buy (add'l)

FIAT CHRYSLER AUTO (FCAU) — Dividend — Sold

HOME DEPOT (HD) — Dividend

KONINKLIJKE PHILIPS (PHG) — Dividend

Nextra Energy Inc (NEE) — Dividend — Buy

PAYPAL HOLDINGS (PYPL) — None

SALESFORCE.COM (CRM) — None

SS&C Technologs Hldg (SSNC) — Dividend — Buy

TENCENT HOLDINGS (TCEHY) — Dividend

TEXAS CAPITAL BANCSHARES (TCBI) — None

TOTAL S A (TOT) — Dividend

UNITEDHEALTH GRP (UNH) — Dividend

VOLKSWAGEN A G (VWAGY) — Dividend

ISHARES CORE S&P 500 (IVV) — Dividend

VANGUARD EXTENDED MARKET (VXF) — Dividend

VANGUARD TOTAL STOCK (VTI) — Dividend

ZEO STRATEGIC INCM FD I (ZEOIX) — Dividend

AMG YACKTMAN FD I (YACKX) — Dividend

BUFFALO DISCOVERY FUND (BUFTX) — None — Sold

Buffalo Discovery Fund (BUITX) — Dividend — Buy

MATTHEWS ASIAN GROWTH & INC FD I (MACSX) — Dividend — Sold (part)

MATTHEWS ASIAN GROWTH & INC FD I (MACSX) — Buy (add'l)

OAKMARK EQUITY & INCOME FD I (OAKBX) — Dividend

PARNASSUS ENDEAVOR FD I (PFPWX) — Dividend

PAYDEN EQUITY INCOME FD I (PYVIZ) — Dividend

THORNBURG BETTER WORLD I (TBWIX) — Dividend

THORNBURG INVT INCOME BLDR FD CL I (TIBIX) — Dividend

TWEEDY BROWNE GLOBAL VAL FD (TBGVX) — Dividend

VANGUARD DIV GROWTH FD INV SHS (VDIGX) — Dividend

VANGUARD TOTAL INTL STK IDX ADM (VTIAX) — Dividend

WEYERHAEUSER CO (WY) — Dividend — Sold

401K ACCT #1 (H)

AMERICAN FUNDS 2040 TARGET DATE FUND R4 (RDGTX) — Dividend

Trustee, Trust #1

Trustee, Trust #2

Trustee, Trust #3

Trustee, Trust #4

Trustee, Trust #5

Trustee, Trust #6

Board Member, Executive Committee member, Holsum, Inc.

Board Member, SWS Family LLC

Board Member, JKS Resources LLC

Vice President, J. Kenneth and Alice Smith Family Foundation

President, Board of Directors, Alianza of New Mexico

Income — 2019 — Atwood Malone Turner and Sabin PA (salary) — $30,585.40

Income — 2019 — Holsom, Inc. (Director's Fee) — $4,500.00

Spouse's income — 2019 — Atwood Malone Turner and Sabin PA (salary)

Part I, line 7: The primary purpose of this business is agricultural. My role involves monitoring the acquisition of new farming properties, reviewing milk

production, and some personnel issues.

Part VII, line 5: Valuation of this item is based upon the estimated value of real estate. A more precise valuation is not available.

Part VII, line 6: Valuation of this item is based upon the estimated value of gas and oil investments. A more precise valuation is not available.

Vang 500 Indx FD Admiral Shrs (VFIAX) was VANG 500 INDX FD INV SHS (VFINX).

Vanguard Extended Market Index FD ADM Shrs (VEXAX) was VANGUARD EXTENDED MARKET INDEX FD INV SHRS (VEXMX).

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.