Karen E. Schreier

GREAT WESTERN BANK ACCOUNT (cash) — Interest

DISCOVER BANK ACCOUNT (cash) — Interest

NEW YORK LIFE INSURANCE CO. - FIXED ADVANTAGE ANNUITY — Interest

NEW YORK LIFE UNIVERSAL LIFE POLICY — Dividend

LINCOLN FINANCIAL GROUP UNIVERSAL LIFE INS. POLICY — Interest

PROTECTIVE UNIVERSAL LIFE INS POLICY — Interest

BRIGHTHOUSE (formerly METLIFE) INS. CO UNIVERSAL LIFE INS POLICY — Interest

FIRST DAKOTA TITLE INS. LTD. PTR. (1 UNIT) — Int./Div.

KWB HOTEL PARTNERS, LLC — None

DOUGHERTY & DOUGHERTY LLP — Interest

BROKERAGE ACCOUNT #1 (H)

T. ROWE PRICE EQUITY INCOME FUND (PRFDX) — Dividend

T. ROWE PRICE GROWTH STOCK FUND (PRGFX) — Dividend

T. ROWE PRICE NEW HORIZONS FUND (PRNHX) — Dividend

T. ROWE PRICE SCIENCE AND TECHNOLOGY FUND (PRSCX) — Dividend

T. ROWE PRICE VALUE FUND (TRVLX) — Dividend

IRA #1 (H)

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ISHARES MORNINGSTAR MID CAP GROWTH (JKH) — Dividend

ISHARES S&P SM CAP 600 GROWTH (IJT) — Dividend

VANGUARD ADMIRAL FDS INC S&P 500 VALUE INDEX FD ETF (VOOV) — Dividend — Buy

VANGUARD SECTOR INDEX FDS VG ENERGY ETF (VDE) — Dividend

VANGUARD WORLD FUNDS VG HEALTH CARE ETF (VHT) — Dividend

VANGUARD FTSE DEVELOPED MKTS ETF (VEA) — Dividend

NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND SOBI (QQQX) — Dividend

BROKERAGE ACCOUNT #2 (H)

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ALTRIA GROUP INC. COMMON (MO) — Dividend

APPLE INC (AAPL) — Dividend

BERKSHIRE HATHAWAY CL B COMMON (BRKB) — None

CHEVRON CORP COMMON (CVX) — Dividend

CIGNA CORP (CI) — Dividend

CITIGROUP INC. COMMON (C) — Dividend

COCA-COLA COMPANY COMMON (KO) — Dividend

COLGATE-PALMOLIVE COMPANY COMMON (CL) — Dividend

CONAGRA COMMON (CAG) — Dividend

DEERE & CO.-COMMON (DE) — Dividend

EXXON MOBIL CORP COMMON (XOM) — Dividend

GENERAL ELECTRIC COMPANY COMMON (GE) — Dividend

HOME DEPOT INC. COMMON (HD) — Dividend

INTEL CORPORATION COMMON (INTC) — Dividend

INTERNATIONAL BUSINESS MACHINES (IBM) — Dividend

INVESCO ETF S&P 500 EQ WT TECH (RYT) — Dividend

ISHARES NASDAQ BIOTECHNOLOGY INDEX FD (IBB) — Dividend

ISHARES RUSSELL MID CAP ETF (IWR) — Dividend

ISHARES RUSSELL 2000 ETF (IWM) — Dividend

ISHARES US PHARMACEUTICALS ETF (IHE) — Dividend

KRAFT HEINZ COMPANY COMMON (KHC) — Dividend

LAMB WESTON HOLDINGS INC COMMON STOCK (LW) — Dividend

MERCK & CO. INC. COMMON (MRK) — Dividend

MICROSOFT CORP COMMON (MSFT) — Dividend

MONDELEZ INT. INC - COMMON (MDLZ) — Dividend

PEPSICO INCORPORATED COMMON (PEP) — Dividend

PFIZER INC. COMMON (PFE) — Dividend

PHILIP MORRIS INTL INC. COMMON (PM) — Dividend

PROCTOR & GAMBLE CO. COMMON (PG) — Dividend

TARGET CORP COMMON (TGT) — Dividend

US BANCORP DEL- COMMON (USB) — Dividend

VANGUARD ADMIRAL FDS INC S&P 500 GROWTH INDEX FD ETF (VOOG) — Dividend

VANGUARD SECTOR INDEX FDS VANGUARD INFORMATION TECHNOLOGY ETF (VGT) — Dividend

VANGUARD WORLD FUND (VHT) — Dividend

WALGREENS BOOT ALLIANCE INC (WBA) — Dividend

3M COMPANY COMMON (MMM) — Dividend

BP PLC SPONS ADR COMMON (BP) — Dividend

AMERICAN FUNDS EURO PACIFIC GROWTH FD CL A (AEPGX) — Dividend — Buy (add'l)

MEDTRONIC PLC COMMON (MDT) — Dividend

INVESCO OPPENHEIMER DEVELOPING MKTS FUND-CL C (ODVCX) — Dividend

ROYAL DUTCH SHELL PLC SPON ADR REPSTG B SHS (RDSB) — Dividend

PIMCO FOREIGN BOND FUND (PFOCX) — Dividend — Buy (add'l)

PUTNAM ULTRA SHORT DURATION INCOME FUND CL A (PSDTX) — Dividend — Buy

MORGAN STANLEY PVT BK C/D 08/31/20 — Interest

EATON VANCE NAT. MUN. OPPORTUNITIES TR (EOT) — Dividend — Sold

NUVEEN FLAGSHIP ALL-AMERICAN MUNICIPAL BOND FUND CL A (FLAAX) — Dividend

DESCHUTES & JEFFERSON CNTYS OR SD #02J — None

UNIVERSITY NC CHAPEL HILL REV STUDENT FEE & UTILITIES — None

YUBA CITY CAL. UNI. SCHOOL DIST. BOND — None

CHELAN CNTY WA PUD #1 COLUMBIA ELEC. & PUB POWER BOND — None

FRANKLIN-MCKINLEY CAL. SCHOOL BOND — None

FORT BEND CNTY TEX MUN UNTIL DI ULTLD TAX BDS — Interest

ALLEN TX INDPT. SCHOOL DIST. BOND — None

PENN. ST. TPK COMMON TPK TOLL ROADS BOND (4) — Int./Div.

METROPOLITAN WASH. DC ARPT. DULLES TOLL ROAD BOND — Interest

LINCOLN NATL LIFE AMER. ANNUITY (H)

LVIP AMERICAN GROWTH FUND — None

LVIP AMERICAN GROWTH-INCOME FUND — None

IRA ACCOUNT #2 (H)

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ISHARES TR RUSSELL MID CAP ETF (IWR) — Dividend — Sold (part)

VANGUARD ADMIRAL FUNDS INC. S&P 500 GROWTH INDEX FUND (VOOG) — Dividend

VANGUARD ADMIRAL FDS. INC.S&P 500 VALUE INDEX (VOOV) — Dividend

VANGUARD INDEX FUNDS SMALL CAP VALUE ETF (VBR) — Dividend — Sold (part)

VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) — Dividend

PUTNAM ULTRA SHORT DURATION INCOME FUND CL Y (PSDYX) — None — Buy

VANGUARD FTSE EMERGING MARKETS ETF FTSE EMERGING INDEX (VWO) — Dividend — Sold

EATON VANCE INCOME FUND BOSTON INC INST CL (EIBIX) — Dividend — Sold

TEMPLETON GLOBAL BOND ADVISOR CL (TGBAX) — Dividend — Sold

COLUMBIA FDS SER TR II MASS FLEX CAP INC FD I (CFIZX) — Dividend

HARTFORD MUT FDS INC BAL INC FD CL I (HBLIX) — Dividend

JPMORGAN TR I INC BLDR FD CL I (JNBSX) — Dividend

THORNBURG INVT TR INVT INCOME BUILDER FD CL I (TIBIX) — Dividend — Sold

PIMCO FDS REAL ESTATE REAL RETURN STRATEGY (PETPX) — Dividend — Sold

BROKERAGE ACCOUNT #3 (H)

GALENA PARK TEX INDPT. SCH BOND — Interest

CLACKAMAS & WASHINGTON CNTYS EDUCATION BOND — None

SOUTHERN MINNESOTA MUNI PWR BOND — None

PENN ST TPK COMMN TPK TOLL ROADS BOND — Interest

BENEFICIARY SEP IRA #1 (H)

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ALPS ETF TR ALERIAN MLP (AMLP) — Dividend — Sold

ISHARES RUSSELL MID CAP ETF (IWR) — Dividend — Sold (part)

JANUS INVT FD HENDERSON GLOBAL LIFE SCIENCES (JFNIX) — Dividend

T.ROWE PRICE HEALTH SCIENCES FUND INC (PRHSX) — Dividend

VANGUARD ADMIRAL FDS INC S&P 500 GROWTH INDEX FD ETF (VOOG) — Dividend — Sold (part)

VANGUARD ADMIRAL FDS INC S&P 500 VALUE INDEX FD ETF SHS (VOOV) — Dividend — Sold (part)

VANGUARD INDEX FUNDS SMALLCAP VALUE ETF (VBR) — Dividend — Sold (part)

INVESCO GLOBAL WATER ETF (PIO) — Dividend

T.ROWE PRICE GLOBAL TECHNOLOGY FD INC (PRGTX) — Dividend

VANGUARD DEVELOPED MARKETS INDEX FUND ADMIRAL (VTMGX) — Dividend

VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) — Dividend

VANGUARD FTSE EMERGING MARKETS ETF FTSE EMERGING INDEX (VWO) — Dividend

VANGUARD INTERMEDIATE TERM BOND ETF (BIV) — Dividend

PUTNAM ULTRA SHORT DURATION INCOME FD CL Y (PSDYX) — None — Buy

SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF (BWX) — Dividend — Sold

EATON VANCE INCOME FD BOSTON INC INSTL CL (EIBIX) — Dividend — Sold

ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF (HYG) — Dividend — Sold

INVESCO EMERG MKTS SOV DEBT ETF (PCY) — Dividend — Sold

ISHARES TIPS BOND ETF (TIP) — Dividend

VANGUARD INFLATION PROTECTED SECURITIES FUND SDMIRAL CL (VAIPX) — Dividend

SPDR SERIES TRUST SPDR DB INTL GOVT INFLATION PROTECTED BOND ETF (WIP) — Dividend — Sold

COLUMBIA FDS SER TR II MASS FLEX CAP INC (CFIZX) — Dividend

JPMORGAN TR I INC BLDR FD CL I (JNBSX) — Dividend

Member Board of Directors, South Dakota Children's Home Society

Member Board of Directors/Secretary, Federal Judges Association

Reimbursement — Federal Judges Association — April 15-16, 2019 — Dallas, TX — Board of Directors Meeting — Transportation, meals, lodging

Reimbursement — Washington University — August 18-20, 2019 — St. Louis, MO — New Students Convocation Speaker — Transportation, meals, lodging

Spouse's income — 2019 — Self-employed (attorney)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Name change: INVESCO OPPENHEIMER DEVELOPING MKTS FUND-CL C was OPPENHEIMER DEVELOPING MKTS FUND-CL C.