David Peebles

Summit Planning Group Acct. (H)

Vanguard Prime Money Mkt. Fund (VMMXX) — Interest — Sold

Vanguard Target Retirement 2020 (VTWNX) — Dividend

Vanguard Growth Index Fund (VIGAX) — Dividend

Vanguard 500 Index Fund (VFIAX) — Dividend

Vanguard Value Index Fund (VVIAX) — Dividend

CISCO Systems, Inc. (CSCO) — Dividend

Intel Corp. (INTC) — Dividend

Nokia Corp. (NOK) — Dividend

Transwitch Corp. (TXCCQ) — Dividend

Walgreen Boots Alliance Inc. (WBA) f/k/a Walgreen Co. — Dividend

Fidelity Select Portfolios Biotechnology Fund (FBIOX) — Dividend

Marsico Inv. Fund - Focus Fund (MFOCX) — Dividend

BlackRock Event-Driven Equity Funds — Buy

SPDR Gold Trust (GLD) — Buy

SPDR Gold Trust (GLD) — Buy

SPDR Gold Trust (GLD) — Buy

Nuveen Short-Duration High Yield Muni Fund (NVHIX) — Dividend — Buy

Nuveen Short-Duration High Yield Muni Fund (NVHIX) — Dividend — Buy

ProShares Short QQQ ETF (PSQ) — Dividend — Buy

ProShares Short QQQ ETF (PSQ) — Dividend — Buy

ProShares Short QQQ ETF (PSQ) — Sold

Invesco QQQ ETF (QQQ) — Dividend — Buy

ProShares Short Russell 2000 ETF (RWM) — Buy

ProShares Short Russell 2000 ETF (RWM) — Sold

ProShares Short S&P 500 ETF (SH) — Buy

ProShares Short S&P 500 ETF (SH) — Sold

iShares 1-3 Year Treasury Bond ETF (SHY) — Dividend — Buy

iShares 1-3 Year Treasury Bond ETF (SHY) — Dividend — Buy

Vanguard Wellesley Income Fund (VWIAX) — Sold

Vanguard Total Stock Market Index Fund (VTSAX) — Buy

Vanguard IRA — Interest

Bank of America Accounts — Interest

Summit FCU Accounts — Interest

Solvay Bank Accounts — Interest

American Express Savings Acct. — Interest

Marshe, LLC — Dividend

Upstate Med. Univ. Dept. of Med. Profit Sharing — Dividend

Research Founda. of SUNY Retirem. Plan — Dividend

Vanguard Total Stock Mkt. Index Inv. (IRA) — Dividend

Research Foundation of SUNY optional Ret. Savings Acct. (No Control) — Dividend

NY 529 College Savings Program (Age Based) Aggressive Growth Portfolio — Dividend

NY 529 College Savings Program (Age Based) Aggresive Growth Portfolio — Dividend

Morgan Stanley Brokerage Acct. (H)

Verizon Communications (VZ) — Dividend

The Financial Sel Sect. SPDR FD (XLF) — Dividend

Public Storage 6%-Z (PSA.Z) — Dividend — Sold

Nextera Energy Inc. (NEE) — Dividend

Merck & Co. New Com. (MRK) — Dividend — Sold (part)

Merck & Co. New Com. (MRK) — Dividend

Ishares US Aerospace & DEF EFT (ITA) — Dividend

Home Depot Inc. (HD) — Dividend

Crown Castle Int'l Corp. (CCI) — Dividend

CISCO Sys. Inc. (CSCO) — Dividend — Sold

Anheuser Busch Inbev SA Spon (BUD) — Dividend

Amgen Inc. (AMGN) — Dividend

Morgan Stanley Private Bank NA — Interest

Morgan Stanley IRA (H)

Morgan Stanley Bank NA — Interest

Bank of America Corp. (BAC-A) — Dividend — Buy

Metlife Inc. 5.62% NCUMPFD E (Met.E) — Dividend — Buy

Truist F. Corp. Dep Rp PFDH (TFC.H) — Dividend — Buy

Prudential Financial Ins. 5.625% (PRS) — Dividend — Buy

AT&T inc. 5.625% (TBC) — Dividend — Buy

Nextera Energy Capital Holdings 5.25% - K (NEE.K) — Dividend — Buy

Nextera Energy Capital Holdings 5.25% - K (NEE.K) — Dividend — Buy (add'l)

Dominion Energy Inc. 5.25% (DRUA) — Dividend — Buy

DTE Energy Co. SER E 5.25% (DTW) — Dividend — Buy

Duke Energy Corp. 5.62% (DUKB) — Dividend — Buy

Duke Energy Corp. 5.62% (DUKB) — Dividend — Buy (add'l)

CMS Energy Corp. 5.875% (CMSC) — Dividend — Buy

MSIF Ultra-Short Income A Mutual Fund (MUAIX) — Dividend — Buy

Founding Member, Albany Intellectual Property and Innovations American Inns of Court

Power of Attorney, (Mother)

Gift — Albany Intellectual Property and Innovations Americans Inns of Court — Honorary Membership (dues, like privileges) — $400.00

Liability — The Student Loan Corp. (Navient) — Student Loans

Liability — Chase Bank — Credit Card

Spouse's income — 2019 — Upstate Department of Medicine, Syracuse, New York - Salary

Spouse's income — 2019 — Research Foundation of SUNY, Albany, New York - Salary

Spouse's income — 2019 — Self-Employed Expert Consultant (Physician)