Geraldine Mund

Bank of America — Interest

Real Estate Investments in Israel (Kiryat Bialik) — Interest

State of Israel Bonds — Interest

Rental Property, Sherman Oaks, CA — Rent

Vacant Land Kern County, CA - appraisal by State 2003 — None

WELLS FARGO ADVISORS

Aegon NV — Dividend

San Francisco CA County Public Utils — Interest

Wells Fargo Sweep Acount — Interest

Dreyfus Alcentra Global Cr. Income 2024 Target Term FD Inc — Dividend — Sold

Emerson Electric Co — Dividend

Invesco High Income 2024 Target Term FD — Dividend — Sold (part)

Invesco High Income 2024 Target Term FD — Sold

Prudential World Fd Jennison Global Opptys Fund [PGIM Global] — None

Qualcomm, Inc. — Dividend

Allianzgi Inc & Growth — Dividend — Sold (part)

Allianzgi Inc & Growth — Sold (part)

William Blair Small Cap — None — Sold (part)

William Blair Small Cap — Sold

Dreyfus Equity Income — Dividend — Sold (part)

Dreyfus Equity Income — Sold

AT&T (5.625%) — Interest — Sold

Brighthouse Finl PDF — Interest — Sold

Symetra Life Ins. Annuity contract - fixed rate — None

Blackrock Science — Distribution — Buy

Angel Oak Finl Strategies — Distribution — Buy

Angel Oak Finl Strategies — Dividend

Brighthouse Finl 6.6% pfd — Dividend — Buy

Allianzgi Artificial Intelligence & Tech Opp — Dividend — Buy

Calamos Long/Short Equity & Dynamic Income — Dividend — Buy

Rivernorth Managed Duration Muni Inc. Fund — Dividend — Buy

Emerald Banking & Finance Fund — Dividend — Sold (part)

Part VII - when there was a partial sale, but I still owned shares at the end of 2019, the income and value are only under the initial entry. If I did not own any

remaining shares, there is no value reported for the end of the reporting year. See Invesco High Income (line 12 &13), Allianzgi Inc & Growth (line 16-18), and

Dreyfus Equity Inc. (line 21&22).

Part VII, line 27&28 - Angel Oak had two types of income, so I noted each on a separate line.

Part VII, line 32 - Emerald Banking and Finance Fund - I originally purchased this on 8/14/15 under the name of Fidelity Emerald Banking. Since then the

transactions have been as follows:

8/14/15 - 97.403 shares bought - Fidelity Emerald Banking

11/5/15 - 15.684 shares bought - Fidelity Emerald Banking

9/19/17 - my 143.99 shares of Fidelity Emerald Banking were converted to 139.149 shares of Emerald Banking and Finance Fund - this was reported on line 24

of the report that I filed for 2017 (dated 5/28/18)

In December 2018 I owned 173.89 shares of Emerald Banking. However, I confused Emerald Banking with Emerald Equity and on my amended report for

2018, I reported that I had sold all of my Emerald Banking shares on 12/16/15 (line 19). It was Emerald Equity that had been sold in 2015 and I still owned a total

of 173.89 Emerald Banking shares.

7/26/19 - I sold 110.78 shares of Emerald Banking and retained 63.197 shares. I am incliuding this on line 32 of the current report. I am filing an amended

report for 2018 to correct this error.