John Arnold Kronstadt

Horizons Large Cap Equity Fund — Int./Div.

Horizons Stable [Formerly Income] Value Fund — Int./Div.

Los Angeles County Stable Balanced Fund — Int./Div.

Los Angeles County Stable Value Fund — Int./Div.

CGM Focus Fund CGMFX — Int./Div.

CGM Focus Fund CGMFX — Int./Div.

CGM Realty CGMRX — Int./Div.

Los Angeles County Horizons Small Cap Equity — Int./Div.

Los Angeles County Horizons Midcap Equity — Int./Div.

Los Angeles CountyHorizons Non US Equity — Int./Div.

Los Angeles County Savings Large Cap Equity — Int./Div.

Los Angeles County Horizons Stable [Formerly Income] Value Fund — Int./Div.

Cal. Judges Retirement System Pension Plan — None

University of California Savings Fund — Int./Div.

University of Calfornia Equity Fund — Int./Div.

TIAA CREF Stock — Int./Div.

TIAA CREF Global Equities — Int./Div.

TIAA CREF Growth — Int./Div.

TIAA CREF Equity Index — Int./Div.

Oppenheimer Advantage Bank Deposit Sweep Account — Int./Div.

State of California SMBIA Bonds — Int./Div.

State of Calfironia Public Works Board Bond — Int./Div.

Franklin California High Yield Municipal Fund — Int./Div.

Oppenheimer International Bond Fund OIBCX — Int./Div.

Vanguard Windsor II VWNFX Fund Investor Share — Int./Div.

INVESCO QQQ ETF [Formerly PWRSH - PowerShares QQQ Trust] — Int./Div.

ABT - Abbott Lab — Int./Div.

AXP - American Express — Int./Div.

CVX - Chevron — Int./Div.

Cigna Corp, Formerly Express Scripts — Int./Div.

MSFT - Microsoft — Int./Div.

PG - Proctor Gamble — Int./Div.

SJM - JM Smucker — Int./Div.

UPS — Int./Div.

WMT - Wal Mart — Int./Div.

Vanguard 529 College Savings Plan Agressive Age-Based Option — Int./Div.

QCOM - Qualcomm — Int./Div.

Vanguard Health Care VGHCX — Int./Div.

Vanguard [Formerly Windsor II VWNFX] Wellington VWELX — Int./Div.

Vanguard Money Market VMMXX — Int./Div.

Union Bank Investment Services Sweep Account — Int./Div.

American Funds Money Market Fund 529-B — Int./Div.

American Funds Balanced Fund 529-E — Int./Div.

San Francisco City and County Redevelopment Bonds — Int./Div. — Sold (part)

Bruce Fund Mutual Fund — Int./Div.

Northwest Mutual Whole Life Insurance — Int./Div.

Lincoln Financial Group American Legacy II Variable Annuity — None

Putnam Hartford Capital Manager Variable Annuity — None

Round Hill Partnership (Real Property) — Distribution

Union Bank of California Cash Account — Int./Div.

Wellsley Income Fund VWINX — Int./Div.

Vanguard 500 Index Fund VFIAX — Int./Div.

Round Hill Partnership (Real Estate) Appraisal 12/30/2009 — Distribution

Country Club Offices Part. (Reat Est.) Appraisal 12/30/09 — Distribution

Penn Center Limited Part. (Real Est.) Appraisal 12/30/09 — Distribution

Potomac Place Assoc. Part. (Real Est.) Appraisal 12/30/09 — Distribution

MetLife Insurance (H) — None

_ Brighthouse/Aberdeen Emerging Markets Equity Portfolio — None

_MetLife Russell 2000 — None

_Deutsche CROCI Int'l VIP — None

_Deutsche Gov't Money Market VIP — None

_Fidelity Contrafund Portfolio — None

_Fidelity Equity-Income Portfolio — None

_Fidelity Freedom 2010 Portfolio — None

_Fidelity Freedom 2020 Portfolio — None

_Fidelity Freedom 2030 Portfolio — None

_Fidelity Freedom 2040 Portfolio — None

_Fidelity Freedom 2050 Portfolio — None

_Fidelity Growth Portfolio — None

_Fidelity Index 500 Portfolio — None

_Fidelity Mid Cap Portfolio — None

_MFS Global Equity Series — None

_MFS Growth Series — None

_Putnam VT Equity Income Fund — None

_Putnam VT Growth Opportunities Fund — None

_Putnam VT High Yield Fund — None

_Putnam VT Income Fund — None

_Putnam VT Sustainable Leaders Fund — None

_T. Rowe Price New America Growth Portfolio — None

_T. Rowe Price [Personal Strategy Balanced] Moderate Allocate Portf. — None

_ T. Rowe Price Limited-Term Bond Portfolio — None

Brighthouse[Formerly Met Life] Variable Annuity Balance Plus Portfolio — None

One America Asset Care Long Term Care — Distribution — Distributed (part)

Trust #2 (H) *

_Davenport & Co. Prime Cash Trust — Int./Div.

ASPCX - Alger Spectra — Dividend — Sold (part)

TEGBX - Templeton Global Bond — Dividend

ODVCX - Oppenheimer Developing Markets — Dividend — Sold (part)

AFJCX - Allianz GI NFL — Dividend

MCLVX - Black Rock Large Cap — Dividend — Sold (part)

HFOCX - Henderson Int'l Opportunity — Dividend

FCAHX - Franklin CA High Yield — Dividend

RDSA - Royal Dutch Shell — Int./Div.

Pacific Life Annuity * American Funds Asset Allocation — None

FKINX Franklin Income Fund — Int./Div.

Intel — Int./Div.

Abbvie — Int./Div.

Kopernik GLB Allcap Institutional — Int./Div.

Pimco Income P — Int./Div.

AQR Managed Futures Strategy 1 — Int./Div.

Los Angeles County Bank Depository Fund — Dividend

VCTXX CA Muni Money Market Fund — Int./Div.

LAC Bank Depository Fund — Int./Div.

American Cent Emerg Mkts — Int./Div. — Buy

John Hancock Intl Growth — Int./Div. — Buy

EV Multisector Inc 1 — Int./Div. — Buy

EV Multisector Inc 1 — Sold

AIP Alt Lending Placement — Int./Div. — Buy

Loomis Sayles Bond Inst — Int./Div. — Buy

Trustee, Trust #2 See comment in Part VIII.

Director and Member of Executive Committee, Constitutional Rights Foundation

Reimbursement — Cornell University — April 12, 13, 14, 2019 — Cornell University Campus — Judge a Moot Court Competition — Travel and lodging

Spouse's income — 2019 — Los Angeles County Superior Court Salary and Benefits

Lines 59-81: MetLife is not able to provide individual values for these assets; the value is listed as a percentage of the total. The total cash value of this policy at

the end of 2019 was $495.09.

Line 80: Fund name changed from T. Rowe Price Personal Strategy Balanced Portfolio to T. Rowe Price Moderate Allocation Portfolio.

Line 84 and Positions: The Trust #2 referred to in Positions and Investments and Trusts is a reference to a trust that was established for the benefit of others and of

which I was the trustee. The trust is not formally dissolved, but has very little remaining assets.