Jerry C. Oldshue jr

IRA #1 (H)

ISHARES INC MSCI JAPAN ETF (EWJ) — Dividend

ISHARES JP MORGAN EM BOND ETF (EMB) — Dividend

BLACKROCK EQUITY DIVIDEND I (MADVX) — Dividend

BLACKROCK HI YIELD BD PTF INST (BHYIX) — Dividend — Sold

BLACKSTONE ALT MULT-STRAT INST (BXMIX) — Dividend

COLUMBIA SELECT LG CAP GW I (UMLGX) — Dividend — Buy (add'l)

COLUMBIA SELECT LG CAP VAL I (CSVZX) — Dividend

CONGRESS MID CAP GROWTH INSTL (IMIDX) — Dividend

DIAMOND HILL LONG-SHORT I (DHLSX) — Dividend

HARDING LOEVNER EMERG MKTS ADV (HLEMX) — Dividend — Sold (part)

INVESCO GLB REAL ESTATE Y (ARGYX) — Dividend

INVESCO OPP STLPTH MLP SEL40 Y (MLPTX) Formerly: OPI STEELPATH MLP — Dividend — Buy (add'l)

INVESCO OPP STLPTH MLP SEL40 Y (MLPTX) Formerly: OPI STEELPATH MLP — Dividend — Buy (add'l)

INVESCO INTL GROWTH Y (AIIYX) — None — Sold

JANUS HENDERSON FLEXIBLE BD I (JFLEX) — Dividend

JANUS HENDERSON INTL MNG VOL I (JMIIX) — Dividend — Buy

JANUS HENDERSON INTL OPP I (HFOIX) — Dividend

LOCORR MACRO STRATEGIES I (LFMIX) — Dividend

LORD ABBETT SHT DURATION INC F (LDLFX) — Dividend — Sold

PGIM HIGH YIELD Z (PHYZX) — Dividend — Buy

PGIM JENNISON GROWTH Z (PJFZX) — Dividend

PIMCO LOW DURATION INC I2 (PFTPX) — Dividend — Buy

PIMCO SHORT TERM I2 (PTSPX) — Dividend

VICTORY RS PARTNERS Y (RSPYX) — Dividend

VICTORY RS SMALL CAP GROWTH Y (RSYEX) — Dividend

VICTORY RS VALUE Y (RSVYX) — Dividend

VICTORY SOPHUS EMERG MKTS Y (RSENX) — Dividend — Buy

WILLIAM BLAIR INTL GROWTH I (BIGIX) — Dividend

IRA #2 (H)

MORGAN STANLEY BANK N.A. (CASH) — Interest

AMER CENT EMERG MKTS I (AMKIX) — Dividend

BLACKROCK INFLAT PROT BOND I (BPRIX) — Dividend

BNY MELLON NATURAL RESOURCES I (DLDRX) — Dividend — Buy

COLUMBIA SELECT LG CAP GROWTH I (UMLGX) — Dividend

COLUMBIA SELECT LG CAP VAL I (CSVZX) — Dividend

DIAMOND HILL LONG-SHORT I (DHLSX) — Dividend

GUGGENHEIM TOTAL RETURN BD I (GIBIX) — Dividend — Buy (add'l)

HARBOR INTERNATIONAL INST (HAINX) — Dividend

INVESCO DEVELOPING MARKETS Y (GTDYX) — None — Sold

INVESCO DIVERSIFIED DIVIDEND Y (LCEYX) — Dividend — Sold (part)

INVESCO INTL GROWTH Y (AIIYX) — None — Sold

INVESCO SMALL CAP VALUE Y (VSMIX) — Dividend

JANUS HENDERSON ENTERPRISE I (JMGRX) — Dividend

JANUS HENDERSON INTL MNG VOL I (JMIIX) — Dividend

JANUS HENDERSON INTL OPP I (HFOIX) — Dividend — Sold (part)

JANUS HENDERSON RESEARCH I (JRAIX) — Dividend

JPMORGAN MID CAP VALUE I (JMVSX) — Dividend

JPMORGAN SMALL CAP BLEND I (JDSCX) — Dividend

LOCORR MACRO STRATEGIES I (LFMIX) — Dividend — Sold (part)

PGIM JENNISON GROWTH Z (PJFZX) — Dividend — Sold (part)

PIONEER MLTI AST ULT SHT INC Y (MYFRX) — Dividend

VICTORY GLB NATURAL RES Y (RSNYX) — None — Sold

VICTORY RS VALUE Y (RSVYX) — Dividend — Buy (add'l)

VICTORY SOPHUS EMERG MKTS Y (RSENX) — Dividend — Buy

VICTORY TRIVLNT INTL SML CAP Y (MYSIX) — Dividend — Buy (add'l)

VIRTUS NWFLT MLTSEC SHTM BD I (PIMSX) — Dividend — Sold (part)

529 #1 (H)

VANGUARD EM MKT SEL STK C (VESCZ) (X) — None

CC 529 DFA US LARGE CAP VAL C (DFALZ) — None

AL AMER CENT EQ GW C (NAAMC) — None

AL NEUBRGR INTL LGCP C (NUBRR) — None

NORTHERN FUNDS INTERNATIONAL EQUITY INDEX (NRIEE) — None

LAZARD EMERGING MARKETS C (Y)

529 #2 (H)

CC 529 DFA US LARGE CAP VAL C (DFALZ) — None

NORTHERN BOND INDEX C 529 (NRBOO) — None

NORTHERN FUNDS INTERNATIONAL EQUITY INDEX (NRIEE) — None

NORTHERN MID CAP INDEX C 529 (NRMMM) — None

T ROWE PRICE BALANCED C (NTROO) — None

T ROWE PRICE LARGE CAP GROWTH (NRTWW) — None

T ROWE PRICE REAL ESTATE C (Y)

LAZARD EMERGING MARKETS C (Y)

529 #3 (H)

DFA REAL EST SEC C (DRSCZ) (X) — None

VANGUARD EMERGING MARKETS SEL STK C (VESCZ) (X) — None

CC 529 DFA US LARGE CAP VAL C (DFALZ) — None

T ROWE PRICE US SM CAP GROWTH (CTQGZ) — None

NORTHERN BOND INDEX C 529 (NRBOO) — None

NORTHERN FUNDS INTERNATIONAL EQUITY INDEX (NRIEE) — None

NORTHERN MID CAP INDEX C 529 (NRMMM) — None

NORTHERN SM CAP INDEX C (NRTCC) (Y)

PIMCO SHORT TERM C (NRPPM) — None

T ROWE PRICE BALANCED C (NTROO) — None

T ROWE PRICE LARGE CAP GROWTH (NRTWW) — None

LAZARD EMERGING MARKETS C (Y)

T ROWE PRICE REAL ESTATE C (Y)

Brokerage #1 (H)

ALPHABET INC CL C (GOOG) — None

AMAZON COM INC (AMZN) — None

Brokerage #2 (H)

MS PATHWAY ALTERN STRATEGIES (TALTX) (X) — None

MS PATHWAY INTERNATIONAL EQ (TIEUX) — Dividend

Brokerage #3 (H)

APPLE INC (AAPL) — Dividend

MICROSOFT CORP (MSFT) — Dividend

Brokerage #4 (H)

MSPBNA PREFERRED SAVINGS - QC (CASH) — Dividend — Open

Reimbursement — Law and Economics Center, George Mason University Antonin Scalia Law School — January 23-28, 2019 — Islamorada, FL — Judicial Education — Transportation, meals, and lodging

Reimbursement — American Bankruptcy Institute — April 11-14, 2019 — Washington, DC — Bankruptcy CLE — Transportation, meals, and lodging

Reimbursement — Northern District of Florida Bankruptcy Bar — September 12-13, 2019 — Pensacola, FL — Bankruptcy CLE — Transportation, meals, and lodging

Reimbursement — Cumberland Law School — October 24-25, 2019 — Birmingham, AL — Bankruptcy CLE — Transportation, meals, and lodging

Reimbursement — University of Alabama School of Law — November 15-16, 2019 — Birmingham, AL — Bankruptcy CLE — Transportation, meals, and lodging

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

OPI STEELPATH MLP SELECT 40 Y is now INVESCO OPP STLPTH MLP SEL40 Y (MLPTX).