Steven I. Locke

Citibank Cash Accounts — Interest

Hommel, Inc Common Stock — Int/Div

Brokerage Account #1 (H)

PM US Treasury Plus Money Market Fund — Int/Div

Apple Inc Common Stock — Int/Div

Walt Disney Co Common Stock — Int/Div

First Horizon Natl Corp Common Stock — Int/Div — Sold (part)

Intemational Business Machines Common Stock — Int/Div

Macquirie Infrastructure Corp - Was Macquirie Infrastructure LLC — Int/Div

Motorola Solutions Inc. Common Stock — Int/Div

Microchip Technology Inc Common Stock — Distribution

Pfizer Inc Common Stock — Int/Div

Terra Inventions Corp Common Stock — None

Teradyne Inc Common Stock — Int/Div — Sold

Brokerage Account #2(H)

Columbia Acom Fund A — Int/Div

Brokerage Account #3 (H)

Apple, Inc — Int/Div

Coming, Inc — Int/Div

Walt Disney Co — Int/Div

Intemational Business Machines Comp — Int/Div

Pepsico — Int/Div

Cash- "PMorgan Securities — None

Brokerage Account # (H)

Apple, Inc — Int/Div

Walt Disney Co — Int/Div

Pepsico — Int/Div

Cash- "PMorgan Securities — None

Retirement Account #1 (H)

Dreyfus Ins Deposit Program I — Interest — Closed

AB Global Bod Fund Advisor C1 P Shares — Int/Div

American Century Short Duration Inflation Protection Bnd Fd Inv C1 — Int/Div

Baron Emerging Markets Fund Institutional Class — Int/Div

Blackrock Floating Rate Income Portfolio Fund Institutional Class — Int/Div

Blackrock Strategic Income Oppt Portfolio Fd Inslt Cl — Int/Div

Carillon Eagle Small Cap Growth Fund C1 I — Int/Div

Cohen & Steers Real Estate Securities Fund Class I — Int/Div

Federated Kaufmann Large Cap Fund Class 1S — Int/Div — Sold

Fidelity Advisor International Small Cap Fund Class I — Int/Div

Hartford Core Equity Fund Class I — Int/Div — Sold

The Oakmark Inemational Fund Inv Cl — Int/Div

ohn Hancock Bond Fund Class I — Int/Div

ohn Hancock Disciplined Value Mid Cap Fund Class I — Int/Div

ohn Hancock Internatioanl Growth fund Class I — Int/Div

New World Fund Class F-2 — Int/Div

Northem Small Cap Value Fund — Int/Div — Sold

Principal Midcap Fund Institutional Class — Int/Div

Pimco Income Fund Class I-2 Class Change from Class P — Int/Div

Ishares Tr Core S&P 500 ETF — Int/Div — Buy (add'l)

Ishares Tr Core S&P Mid-Cap ETF — Int/Div

Ishares Tr Core S&P Small-Cap ETF — Int/Div — Buy (add'l)

Ishares Tr Core S&P Small-Cap ETF — Buy (add'l)

Vanguard Developed Markets Index Fund Admiral Class — Int/Div

Vanguard Intl Equity Index Fds Total World Stk Index Fd ETF — Int/Div — Buy (add'l)

Vanguard REIT Index Fund Admiral Shares — Int/Div

Vanguard Index Fds S&P 500 — Int/Div — Buy

NM FDIC Insured Deposit A?C — Int/Div — Open

Retirement Account #2 (H)

Dreyfus Ins Deposit Program I — Int/Div — Closed

Alliance Bernstein Global Real Estate Investment Fd C1 A — Int/Div

Europacific Growth Fund Class A — Int/Div

The Growth Fund of America Class A — Int/Div

MFS Value Fund Class A — Int/Div

Invesco Oppenheimer Global Strategic Income Fund Class A — Int/Div — Change

Pimco Total Return Class A — Int/Div

Small-Cap World Fund Class A — Int/Div

Victory Integrity Small-Cap Value Fund — Int/Div

Washington Mutual Investors Fund Class A — Int/Div

NM FDIC INSURED DEPOSIT — None — Open

College Fund #1 (H)

The Bond Fund of America -529A — Int/Div

The Growth Fund of America - 529A — Int/Div

The Income Fund of America - 529A — Int/Div

New Perspective Fund - 529A — Int/Div

Washington Mutual Investors Fund - 529A — Int/Div

College Fund #2 (H)

NYS 529 College Svgs Plan Moderate A ge- Based Opt Conservative Growth — None — Note 1, Part VIII

College Fund #3 (H)

NYS 529 College Svgs Plan Moderate A ge- Based Opt Conservative Growth — None — Buy (add'l) — Note 1, Part VIII

Rental Property #1, Brooklyn, NY — Rent — Note 2, Part VIII

AALS Partnership — None — Not 3, Part VIII

Income — 2019 — St ohns University, Teaching — $8,000.00

Spouse's income — 2019 — State of New Y ork, Salary

Notes to Part VIL

Note 1. College Funds which do not report income as an item separate from change in value.

Note 2. Property was purchased in 2002 for $1,335,000.

Note 3. Omitted from prior reports. Assets are investments in real estate in Los Angeles, CA made 5/16/16

Judge Locke & [Ji] own 50% of AALS

There are four properties as follows:

AALS Interest

Arc Marathon LLC

4.26412%

Galltin Curson LLC

19231%

Gallatin Manhattan LLC

1.922932%

Gallatin Vendome LLC

1.923083%