Leo Theodore Sorokin

What was filed

205
investments
0
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
1
spouse income

Named parties

See Note
Converted to Admiral
Conversion from Line 78
Converted to Admiral Line
Conversion from Line 80
Conversion from Line 82
Was named GSV Capital
Conversion to Admiral
Conversion from Line 186
ABA Criminal Law Section Conference
University of Michigan School of Law
Self-employed - psychologist

As filed

Rental/ Property, Barnstable Cty MA (2001, 273,100) — Rent

Bank of America Accounts — Interest

IRA #1

Fidelity Contrafund — Distribution

Fidelity Pacific Basin — Distribution

Davis NY Venture Fund C — Dividend

Fidelity Gov't Cash Reserves — Dividend

Intentionally Blank

IRA #3

Amazon — None

Intentionally Blank

FDIC Insured Deposit at BNY Mellon — Int./Div. — See Note

Allianz FDS Small Cap — Dividend

Allianz Mid Cap Fund — Dividend

PIMCO Total Return — Dividend

Brokerage Acct#1

Intentionally Blank

Fidelity Government Money Market — Interest

Vanguard Total Stock Market ETF — Dividend

Bristol Myers Squibb — Dividend

Wisdomtree Investments — Dividend — Sold

Healthcare Realty Trust, Inc. — Dividend — Sold (part)

Healthcare Realty Trust, Inc. — Sold (part)

Berkshire Hawthaway Series B — None — Sold (part)

Saul Centers — Dividend — Redeemed

Alibaba — None — Sold (part)

Apple — Dividend

Sector Spdr Tech Select Sector — Dividend — Sold (part)

Sector Spdr Tech Select Sector — Sold (part)

Intentionally Blank

IRA #4

Vanguard Prime Money Market Fund — Int./Div. — Buy

Vanguard 500 Index Fund Adm — Dividend — Buy (add'l)

Vanguard 500 Index Fund Adm — Buy (add'l)

Vanguard Intermediate Term Investment Grade Fund — Dividend

Vanguard U.S. Value Fund — Dividend — Buy (add'l)

Vanguard U.S. Value Fund — Buy (add'l)

Vanguard Emerging Markets Stock Index Adm — Dividend — Buy (add'l)

Vanguard Emerging Markets Stock Index Adm — Buy (add'l)

Brokerage Acct#2

Vanguard U.S. Value Fund — Dividend

Vanguard Total International Stock Index — Dividend — Sold — Converted to Admiral

Vanguard Total International Stock Index Admiral — Dividend — Buy — Conversion from Line 78

Vanguard Total Stock Market Index — Dividend — Sold — Converted to Admiral Line

Vanguard Total Stock Market Index Admiral — Dividend — Buy — Conversion from Line 80

Vanguard 500 Index Fund — Dividend — Sold — Converted to Admiral

Vanguard 500 Index Fund Admiral — Dividend — Buy — Conversion from Line 82

Brokerage Acct#4

American Century Income and Growth Fund — Dividend

IRA #5

American Century Equity Income — Dividend

American Century Prime Money Market — Interest

American Century Small Cap Value Fund — Dividend

Limited Partnership Wolf Paca I — Int./Div.

Limited Partnership Joppa East — Dividend

OC, LLC — None

IRA Account 14A

Fidelity Government Money Market — Interest

Matthews Pacific Tiger — Dividend

Sector Spider Technology Select — Dividend

Square Inc — None

Brokerage Account 14B

Fidelity Government Money Market — Interest

Sterling Bank Corp — Dividend

Canopy Growth — None

Trust #4

Fidelity Government Money Market — Int./Div.

Williams Companies — Int./Div.

Fund Royce Opportunity Fund Investment Class N/L — None — Sold

Fund Oppenheimer DevMkts Fund — None — Sold

Kinder Morgan — Int./Div.

Hartford International Value Fund — None — Sold

Berkshire Hathaway B — None

Crown Castle — Int./Div.

Stock Alleghany Corp — None

Flow 2006 LLC — Int./Div.

VSECU Bank Account — Int./Div.

Fund Hartford Capital Appreciation Fund Class A — Int./Div.

Liberty Broadband Corp Series A (LBRDA) — None

Liberty Broadband Corp Series C (LBRDK) — None

Liberty Media Corp Com A (LSXMA) — None

Liberty Media Corp Delaware Com C (LSXMK) — None

Liberty Media Corp Delaware Com A (BATRA) — None

Liberty Media Corp Delaware Com C Media (FWONK) — None

Liberty Media Corp Delaware Com A Media (FWONA) — None

Liberty Media Corp Delaware Com C (BATRK) — None

Fund Third Avenue Focused Credit Fund Investor Class (Y) — See Note

Longleaf Small-cap Fund — None — Sold

Putnam Capital Spectrum — None — Sold

Netflix — None

Canopy Growth — None

Trust #5

Fidelity Government Money Market — Interest

Stock Sector Spdr TR Tech Select Sector XLK — Int./Div.

Alibaba Group — None

Verizon Communications — Int./Div.

Gunpowder W Corp. — None

Joppa East Limited Partnership — Int./Div.

Mayfield W, Inc. — Int./Div.

MHW, LLC — Distribution

Exploration Capital 2005 — None — Redeemed

Wolf Realty Corp. — None

Saul Centers Bond — Int./Div. — Redeemed

VSECU Bank Account — Int./Div.

Merck — Int./Div.

Sutter Rock Capital — Int./Div. — Was named GSV Capital

Loan to Trust #4 — None

Alphabet — None

Home Depot — Int./Div.

Salesforce Com — None

IRA Account 20

Intentionally Blank

Fidelity FDIC Insured Deposit — Int./Div.

Lyft Inc — None — Buy

Chipotle — None

Illumina — None

Netflix — None

Synaptics — None

Square Inc. - A — None

Amazon — None

IRA BA 17- DONE

AMG Managers Fair Pointe Mid Cap fund — Dividend

American Mutual Fund Cl F2 — Dividend

Brown Capital Mgt Small C. Inv. — Dividend

Intentionally Blank

Fidelity 500 Index FD Investor Class — Dividend

Intentionally Blank — None

Aberdeen Total Return Bond Fund Cl I — Dividend

Intentionally Blank

Fidelity Total Bond — Dividend

PIMCO Total REturn Instl — Dividend

Osterweis Strategic Income Fund — Dividend — Sold

Fidelity Cash Reserves — Interest

Fidelity Small Cap Index Investor — Distribution

Costoco Wholesale — Dividend

IRA 18

Schwab Adv Cash Reserves — Dividend

Plum Crk Tmbrlnd Bonds due 3/15/21 — Interest

Abbot Labs — Interest

Acuity Brands — Dividend

CISCO Systems — Dividend

General Electric Co. — Dividend

International Business Machines — Dividend

PPG Industries — Dividend

United Parcel Service Class B — Dividend

Weyerhaeuser Co REIT (fromerly Plum Creek Timber Co. REIT) — Interest

Marathon Value Portfolio — Dividend

Vanguard Total Stock Market Index Fund — Dividend — Sold — Conversion to Admiral

Vanguard Total Stock Market Index Admiral — Dividend — Buy — Conversion from Line 186

Ishares Exp Technology ETF — Dividend

Technology Select Sector Spdr ETF — Dividend

Fuel Cell Energy — None

WABTEC — Dividend — Spinoff (from line 178)

Utah Ed Savings Age Based Aggressive Global Fund — Dividend — Buy (add'l)

Utah Ed Savings Age Based Aggressive Global Fund — Buy (add'l)

Utah Ed Savings Age Based Aggressive Global Fund — Buy

USAA Bank Accounts — Int./Div.

BA Account 19

Schwab Cash Account — Int./Div.

Reimbursement — ABA Criminal Law Section Conference — 11/08/2019-11/11/2019 — 9 Washington, DC — Presenting on Breakout Panel — Transportation and food

Reimbursement — University of Michigan School of Law — 02/21/2019-02/22/2019 — 9 Ann Arbor, MI — Presenting on Panel and Speaking to students — Transportation, lodging and food

Spouse's income — 2019 — Self-employed - psychologist

For 2019

Line 14 Name listed incorrectly on last year's report.

Line 123 Trust #4 Third Avenue Focused Credit Fund was sold due to fund liquidation on June 27, 2018 for a value of category J and no gain. This was

inadvertently not reported on my 2018 report. In preparing the 2019 report, I discovered the error. Note that the value had declined to below $1,000.00.