Emmet G. Sullivan

2019

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What was filed

169
investments
1
positions
0
gifts
1
agreements
1
debts
0
reimbursements
1
income
0
spouse income

Named parties

Director
Wells Fargo
Pension (D.C. Government)

As filed

Individual Assets (H)

Wells Fargo (cash accounts) — Interest

Rental Property I Income (Washington, DC) — Rent

Rental Property II Income (Washington, DC) — Rent

Brokerage Account #1 (H)

Dreyfus Govt Cash Mgmt (cash) — Interest

Abbott Laboratories (ABT) — Dividend — Buy (add'l)

Adidas AG Spons ADR (ADDYY) — Dividend

Adobe Inc (ADOBE) — None — Buy

Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — None — Buy

Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — Buy (add'l)

Alphabet Inc. C1 A (GOOGL) — None

Amazon.com Inc (AMZN) — None

Apple Inc. (AAPL) — Dividend

Blackstone Group Inc Cl A (BX) — Dividend — Buy

Blackstone Group Inc Cl A (BX) — Buy (add'l)

Carmax Inc (KMX) — None — Buy

Carmax Inc (KMX) — Buy (add'l)

CDW Corp (CDW) — Dividend — Buy

CDW Corp (CDW) — Buy (add'l)

Comcast Corp Cl A New (CMCSA) — Dividend — Buy

Comcast Corp Cl A New (CMCSA) — Buy (add'l)

Costco Wholesale Corp (COST) — Dividend

D R Horton Inc (DHI) — Dividend — Buy

D R Horton Inc (DHI) — Buy (add'l)

Ferrari NV New (RACE) — None — Buy

Ferrari NV New (RACE) — Buy (add'l)

JPMorgan Chase & Company (JPM) — Dividend — Buy (add'l)

JPMorgan Chase & Company (JPM) — Buy (add'l)

L3Harris Technologies Inc (LHX) — Dividend — Buy

L3Harris Technologies Inc (LHX) — Buy (add'l)

LAM Research Corp (LRCX) — None — Buy

LAM Research Corp (LRCX) — Buy (add'l)

Microsoft Corp (MSFT) — Dividend — Buy (add'l)

Microsoft Corp (MSFT) — Buy (add'l)

Northrop Grumman Corp (NOC) — Dividend — Buy

Northrop Grumman Corp (NOC) — Buy (add'l)

Paypal Holdings Inc (PYPL) — None — Buy

Starbucks Corp (SBUX) — Dividend — Buy

Starbucks Corp (SBUX) — Buy (add'l)

Texas Instruments Inc (TXN) — Dividend — Buy

Texas Instruments Inc (TXN) — Buy (add'l)

Thermo Fisher Scientific Inc (TMO) — None — Buy

Thermo Fisher Scientific Inc (TMO) — Buy (add'l)

United Rentals Inc (URI) — None — Buy

United Rentals Inc (URI) — Buy (add'l)

United Healthcare Group Inc (UNH) — Dividend

Visa Inc Class A (V) — Dividend

Walt Disney Co (DIS) — Dividend — Sold

Walt Disney Co (DIS) — Buy

Walt Disney Co (DIS) — Buy (add'l)

Waste Management Inc Del (WM) — Dividend — Buy

Waste Management Inc Del (WM) — Buy (add'l)

Zebra Technologies Corp Cl A (ZBRA) — None — Buy

Zoetis Inc Cl A (ZTS) — Dividend — Buy

Zoetis Inc Cl A (ZTS) — Buy (add'l)

iShares Russell 1000 Value ETF (IWD) — Dividend

iShares Russell 1000 Growth ETF (IWF) — Dividend

JPMorgan Mid Cap Value Cl I (JMVSX) — Dividend

T Rowe Price Growth Stock (PRGFX) — Dividend

AB Global Bond Advisor (ANAYX) — Dividend — Sold

MFS Intl Value Cl I (MINIX) — None — Sold

LPL Financial Holdings Inc (LPLA) — Dividend — Buy

LPL Financial Holdings Inc (LPLA) — Sold

Deleware Value Instl Cl (DDVIX) — Dividend — Sold

Invesco Oppenheimer Intl Small-mid Cl Y (OSMYX) (Frmly Oppenheimer) — None — Sold

Aurora Cannabis Inc (ACB) — None — Buy

Aurora Cannabis Inc (ACB) — Sold

Union Pacific Corp (UNP) — Dividend — Buy

Union Pacific Corp (UNP) — Sold

Automatic Data Processing Inc (ADP) — Dividend — Buy

Automatic Data Processing Inc (ADP) — Buy (add'l)

Automatic Data Processing Inc (ADP) — Sold

Merk & Company Inc (MRK) — Dividend — Buy (add'l)

Merk & Company Inc (MRK) — Sold

Nextera Energy Inc (NEE) — Dividend — Buy (add'l)

Nextera Energy Inc (NEE) — Sold

IRA Account #1 (H)

Janney Sweep Account (cash) — Interest

Abbott Laboratories (ABT) — Dividend — Buy

Adobe Inc (ADBE) — None — Buy

Adobe Inc (ADBE) — Sold (part)

Alphabet Inc Cl A (GOOGL) — None — Buy

Amazon.com Inc (AMZN) — None — Buy

Apple Inc (AAPL) — Dividend — Buy

Apple Inc (AAPL) — Sold (part)

Costco Wholesale Corp (COST) — Dividend — Buy

D R Horton Inc (DHI) — Dividend — Buy

L3Harris Technologies Inc (LHX) — Dividend — Buy

L3Harris Technologies Inc (LHX) — Sold (part)

Microsoft Corp (MSFT) — Dividend — Buy

Microsoft Corp (MSFT) — Sold (part)

United Rentals Inc (URI) — None — Buy

United Rentals Inc (URI) — Buy (add'l)

Unitedhealth Group Inc (UNH) — Dividend — Buy

Unitedhealth Group Inc (UNH) — Sold (part)

Unitedhealth Group Inc (UNH) — Buy (add'l)

Visa Inc Cl A (V) — Dividend — Buy

Visa Inc Cl A (V) — Sold (part)

Zoetis Inc Cl A (ZTS) — Dividend — Buy

Zoetis Inc Cl A (ZTS) — Sold (part)

First Trust Large Cap Core Alphadex ETF (FEX) — Dividend — Buy

First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)

IShares Russell Mid Cap ETF (IWR) — Dividend — Buy

Vanguard S&P 500 Index ETF (VOO) — Dividend — Buy

Vanguard S&P 500 Index ETF (VOO) — Sold (part)

PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Buy

PGIM Absolute Return Bond Cl Z (PADZX) — Dividend — Buy

Putnam Short Duration Income CL Y (PSDYX) — Dividend — Buy

Merck & Company Inc New (MRK) — None — Buy

Merck & Company Inc New (MRK) — Sold (part)

Merck & Company Inc New (MRK) — Sold

Delaware Emerging Markets Instl Cl (DEMIX) — None — Buy

Delaware Emerging Markets Instl Cl (DEMIX) — Sold

Union Pacific Group (UNP) — Dividend — Buy

Union Pacific Group (UNP) — Buy (add'l)

Union Pacific Group (UNP) — Sold

Nextera Energy Inc (NEE) — Dividend — Buy

Nextera Energy Inc (NEE) — Sold (part)

Nextera Energy Inc (NEE) — Sold

LPL Financial Holdings Inc (LPLA) — None — Buy

LPL Financial Holdings Inc (LPLA) — Buy (add'l)

LPL Financial Holdings Inc (LPLA) — Sold

Prudential Premier Retirement Variable Annuity (H)

AST T Rowe Price Asset Allocation — None — Redeemed

AST Prudential Growth Allocation — None — Redeemed

AST Advanced Strategies Portfolio — None — Redeemed

AST Investment Grade Bond — None — Redeemed

IRA Account #2 (H)

First Trust Nasdaq Bank ETF (FTXO) — Dividend — Sold (part)

First Trust Horizon Managed Volatility Dev Intl ETF (HDMV) — Dividend — Buy

First Trust Cap Strength ETF (FTCS) — Dividend — Buy

First Trust Consumer Discretionary Alphadex ETF (FXD) — Dividend — Buy (add'l)

First Trust Emerging Markets Alphadex (FEM) — Dividend — Buy (add'l)

First Trust Europe Alphadex ETF (FEP) — Dividend — Sold (part)

First Trust Large Cap Value Opportunity ETF (FTA) — Dividend — Sold (part)

First Trust Large Cap Value Opportunity ETF (FTA) — Sold (part)

First Trust Large Cap Growth Opportunity (FTC) — Dividend — Buy (add'l)

First Trust Large Cap Growth Opportunity (FTC) — Buy (add'l)

First Trust Mid Cap Growth Alphadex ETF (FNY) — Dividend — Buy

First Trust NYSE Arca Bio Tech Index (FBT) — None — Buy (add'l)

First Trust Technology Alphadex (FXL) — Dividend — Buy (add'l)

First Trust Technology Alphadex (FXL) — Sold (part)

First Trust Technology Alphadex (FXL) — Buy (add'l)

First Trust Value Line Dividend Index ETF (FVD) — Dividend — Buy

First Trust Value Line Dividend Index ETF (FVD) — Buy (add'l)

AB Global Bond Advisor (ANAYX) — Dividend — Sold (part)

PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Sold (part)

PGIM Total Return Bond Cl Z (PDBZX) — Sold (part)

First Trust US Equity Opportunity Fund (FPX) — None — Sold

First Trust Energy Alphadex ETF (FXN) — None — Sold

First Trust Mid Cap Core Alphadex (FNX) — Dividend — Sold

First Trust Dow 30 Equal Weight ETF (EDOW) — Dividend — Buy

First Trust Dow 30 Equal Weight ETF (EDOW) — Sold

First Trust Healthcare Alphadex ETF (FXH) — None — Buy

First Trust Healthcare Alphadex ETF (FXH) — Buy (add'l)

First Trust Healthcare Alphadex ETF (FXH) — Sold

First Trust Small Cap Core Alphadex (FYX) — Dividend — Sold

First Trust Cloud Computing Index ETF (SKYY) — Dividend — Sold

First Trust Japan Alphadex ETF (FJP) — Dividend — Sold (part)

First Trust Japan Alphadex ETF (FJP) — Sold

Abramson Scholarship Foundation, Director

Agreement — 1994 — D.C. Government (defined benefit pension plan)

Liability — Wells Fargo — Equity Line / Rental Property, Washington, DC

Income — 2019 — Pension (D.C. Government) — $67,983.00

Part VII, line 2: One-third interest Rental Property #1 (Washington, DC) - the assessed total value is $592,000.00

Part VII, line 3: One-half interest in Rental Property #2 (Washington, DC) - the assessed total value is $1,446,000.00

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.