Alexander F. MacKinnon

INVESTMENT PARTNERSHIPS (H)

K&E 1995 PEF — Int./Div.

K&E 1997 PEF — Int./Div.

K&E 1999 PEF — Int./Div.

K&E 2001 PEF — Int./Div.

K&E 2003 PEF — Int./Div.

K&E 2004 PEF — Int./Div.

K&E 2005 PEF — Int./Div.

K&E 2006 PEF — Int./Div.

K&E 2007 PEF — Int./Div.

K&E 2008 PEF — Int./Div.

K&E 2009 PEF — Int./Div.

K&E 2010 PEF — Int./Div.

K&E 2012 PEF — Int./Div.

K&E 2014 PEF — Int./Div.

K&E 2015 PEF — Int./Div.

K&E 1996 DIF — Int./Div.

K&E 1998 DIF — Int./Div.

K&E 2000 DIF — Int./Div.

K&E 2000-B DIF — Int./Div.

K&E 2002 DIF — Int./Div.

K&E 2003 DIF — Int./Div.

K&E 2004 DIF — Int./Div.

K&E 2004-B DIF — Int./Div.

K&E 2005 DIF — Int./Div.

K&E 2006 DIF — Int./Div.

K&E 2008 DIF — Int./Div.

K&E 2011 DIF — Int./Div.

ACCEL-KKR GROWTH — Int./Div.

ACCEL-KKR III — Int./Div.

ACCEL-KKR IV — Int./Div.

APAX VIII-B — Int./Div.

BAIN ASIA II — Int./Div.

CARLYLE ASIA IV — Int./Div.

CARLYLE VI — Int./Div.

EDGEWATER GROWTH II — Int./Div.

FORTRESS REAL ESTATE — Int./Div.

GEM REALTY IV — Int./Div.

IRVING PLACE III — Int./Div.

OCM / OAKTREE EUROPE III — Int./Div.

OCM / OAKTREE OPPS IX (DISTRESSED) — Int./Div.

OCM / OAKTREE OPPS VIIB (DISTRESSED) — Int./Div.

OCM / OAKTREE OPPS VIII (DISTRESSED) — Int./Div.

OCM / OAKTREE OPPS VIIIB (DISTRESSED) — Int./Div.

OCM / OAKTREE POWER III — Int./Div.

OCM / OAKTREE PRINCIPAL IV (LBO) — Int./Div.

OCM / OAKTREE PRINCIPAL V (LBO) — Int./Div.

SANKATY CREDIT OPPORTUNITIES III — Int./Div.

SANKATY CREDIT OPPORTUNITIES IV — Int./Div.

SILVER OAK SERVICES PARTNERS II — Int./Div.

SUN VI — Int./Div.

VESTAR VI — Int./Div.

WALTON STREET REAL ESTATE FUND VII — Int./Div.

WARBURG PINCUS XI — Int./Div.

MERRILL LYNCH TRADITIONAL IRA 1 (H)

BANK OF AMERICA N.A. — Interest

INVESCO OPNHMR GLOBAL OPPORTUNITIES FUND CL C (OGICX) — Dividend — Buy

VANGUARD MID CAP INDEX ADM (VIMAX) — Dividend

VANGUARD BAL INDEX ADM (VBIAX) — Dividend

VANGUARD EURO STK INDX ADM (VEUSX) — Dividend

VANGUARD GLOBAL EQUITY INV (VHGEX) — Dividend

VANGUARD DIVIDEND GRW INV (VDIGX) — Dividend

VANGUARD 500 INDX ADMIRAL (VFIAX) — Dividend

MERRILL LYNCH TRADITIONAL IRA 2 (H)

BANK OF AMERICA-CALIFORNIA, N.A. — Interest

BANK OF AMERICA N.A. — Interest

DWS GLOBAL HIGH INCOME INSTL (MGHYX) — Dividend — Buy

DWS GLOBAL HIGH INCOME INSTL (MGHYX) — Buy (add'l)

DEUTSCHE GLOBAL HIGH (SGHSX) — Dividend — Buy (add'l)

DEUTSCHE GLOBAL HIGH (SGHSX) — Buy (add'l)

DEUTSCHE GLOBAL HIGH (SGHSX) — Sold

VANGUARD TOTAL INTERNATL (BNDX) — Buy (add'l)

ISHARES MSCI EMERGING MKTS ETF (EEM) — Dividend — Sold (part)

ISHARES MSCI EMERGING MKTS ETF (EEM) — Buy (add'l)

ISHARES MSCI EMERGING MKTS ETF (EEM) — Buy (add'l)

ISHARES MSCI EMERGING MKTS ETF (EEM) — Sold (part)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Dividend — Sold (part)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Sold (part)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Sold (part)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Buy (add'l)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Buy (add'l)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Sold (part)

ISHARES RUSSELL 1000 VALUE ETF (IWD) — Dividend — Sold (part)

ISHARES RUSSELL 1000 VALUE ETF (IWD) — Buy (add'l)

ISHARES RUSSELL 1000 VALUE ETF (IWD) — Buy (add'l)

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Dividend — Sold (part)

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Buy (add'l)

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Buy (add'l)

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Buy (add'l)

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Sold (part)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Dividend — Sold (part)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Buy (add'l)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Sold (part)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Buy (add'l)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Sold (part)

ISHARES RUSSELL MIDCAP G ETF (IWP) — Dividend — Sold (part)

ISHARES RUSSELL MIDCAP G ETF (IWP) — Sold (part)

ISHARES RUSSELL MIDCAP G ETF (IWP) — Sold (part)

ISHARES RUSSELL MIDCAP G ETF (IWP) — Buy (add'l)

ISHARES RUSSELL MIDCAP G ETF (IWP) — Buy (add'l)

ISHARES RUSSELL MIDCAP V ETF (IWS) — Dividend — Sold (part)

ISHARES RUSSELL MIDCAP V ETF (IWS) — Buy (add'l)

ISHARES RUSSELL MIDCAP V ETF (IWS) — Sold (part)

ISHARES RUSSELL MIDCAP V ETF (IWS) — Buy (add'l)

ISHARES CORE US AGGREGATE BOND ETF (AGG) — Dividend — Buy (add'l)

ISHARES CORE US AGGREGATE BOND ETF (AGG) — Sold (part)

ISHARES CORE US AGGREGATE BOND ETF (AGG) — Sold (part)

ISHARES CORE US AGGREGATE BOND ETF (AGG) — Sold (part)

ISHARES CORE US AGGREGATE BOND ETF (AGG) — Buy (add'l)

ISHARES TIPS BOND ETF (TIP) — Dividend — Buy (add'l)

ISHARES TIPS BOND ETF (TIP) — Sold (part)

ISHARES TIPS BOND ETF (TIP) — Buy (add'l)

ISHARES TIPS BOND ETF (TIP) — Buy (add'l)

ISHARES SHORT TREASURY BOND ETF (SHV) — Dividend — Buy (add'l)

ISHARES SHORT TREASURY BOND ETF (SHV) — Buy (add'l)

ISHARES SHORT TREASURY BOND ETF (SHV) — Sold (part)

ISHARES SHORT TREASURY BOND ETF (SHV) — Sold (part)

ISHARES MSCI JAPAN ETF (EWJ) — Dividend — Buy (add'l)

ISHARES MSCI JAPAN ETF (EWJ) — Buy (add'l)

ISHARES MSCI JAPAN ETF (EWJ) — Sold (part)

ISHARES MSCI JAPAN ETF (EWJ) — Sold (part)

ISHARES TR MSCI EAFE (EFG) — Dividend — Sold (part)

ISHARES TR MSCI EAFE (EFG) — Sold (part)

ISHARES TR MSCI EAFE (EFG) — Sold (part)

ISHARES TR MSCI EAFE (EFG) — Buy (add'l)

ISHARES TR MSCI EAFE (EFG) — Sold (part)

VANGUARD TOTAL INTERNATL (BNDX) — Dividend — Buy (add'l)

VANGUARD TOTAL INTERNATL (BNDX) — Sold (part)

VANGUARD TOTAL INTERNATL (BNDX) — Sold (part)

VANGUARD TOTAL INTERNATL (BNDX) — Sold (part)

MERRILL LYNCH TRUST ACCOUNT (H)

BANK OF AMERICA N.A. — Interest

SAN FRAN CA CY-CO PUWTR REV SER A — Interest — Redeemed

ROCK CNTY WIS GENL OBLIG ROCK HAVEN PROJ SER-B — Interest

TOMBALL TEX CTFS OBLIG — Interest

CALIFORNIA ST PUB WKS BRD LEASE REV — Interest

CLOVIS CALIF WTR REV REF-1 — Interest

FREMONT CALIF CTFS PARTN REV — Interest — Redeemed

PLEASANT HILL CALIF REC & PK DIST GENL OBLIG-B — Interest

SALIDA CALIF AREA PUB FACS FIN G AGY CMNTY FACS DIST SPL TAX — Interest

ANTIOCH UNIFIED SCHOOL DIST GENL OBLIG SER-B — Interest

CLOVIS CALIF UNI SCH DIST — Interest

SACRAMENTO CALIF CITY UNI SCH DIST REF — Interest — Sold

SAN JOSE CALIF ARPT REV REF-B — Interest

CALIFORNIA MUN FIN AUTH — Interest

LINCOLN CALIF UNI SCH DIST SAN JOAQUIN SER-C — Interest

SACRAMENTO CALIF MUN UTIL DIST FING AUTH REV REF — Interest

MARIN CALIF HEALTHCARE — Interest

LAYTONVILLE UNI SCH DIST CALI SER-A — Interest

JOHN SWETT CALIF UNI SCH — Interest

MARYLAND ST HEALTH & HIGHER EDL FACS AUTH REV-C — Interest

NORTHERN CALIFORNIA POWER AGENCY HYDROELEC PJ-1 REV REF-A — Interest

SANTA CLARA CALIF UNI SCH DIS OID — Interest

SAN FRANCISCO CALIF CITY & CNT OID — Interest

BAY AREA TOLL AUTH CALIF TOLL BRDG REV — Interest — Buy

NEW HAVEN CALIF UNI SCH DIST GO REF BDS A LT BAM — Interest — Buy

OAKLAND CALIF UNI SCH DIST ALAMEDA CNTY GO LT — Interest — Buy

VISALIA CALIF UNI SCH DIST GO BDS 2015 LT — Interest — Buy

FORT BEND CO TEX MUD#169 REV WTR SWR A OID AGM — Interest — Buy

WARREN CO KY SD FIN CRP BLG RV BDS B SCH GTD OID — Interest — Buy

ELK GROVE CALIF UNI SCH DIST GO BDS 2019 LT OID — Interest — Buy

MORGAN STANLEY 2 PERSONAL ACCOUNT (H)

MORGAN STANLEY BANK N.A. — Interest

ABBOTT LABORATORIES (ABT) — Dividend

ABBVIE INC COM (ABBV) — Dividend

FRONTIER COMMUNICATIONS CORP (FTR) — Dividend

AMERICAN AMCAP A (AMCPX) — Dividend

AMERICAN EUROPACIFIC GRW A (AEPGX) — Dividend

AMERICAN INV CO OF AMER A (AIVSX) — Dividend

AMERICAN MUTUAL A (AMRMX) — Dividend

AMERICAN NEW WORLD A (NEWFX) — Dividend

AMERICAN SMALLCAP WORLD A (SMCWX) — Dividend

TEMPLETON FOREIGN FUND C (TEFTX) — Dividend

MORGAN STANLEY 2 TRADITIONAL IRA (H)

MORGAN STANLEY BANK N.A. — Interest

AMERICAN AMCAP A (AMCPX) — Dividend

AMERICAN EUROPACIFIC GRW F1 (AEGFX) — Dividend

DEUTSCHE GLB INFRASTRUCTURE C (TOLCX) — Dividend — Sold

DEUTSCHE UNCONSTRAINED INC A (KSTAX) — Dividend — Sold

DWS EMERG MKTS EQUITY A (SEKAX) — Dividend — Buy

DWS GLOBAL INC BUILDER C (KTRCX) — Dividend — Buy

TEMPLETON FOREIGN FUND C (TEMFX) — Dividend

VOYA GBL VALUE ADVANTAGE C (NAWGX) — Dividend

MORGAN STANLEY 2 TRADITIONAL IRA 2 (H)

MORGAN STANLEY BANK N.A. — Interest

ISHARES 20+ YR TREASU BOND ETF (TLT) — Dividend — Buy

ISHARES CORE MSCI EAFE ETF (IEFA) — Dividend — Sold (part)

ISHARES CORE MSCI EAFE ETF (IEFA) — Buy (add'l)

ISHARES CORE MSCI EMERGING (IEMG) — Dividend — Buy (add'l)

ISHARES CORE MSCI EMERGING (IEMG) — Buy (add'l)

ISHARES RUSSELL 1000 GRW ETF (IWF) — Dividend — Sold (part)

ARCONIC INC (ARNC) — Dividend

ISHARES RUSSELL 1000 VALUE ETF (IWD) — Dividend — Sold (part)

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Dividend — Buy (add'l)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Dividend — Buy (add'l)

ISHARES RUSSELL 2000 VALUE ETF (IWN) — Buy (add'l)

ISHARES RUSSELL MIDCAP G ETF (IWP) — Dividend — Sold (part)

ISHARES RUSSELL MIDCAP V ETF (IWS) — Dividend — Sold (part)

ISHARES TIPS BOND ETF (TIP) — Dividend — Buy (add'l)

PIMCO ENHANCED SHRT MTRT EXC (MINT) — Dividend — Buy (add'l)

VANGUARD SHORT TERM BND (BSV) — Dividend — Sold (part)

VANGUARD SHORT TERM BND (BSV) — Buy (add'l)

VANGUARD TOTAL BOND MARKET (BND) — Dividend — Sold (part)

VANGUARD TOTAL BOND MARKET (BND) — Buy (add'l)

ISHARES INC MSCI JAPAN ETF (EWJ) — Dividend — Sold (part)

MORGAN STANLEY 2 TRUST ACCOUNT (H)

MORGAN STANLEY BANK N.A. — Interest

ABBOTT LABORATORIES (ABT) — Dividend

ABBVIE INC COM (ABBV) — Dividend

AVERY DENNISON CORPORATION (AVY) — Dividend

BERKSHIRE HATHAWAY CL-B NEW (BRK'B) — Dividend

BOEING CO (BA) — Dividend

CHEVRON CORP (CVX) — Dividend

COCA COLA CO (KO) — Dividend

EDISON INTERNATIONAL (EIX) — Dividend

FRONTIER COMMUNICATIONS CORP (FTR) — Dividend

MICROSOFT CORP (MSFT) — Dividend

NEXTERA ENERGY INC COM (NEE) — Dividend

PRUDENTIAL PLC ADR (PUK) — Dividend — Sold

TELEFONICA SA ADR (TEF) — Dividend

WALT DISNEY CO HLDG CO (DIS) — Dividend

WEC ENERGY GROUP INC COM (WEC) — Dividend

SPDR S&P 500 ETF TRUST (SPY) — Dividend

SPECIAL OPPORTUNITIES FD INC (SPE) — Dividend

WISDOM TREE TOT DIV (DTD) — Dividend

AMERICAN AMCAP A (AMCPX) — Dividend

AMERICAN CAP WRLD GR & INC A (CWGIX) — Dividend

AMERICAN EUROPACIFIC GRW A (AEPGX) — Dividend — Buy (add'l)

AMERICAN INV CO OF AMER A (AIVSX) — Dividend

FIDELITY ADV STK SELECT MDCP A (FMCDX) — Dividend

FRANKLIN CA INSURED TX FR A (FKTFX) — Dividend

LORD ABBETT MID CAP STOCK C (LMCCX) — Dividend

OPPENHEIMER DEVELOPING MKTS A (ODMAX) — Dividend — Buy (add'l)

OPPENHEIMER MAIN ST SELECT A (OMSOX) — Dividend

OPPENHEIMER MID CAP VALUE A (QVSCX) — Dividend

MORGAN STANLEY 2 TRUST ACCOUNT 2 (H)

MORGAN STANLEY BANK N.A. — Interest

ALERIAN MLP ETF (AMLP) — Dividend — Buy (add'l)

ALERIAN MLP ETF (AMLP) — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF (SCZ) — Dividend — Buy (add'l)

SPDR S&P 500 ETF TRUST (SPY) — Dividend — Sold (part)

VANGUARD EXTENDED MKT ETF (VXF) — Dividend — Sold (part)

VANGUARD FTSE DEVELOPED MKTS E (VEA) — Dividend — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS (VWO) — Dividend — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS (VWO) — Buy (add'l)

VANGUARD MID-CAP ETF INDEX (VO) — Dividend — Sold (part)

AMERICAN TAX-EXEMPT BD FD F2 (TEAFX) — Dividend — Buy (add'l)

PRINCIPAL PREFERRED SEC INST (PPSIX) — Dividend — Buy (add'l)

MORGAN STANLEY 3 PERSONAL ACCOUNT (H)

MORGAN STANLEY BANK, N.A. — Interest

ABBOTT LABORATORIES (ABT) — Dividend

ABBVIE INC COM (ABBV) — Dividend

ADVANSIX INC (ASIX) — Dividend

ALCOA INC (AA) — Dividend

AT&T INC (T) — Dividend

BANK OF NEW YORK MELLON CORP (BK) — Dividend

BERKSHIRE HATHAWAY CL-B NEW (BRKB) — Dividend

CISCO SYS INC (CSCO) — Dividend

COMCAST CORP (NEW) CLASS A (CMCSA) — Dividend

CONOCOPHILLIPS (COP) — Dividend

EXXON MOBIL CORP (XOM) — Dividend

HONEYWELL INTERNATIONAL INC (HON) — Dividend

GARRETT MOTION INC (GTX) — Dividend

INTEL CORP (INTC) — Dividend

LIFE STORAGE INC (LSI) — Dividend

NCR CORPORATION (NCR) — Dividend

PHILLIPS 66 COM (PSX) — Dividend

RESIDEO TECHNOLOGIES INC (REZI) — Dividend

SCHLUMBERGER LTD (SLB) — Dividend

SUN LIFE FINL SVCS CDA INC (SLF) — Dividend

TERADATA CORP (TDC) — Dividend

TEXAS INSTRUMENTS (TXN) — Dividend

TRANSOCEAN LTD (RIG) — Dividend

TWENTY-FIRST CENTURY FOX CL A (FOXA) — Dividend — Sold

VERIZON COMMUNICATIONS (VZ) — Dividend

VODAFONE GROUP PLC (VOD) — Dividend

WALGREENS BOOTS ALLIANCE INC (WBA) — Dividend

WALT DISNEY CO HLDG CO (DIS) — Dividend — Sold (part)

WILLIAMS CO INC (WMB) — Dividend

WPX ENERGY INC (WPX) — Dividend

AMERICAN BALANCED A (ABALX) — Dividend

AMERICAN CAP WORLD GR & INC A (CWGIX) — Dividend

AMERICAN NEW PERSPECTIVE A (ANWPX) — Dividend

AMERICAN NEW WORLD A (NEWFX) — Dividend

AMERICAN SMALL CAP WORLD A (SMCWX) — Dividend

INVESCO VAN KAMPEN CALIF VALUE (VCV) — Dividend

INVESCO BAL RISK COMM STRAT A (BRCAX) — Dividend

INVESCO GLOBAL CORE EQUITY A (AWSAX) — Dividend

MSIF GROWTH A (MSEGX) — Dividend

MSIF TR MID CAP GROWTH A (MACGX) — Dividend

MSIF ULTRA-SHORT INCOME A (MUAIX) — Dividend

MORGAN STANLEY 3 TRADITIONAL IRA (H)

MORGAN STANLEY BANK N.A. — Interest

WALT DISNEY CO HLDG CO (DIS) — Dividend

ISHARES MSCI EAFE ETF (EFA) — Dividend

AMERICAN EUROPACIFIC GRW A (ARPGX) — Dividend — Buy

DAVIS NEW YORK VENTURE C (NYVCX) — Dividend

MS U.S. GOVERNMENT SEC TR I (USGDX) — Dividend

MSIF GROWTH L (MSHLX) — Dividend

WILMINGTON TRUST (H)

APPLE INC — Dividend

CAMBIAR INTERNATIONAL EQUITY FUND — Dividend — Sold (part)

ISHARES RUSSELL 2000 VALUE ETF — Dividend

ISHARES RUSSELL 2000 ETF — Dividend

ISHARES S&P 500 GROWTH ETF — Dividend

ORACLE CORPORATION COM — Dividend

REAL ESTATE SELECT SECTOR SPDR FUND — Dividend — Sold (part)

STARBUCKS CORP COM — Dividend

VANGUARD 500 INDEX FUND CLASS ADMIRAL — Dividend — Buy (add'l)

VANGUARD CONSUMER DISCRETIONARY ETF — Dividend — Sold (part)

VANGUARD CONSUMER STAPLES ETF — Dividend — Buy (add'l)

VANGUARD EMERGING MARKETS STOCK INDEX FUND — Dividend

VANGUARD ENERGY ETF — Dividend

VANGUARD FINANCIALS ETF — Dividend — Sold (part)

VANGUARD HEALTH CARE ETF — Dividend — Buy (add'l)

VANGUARD INDUSTRIALS ETF — Dividend — Sold (part)

VANGUARD INFORMATION TECHNOLOGY ETF — Dividend — Sold (part)

VANGUARD MATERIALS ETF — Dividend — Buy (add'l)

VANGUARD TELECOMMUNICATION SERVICES ETF — Dividend — Buy (add'l)

VANGUARD UTILITIES ETF — Dividend — Sold (part)

NUVEEN HIGH YIELD MUNI CL-I — Dividend

WILMINGTON INTERNATIONAL FUND — Dividend — Sold (part)

WCM FOCUSED INTL GROWTH FD — Dividend — Sold (part)

VANGUARD INT-TRM TAX EXEMPT FUND — Dividend

VANGUARD SHORT-TERM TAX- EXEMPT FUND CLASS ADMIRAL — Dividend — Buy (add'l)

LEWISTON MAINE GENERAL OBLIGATION — Dividend — Matured

CHELMSFORD MASSACHUSETTS GENERAL OBLIGATION — Dividend

SAN FRANCISCO CITY & CNTY CALIFORNIA GENERAL OBLIGATION — Dividend

NEWBURYPORT MASSACHUSETTS GENERAL OBLIGATION — Dividend

OKLAHOMA STATE CAPITAL IMPT AUTHS GENERAL OBLIGATION — Dividend

TRI-CNTY OREGON METRO TRANSPRTN DIST GENERAL OBLIGATION — Dividend

SAN ANTONIO TEXAS ELEC & GAS UTILITIES REVENUE — Dividend

SAN FRANCISCO CALIFORNIA CITY & CNTY REVENUE BONDS — Dividend

NORTH LAKE TAHOE CALIFORNIA REVENUE BOND — Dividend

EAST BAY CALIFORNIA UTILITY WATER REVENUE — Dividend

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND CLASS INSTITUTIONAL — Dividend

GATEWAY FUND CLASS Y — Dividend — Closed

GATEWAY FUND CLASS N — Dividend — Open

WILMINGTON TRUST BANK DEPOSIT SWEEP — Dividend

WILMINGTON US GOVERNMENT MONEY MARKET FUND CLASS SELECT — Dividend

WILMINGTON REAL ASSET FUND-I — Dividend

BANK OF AMERICA, N.A. WEATH MGMT BOFA INTEREST CHECKING — Interest

BANK OF AMERICA, N.A. WEALTH MANAGEMENT MMS MONEY MARKET SAVINGS 1 — Interest

BANK OF AMERICA, N.A. WEALTH MANAGEMENT MMS MONEY MARKET SAVINGS 2 — Interest

BANK OF AMERICA, N.A. WEALTH MANAGEMENT MMS MONEY MARKET SAVINGS 3 — Interest

BANK OF AMERICA, N.A. CORE CHECKING — Interest

UNION BANK PRIVATE ADVANTAGE — Interest

UNION BANK HIGH RATE MONEYMARKET — Interest

WELLS FARGO HIGH YIELD SAVINGS — Interest

WELLS FARGO PMA PRIME CHECKING ACCOUNT — Interest

CHASE CHECKING ACCOUNT — Interest

CHASE PRIVATE CLIENT — Interest

CITIBANK PRIVATE CLIENT CITIBANK SAVINGS PLUS — Interest

CITIBANK PRIVATE CLIENT INTEREST CHECKING — Interest

CITIBANK PRIVATE BANK 6 MONTH CD — Interest

CITIBANK PRIVATE CLIENT CITIBANK SAVINGS PLUS — Interest

EDISON INTERNATIONAL — Dividend

WISCONSIN ENERGY CORPORATION — Dividend

NEXTERA ENERGY, INC — Dividend

FIDELITY INVESTMENTS (H)

FIDELITY INVESTMENTS — Int./Div.

FIDELITY INT'L VALUE — Int./Div.

FIDELITY INTL SMALL CAP OPP FUND — Int./Div.

FIDELITY EQUITY DIVIDEND INCOME FUND — Int./Div.

FIDELITY PURITAN — Int./Div.

OPPENHEIMER & CO INC (H)

OPPENHEIMER & CO INC ADVANTAGE BANK DEPOSITS — Interest

MICHIGAN ST HOSP FIN AUTH REV MI AMBAC 5.25% DUE 05/15/26 B/E REV OID — Interest

EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN — Dividend — Buy

EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN — Buy (add'l)

EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN — Buy (add'l)

FIRST TR EXCHANG TRADED FD III MANAGD MUN ETF — Dividend — Buy

INVESCO QQQ TR SER 1 ETF — Dividend

INVESCO MSCI GLOBAL TIMBER ETF — Dividend

ISHARES MSCI FRNTR 100 ETF — Dividend

ISHARES TR MSCI EAFE ETF CLOSED END SBI/CBI ETF — Dividend

ISHARES TR CORE S&P MCP ETF CLOSED END SBI/CBI ETF — Dividend

ISHARES TR CORE S&P SCP ETF CLOSED END SBI/CBI ETF — Dividend — Buy (add'l)

ISHARES TR CORE S&P SCP ETF CLOSED END SBI/CBI ETF — Buy (add'l)

ISHARES MSCI EAFE SMALL CAP INDEX FUND CLOSED END SBI/CBI ETF — Dividend — Sold (part)

ISHARES MSCI EAFE SMALL CAP INDEX FUND CLOSED END SBI/CBI ETF — Sold (part)

ISHARES MSCI EAFE SMALL CAP INDEX FUND CLOSED END SBI/CBI ETF — Sold (part)

ISHARES MSCI EAFE SMALL CAP INDEX FUND CLOSED END SBI/CBI ETF — Sold (part)

ISHARES INC CORE MSCI EMKT SBI/ CBI ETF — Dividend — Buy (add'l)

ISHARES INC CORE MSCI EMKT SBI/ CBI ETF — Buy (add'l)

ISHARES INC CORE MSCI EMKT SBI/ CBI ETF — Buy (add'l)

ISHARES INC CORE MSCI EMKT SBI/ CBI ETF — Buy (add'l)

ISHARES INC CORE MSCI EMKT SBI/ CBI ETF — Buy (add'l)

SPDR S&P 500 ETF TR TR UNIT CLOSED END SBI/CBI ETF — Dividend

SPDR INDEX SHS FDS DJ GLB RL ES ETF CLOSED END SBI/CBI ETF — Dividend

SPDR SERIES TRUST BLMBRG BRC CNVRT CLOSED END SBI/CBI ETF — Dividend

SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL — Dividend — Buy

SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL — Buy (add'l)

SPDR BLKSTN/GSO SEN LOAN ETF — Dividend

SELECT SECTOR SPDR TR SBI CONS DISCR CLOSED END SBI/CBI ETF — Dividend

SELECT SECTOR SPDR TR SBI INT- INDS CLOSED END SBI/CBI ETF — Dividend

VANGUARD WORLD FDS FINANCIAL ETF CLOSED END SBI/CBI ETF — Dividend

VANECK VECTORS AMT FREE INTERM MUN INDEX ETF — Dividend — Sold (part)

VANECK VECTORS AMT FREE INTERM MUN INDEX ETF — Sold (part)

VANECK VECTORS AMT FREE INTERM MUN INDEX ETF — Sold (part)

ASSOCIATED BANK N.A. INDIVIDUAL HSA W — Interest

JOHN HANCOCK - TERM POLICY — None

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 1 — Dividend

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 2 — Dividend

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 3 — Dividend

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 4 — Dividend

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 5 — Dividend

HUNTINGTON NATIONAL BANK (H)

CHECKING ACCOUNT — Interest

The following are changes made on Part VII (Investments and Trusts) of the report:

The ticker symbol for the asset on line 187 (Templeton Foreign Fund C) is corrected to read “TEMFX”. It was inadvertently entered as “TEFTX” in the prior

reports.

The ticker symbol for the asset on line 188 (Voya GBL Value Advantage C) is corrected to read “NAWGX”. It was inadvertently entered as “NAWCX” in the

prior reports.

The ticker symbol for the asset on line 236 (Fidelity Adv Stk Select MDCP A) is corrected to read “FMCDX”. It was inadvertently entered as “FMCEX” in the

prior reports.

The ticker symbol for the asset on line 237 (Franklin CA Insured TX FR A) is corrected to read “FKTFX”. It was inadvertently entered as “FRCIX” in the prior

reports.