Ann M. Nevins

2019

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

106
investments
0
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
1
spouse income

Named parties

Chase Bank
Shipman & Goodwin, LLP -- Income from Partnership

As filed

Northwestern Mutual Account - General Money Market Fund Class B - GMMB — Interest

People's United Bank Account — Interest

Synchrony Bank — Interest

CHET ADVISOR — Interest — Buy (add'l)

CHET ADVISOR — Buy (add'l)

Northwestern Mutual Annuity (H)

Index 500 Stock (MSA) — Distribution — Sold (part)

Index 500 Stock (MSA) — Sold (part)

Index 600 Stock (MSA) — Distribution — Sold (part)

Index 600 Stock (MSA) — Sold (part)

Index 400 Stock (MSA) — Distribution — Sold (part)

Index 400 Stock (MSA) — Sold (part)

Intntl Equity MSA/Franklin Templeton — Distribution — Sold (part)

Intntl Equity MSA/Franklin Templeton — Sold (part)

Emerging Markets Equity (MSA/ Aberdeen) (was MSA/MFS ???) — Distribution — Sold (part)

Emerging Markets Equity (MSA/ Aberdeen) (was MSA/MFS ???) — Sold (part)

High Yeild Bond (MSA/Federated Invest.Mgm) — Distribution — Sold (part)

High Yeild Bond (MSA/Federated Invest.Mgm) — Sold (part)

Select Bond (MSA/Wells Capital Mgmt Inc) — Distribution — Sold (part)

Select Bond (MSA/Wells Capital Mgmt Inc) — Sold (part)

Strategic Bond (RIF)(formerly Russell Core Bond) — Distribution — Sold (part)

Strategic Bond (RIF)(formerly Russell Core Bond) — Sold (part)

Global Real Est Sec's (RIF)(formerly Russell Glbl Real Est Sec's) — Distribution — Sold (part)

Global Real Est Sec's (RIF)(formerly Russell Glbl Real Est Sec's) — Sold (part)

Northwestern Mutual SEP (H)

INVESCO Equally Wghtd S&P 500 FdClass Y VADDX — Dividend — Sold (part)

INVESCO Equally Wghtd S&P 500 FdClass Y VADDX — Sold (part)

INVESCO Equally Wghtd S&P 500 FdClass Y VADDX — Buy (add'l)

The Growth Fund of America Class F-2 GFFFX — Dividend — Sold (part)

The Growth Fund of America Class F-2 GFFFX — Sold (part)

The Growth Fund of America Class F-2 GFFFX — Buy (add'l)

The Growth Fund of America Class F-2 GFFFX — Sold (part)

Vanguard Specialized Portfolio Div App ETF - VIG — Dividend — Sold (part)

Vanguard Specialized Portfolio Div App ETF - VIG — Sold (part)

ISHARES TR S&P MC 400VL ETF - IJJ — Dividend — Sold (part)

ISHARES TR S&P MC 400VL ETF - IJJ — Sold (part)

ISHARES TR S&P MC 400VL ETF - IJJ — Buy (add'l)

ISHARES TR S&P MC 400VL ETF - IJJ — Sold (part)

ISHARES TR CORE S&P 500 ETF - IVV — Dividend — Buy (add'l)

ISHARES TR CORE S&P 500 ETF - IVV — Sold (part)

ISHARES TR SP SMCP600VL ETF - IJS — Dividend — Buy (add'l)

ISHARES TR SP SMCP600VL ETF - IJS — Sold (part)

Capital World Growth and Income - F2 - WGIFX — Dividend — Buy (add'l)

Capital World Growth and Income - F2 - WGIFX — Sold (part)

Vanguard Total Intl Stock Index ADM - VTIAX — Dividend — Buy (add'l)

Vanguard Total Intl Stock Index ADM - VTIAX — Sold (part)

Vanguard Total Intl Stock Index ADM - VTIAX — Buy (add'l)

Vanguard Intl Equity Index F FTSE EMR MKT ETF - VWO — Dividend — Sold (part)

Vanguard Intl Equity Index F FTSE EMR MKT ETF - VWO — Sold (part)

Vanguard Intl Equity Index F FTSE EMR MKT ETF - VWO — Buy (add'l)

Vanguard REIT Index Fund Admiral Shares - VGSLX — Dividend — Sold (part)

Vanguard REIT Index Fund Admiral Shares - VGSLX — Sold (part)

Vanguard REIT Index Fund Admiral Shares - VGSLX — Buy (add'l)

Capital World Bond Fund-F2 -- BFWFX — Dividend

Templeton GLBL Bond Fund Adisor Clas - TGBAX — Dividend — Buy (add'l)

Templeton GLBL Bond Fund Adisor Clas - TGBAX — Buy (add'l)

Vanguard High Yield Corporate Bond Fund - VWEAX — Dividend — Sold (part)

Vanguard High Yield Corporate Bond Fund - VWEAX — Buy (add'l)

Vanguard Interim Term Bond Index Fund Admiral Share - VBILX — Dividend — Buy (add'l)

Vanguard Interim Term Bond Index Fund Admiral Share - VBILX — Sold (part)

Vanguard Interim Term Bond Index Fund Admiral Share - VBILX — Buy (add'l)

Vanguard Short-Term Bond Index Fund Adminiral Shares - VBIRX — Dividend — Buy (add'l)

Vanguard Short-Term Bond Index Fund Adminiral Shares - VBIRX — Buy (add'l)

Vanguard Short-Term Bond Index Fund Adminiral Shares - VBIRX — Sold (part)

Vanguard Total Bond Market Index Fund Admiral Shares - VBTLX — Dividend — Buy (add'l)

Vanguard Total Bond Market Index Fund Admiral Shares - VBTLX — Sold (part)

Vanguard Total Bond Market Index Fund Admiral Shares - VBTLX — Buy (add'l)

BNY Mellon Global Fixed Income Class 1 - SDGIX - — Dividend — Sold (part)

BNY Mellon Global Fixed Income Class 1 - SDGIX - — Buy (add'l)

Northwestern Mutual Money Market — Interest

Vanguard Retirement Account (H)

Dodge & Cox Intl Stock — Dividend — Buy (add'l)

Dodge & Cox Intl Stock — Buy (add'l)

Vanguard Extended Mkt Index Adm — Dividend — Buy (add'l)

Vanguard Extended Mkt Index Adm — Buy (add'l)

Vanguard Total Bond Mkt Indx Fund Adm — Dividend — Buy (add'l)

Vanguard Total Bond Mkt Indx Fund Adm — Buy (add'l)

Vanguard Inst Index Fund Inst — Dividend — Buy (add'l)

Vanguard Inst Index Fund Inst — Buy (add'l)

Vanguard Retirement Savings Trust III (Money Mkt Acct) — Int./Div. — Buy (add'l)

Vanguard Retirement Savings Trust III (Money Mkt Acct) — Buy (add'l)

Vanguard Tot Intl Stock Ix Adm — Dividend — Buy (add'l)

Vanguard Tot Intl Stock Ix Adm — Buy (add'l)

Old Dyer Investment, LLC, n/k/a Old Hill Setauket — Distribution

Shipman & Goodwin LLP Cash Balance Retirement Plan — Interest — Buy (add'l)

Coca Cola — Dividend — Open

Liability — Chase Bank — Credit Card

Spouse's income — 2019 — Shipman & Goodwin, LLP -- Income from Partnership

Regarding items in Section VII:

(1) Dreyfus/Standish Global Fixed Income Class 1 - SDGIX - is now known as BNY Mellon Global Fixed Income Class 1 - SDGIX

(2) Old Dyer Investment, LLC is now known as Old Hill Setauket, LLC.

(3) As part of law firm's retirement package for partners, a "Cash Balanace Retirement Plan" was added to other retirement benefit plans (such as

a 401(k) plan and Keough investment plan) in 2013. I have not previously reported this asset as I have only recently understood it is something different from

the 401(k) plan. My understanding is that this plan was initially funded in 2013 by contributions from compensation. Thereafter, he made annual

contributions to the plan. Section VII of the report therefore lists this investment in this 2019 report for the first time, and reflects the additional contribution he

made in the reporting year. The amount in column A is an estimate, based on my understanding that the Cash Balance Retirement Plan has a target performance

of four (4%) percent per annum. The investment is known as the "Shipman & Goodwin, LLP Cash Balance Retirement Plan."

(4) I purchased $100 of Coca Cola stock in approximately 1992. In preparing information for tax returns this year I realized this stock -- along with the $13 per

year dividends -- has been omitted from prior FiDO reports. I have now listed the stock in this 2019 report for the first time. Its value is less than $1000. I

was unable to reflect the correct "Open" date (it triggered an audit flag) and therefore I used a date of 1/1/2019 in order to add this information to my financial

disclousures. There was no purchase or sale of this stock in 2019.

Please let me know if there is additional or different corrective action I need to take regarding items (3) and (4).

Thank you

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.