Jane A. Restani

INDIVIDUAL ASSETS (H)

M&T BANK ACCOUNTS (cash) — Interest

PEOPLE'S UNITED BANK PLUS CD (cash) — Interest

CAPITAL ONE BANK ACCOUNTS (cash) — Interest

SANTANDER BANK ACCOUNTS (cash) — Interest

HSBC ACCOUNTS (cash) — Interest

FIRST COUNTY BANK ACCOUNTS (cash) — Interest

NUVEEN QUALITY MUNICIPAL INCOME FUND (NAD) — Dividend

IRA #1 (H)

INVESCO DIVERSIFIED DIVIDEND A (LCEAX) — Dividend

WELLS FARGO LARGE CAP CORE C (EGOCX) — Dividend — Sold (part)

BROKERAGE #1 (H)

MORGAN STANLEY BANK NA (CASH) (Y)

BLACKROCK MUNIHOLDINGS INVESTMENTS (MFL) — Dividend

FIRST TR MLD CP COR APLHDX ETF (FNX) — Dividend

FIRST TRUST NASDAQ BANK ETF (FTXO) — None — Buy

FIRST TR VALUE LN DIVIDEND IDX (FVD) — Dividend — Buy (add'l)

FIRST TRUST AMEX BIOTECH (FBT) — None — Buy

FIRST TRUST CAP GROWTH (FNY) — None — Buy

FIRST TRUST CAPITAL STRENGTH ETF (FTCS) — Dividend — Buy (add'l)

FIRST TRUST CONSUMER DISCRET (FXD) — None — Buy

FIRST TRUST EMERGING MARKETS (FEM) — None — Buy

FIRST TRUST EUROPE (FEP) — Dividend — Buy (add'l)

FIRST TRUST LG CAP GRW A (FTC) — Dividend — Buy (add'l)

FIRST TRUST LG CAP VALUE AL (FTA) — None — Buy

FIRST TRUST MANAGED MUNI (FMB) — None — Buy

FIRST TRUST MANAGED MUNI (FMB) — Buy (add'l)

FIRST TRUST RISING DIV ACHIEV (RDVY) — None — Buy

FIRST TRUST SR LOAN FD (FTSL) — Dividend

FIRST TRUST SM CAP CORE ETF (FYX) — Dividend

FIRST TRUST TECH ALPHA ETF (FXL) — None — Buy

FIRST TRUST EQ OPP ETF (FPX) — Dividend

ISHARES RUSSELL 1000 GROWTH ETF (IWF) — Dividend

ISHARES RUSSELL 2000 ETF (IWM) — Dividend

ISHARES RUSSELL MID CAP ETF (IWR) — Dividend

NUVEEN MUNICIPAL VALUE FD 2 (NUW) — Dividend

NUVEEN MUNICIPAL VALUE FD INC (NUV) — Dividend

CONNECTICUT ST HEALTH & EDL FACS AUTH REV N (20774YEF0) — Interest

CONNECTICUT ST GRNL OBLIG SER D (20772IVK5) — Interest

AB LARGE CAP GROWTH A (APGAX) — Dividend

AB REALTIVE VALUE A (CABDX) — Dividend

FRANKLIN CT TX FR A (FXCTX) — Dividend

GEORGE PUTNAM BALANCED A (PGEOX) — Dividend

INVESCO MUNI INCOME A (VKMMX) — Dividend — Sold (part)

JP MORGAN GROWTH & INCOME A (VGRIX) — Dividend

MAINSTAY TAX FREE BOND B (MKTBX) — Dividend

MAINSTAY TAX FREE BOND C (MTFCX) — Dividend

MFS CORE EQUITY A (MRGAX) — Dividend

MFS MUNI LTD MATURITY A (MTLFX) — Dividend

MILLER OPP TRUST A (LGOAX) — None

PUTNAM TAX FREE HI YEILD A (PTHAX) — Dividend

THORNBURG INTL GROWTH A (TIGAX) — Dividend

NUVEEN ENHANCED AMT FREE MUN CRED (NVG) — Dividend — Sold

INVESTORS SVGS BK SHORT HILLS (46176PKJ3) — Interest — Buy

INVESTORS SVGS BK SHORT HILLS (46176PKJ3) — Redeemed

BRANDES INTERNATIONAL EQ A (BIEAX) — Dividend — Sold

HARTFORD MIDCAP A (HFMCX) — Dividend — Sold

IRA #2 (H)

NATIONAL MUNICIPAL CLASS A (MDNLX) — Dividend

BROKERAGE #2 (H)

MORGAN STANLEY BANK NA (cash) — Dividend

FIRST TRUST MANAGED MUNICIPA (FMB) — Dividend — Buy

FIRST TRUST MANAGED MUNICIPA (FMB) — Buy (add'l)

NUVEEN ENHANCED AMT FREE MUN CRED (NVG) — Dividend

CONNECTICUT ST HEALTH & EDL FACS AUTH REV-J (20774YKN6) — Dividend

METROPOLITAN TRANSANT AUTH NY REV REF-F (59259YUX5) — Dividend

METROPOLITAN TRANS AUTH-H (59259YWD7) — Dividend

NEW YORK CITY GENL OBLIG SUBSERIES A-1 (64966I2L9) — Dividend

COLUMBIA SELECT LG CP GROWTH A (ELGAX) — Dividend — Buy

DELAWARE VALUE A (DDVAX) — Dividend — Buy

LORD ABBETT NATIONAL TX FR INC A (LANSX) — Dividend

NUVEEN CT MUNI BOND A (FCTTX) — Dividend

WELLS FARGO LARGE CAP CORE C (EGOCX) — Dividend

COLUMBIA SELECT LG CP GROWTH C (ELGCX) — Dividend — Sold

DELAWARE VALUE C (DDVCX) — Dividend — Sold

IRA #3 (H)

FIRST TRUST HIGH YL LG/SHT (HYLS) — Dividend — Buy

FIRST TRUST TCW OPPS FIXD INC (FIXD) — Dividend — Buy

FIRST TRUST VALU LN DIV IDX (FVD) — Dividend — Buy

FIRST TRUST DYN DEVEL INT (RFDI) — Dividend — Buy

FIRST TRUST AMEX BIOTECH (FBT) — None — Buy

FIRST TRUST CAPITAL STRGTH (FTCS) — Dividend — Buy

FIRST TRUST CONSUMER DISCRET (FXD) — Dividend — Buy

FIRST TRUST EMERGING MARKETS (FEM) — Dividend — Buy

FIRST TRUST EUROPE (FEP) — Dividend — Buy

FIRST TRUST GBL TACTICAL STG F (FTGC) — Dividend — Buy

FIRST TRUST LARGE CAP GROWTH A (FTC) — Dividend — Buy

FIRST TRUST LONG/SHORT EQTY (FTLS) — Dividend — Buy

FIRST TRUST TECH ALPHA ETF (FXL) — Dividend — Buy

BARON GROWTH INSTITUTIONAL (BGRIX) — None — Sold

BLACKROCK EQUITY DIVIDEND I (MADVX) — Dividend — Sold

GUGGENHEIM TOTAL RETURN BD (GIBIX) — Dividend — Sold

JANUS HENDERSON GLOBAL INCOME I (HFQIX) — Dividend — Sold

JANUS HENDERSON INTL OPPORTUNITIES I (HFOIX) — None — Sold

MAINSTAY LARGE CAP GROWTH I (MLAIX) — None — Sold

ROYCE PREMIER INV (RYPRX) (X) — None — Sold

WELLS FARGO EMERGING MARKETS EQ INST (EMGNX) — None — Sold

529 ACCOUNT #1 (H)

NY'S 529 COLLEGE SAVINGS PROGRAM DEVELOPED MARKETS INDEX PORTFOLIO — None — Buy (add'l)

NY'S 529 COLLEGE SAVINGS PROGRAM GROWTH STOCK INDEX PORTFOLIO — None — Buy (add'l)

NY'S 529 COLLEGE SAVINGS PROGRAM VALUE STOCK INDEX PORTFOLIO — None — Buy (add'l)

529 ACCOUNT #2 (H)

NY'S 529 COLLEGE SAVINGS PROGRAM MODERATE GROWTH PORTFOLIO — None — Open

Delegate at Large of Mohican Chapter, Adirondack Mountain Club

Spouse's income — 2019 — City University of New York (salary)